Vault-13

SAREPTA THERAPEUTICS INC

DEBT 1.250% 9/1 · CUSIP 803607AC4

63 institutional holders +7 vs Q3 2022
83,070,15083.1m shares reported held*
$1.2bnreported value*
15 new 22 added 12 reduced 8 sold out net sold ≈ $68.5m (-19.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.40. Options: 0 managers hold calls (— notional), 1 hold puts ($28.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 56Q4 22: 6363Q3 22Q4 22
Numbers
QuarterHolders
Q3 202256
Q4 202263

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $0Q3 22 puts: $24.1mQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $28.7mQ4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$24.1m—
Q4 2022$0$28.7m—

Biggest buyers

LORD, ABBETT & CO. LLC New +39,656,000+39.7m
FMR LLC Added +24,875,000+24.9m
VOYA INVESTMENT MANAGEMENT LLC Added +24,435,000+24.4m
BANK OF AMERICA CORP /DE/ Added +23,391,000+23.4m
SCHRODER INVESTMENT MANAGEMENT GROUP New +18,025,000+18.0m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Added +9,500,000+9.5m
ROYAL BANK OF CANADA Added +9,459,000+9.5m
WOLVERINE ASSET MANAGEMENT LLC Added +8,850,000+8.8m
Man Group plc New +7,440,000+7.4m
Polar Capital Holdings Plc Added +7,000,000+7.0m

Biggest sellers

Linden Advisors LP Reduced -67,950,000-68.0m
D. E. Shaw & Co., Inc. Sold out -32,500,000-32.5m
DeepCurrents Investment Group LLC Sold out -27,500,000-27.5m
CITADEL ADVISORS LLC Reduced -20,500,000-20.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,160,000-20.2m
Polar Asset Management Partners Inc. Reduced -20,000,000-20.0m
JANUS HENDERSON GROUP PLC Sold out -15,000,000-15.0m
Opti Capital Management, LP Reduced -12,750,000-12.8m
JANE STREET GROUP, LLC Reduced -11,975,000-12.0m
Segantii Capital Management Ltd Sold out -10,000,000-10.0m

Biggest calls

None

Biggest puts

Davidson Kempner Capital Management LP Added $28.7m24.9m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.15% of their portfolio ATLANTA, GA 115,435,000115.4m $133.6m $133.6m 0.15% Added +24.4m +24,435,000
2 Linden Advisors LP 1.29% of their portfolio New York, NY 106,250,000106.2m $122.9m $122.9m 1.29% Reduced -68.0m -67,950,000
3 Polar Asset Management Partners Inc. 1.32% of their portfolio TORONTO, A6 80,000,00080.0m $92.5m $92.5m 1.32% Reduced -20.0m -20,000,000
4 WOLVERINE ASSET MANAGEMENT LLC 1.38% of their portfolio CHICAGO, IL 77,475,00077.5m $89.6m $89.6m 1.38% Added +8.8m +8,850,000
5 CITADEL ADVISORS LLC 0.08% of their portfolio MIAMI, FL 62,000,00062.0m $71.7m $71.7m 0.08% Reduced -20.5m -20,500,000
6 Calamos Advisors LLC 0.32% of their portfolio NAPERVILLE, IL 56,711,00056.7m $65.6m $65.6m 0.32% Unchanged
7 LORD, ABBETT & CO. LLC 0.08% of their portfolio JERSEY CITY, NJ 39,656,00039.7m $45.9m $45.9m 0.08% New
8 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.29% of their portfolio NEW YORK, NY 36,000,00036.0m $41.6m $41.6m 1.29% Reduced -9.0m -9,000,000
9 FMR LLC 0.00% of their portfolio BOSTON, MA 33,775,00033.8m $38.9m $38.9m 0.00% Added +24.9m +24,875,000
10 TENOR CAPITAL MANAGEMENT Co., L.P. 0.83% of their portfolio NEW YORK, NY 30,000,00030.0m $34.8m $34.8m 0.83% Unchanged
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 27,261,00027.3m $31.4m $31.4m 0.00% Added +23.4m +23,391,000
12 Balyasny Asset Management L.P. 0.10% of their portfolio Chicago, IL 25,000,00025.0m $28.9m $28.9m 0.10% Added +2.5m +2,500,000
13 Alberta Investment Management Corp 0.25% of their portfolio EDMONTON, A0 24,500,00024.5m $28.4m $28.4m 0.25% Added +5.0m +5,000,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 22,000,00022.0m $25.5m $25.5m 0.00% Added +500.0k +500,000
15 ADVENT CAPITAL MANAGEMENT /DE/ 0.43% of their portfolio NEW YORK, NY 20,758,00020.8m $24.0m $24.0m 0.43% Reduced -5.7m -5,680,000
16 Opti Capital Management, LP 2.00% of their portfolio New York, NY 20,000,00020.0m $23.1m $23.1m 2.00% Reduced -12.8m -12,750,000
17 SSI INVESTMENT MANAGEMENT LLC 1.42% of their portfolio Los Angeles, CA 19,470,00019.5m $22.4m $22.4m 1.42% Added +4.9m +4,865,000
18 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 18,025,00018.0m $20.6m $20.6m 0.03% New
19 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 17,025,00017.0m $19.4m $19.4m 0.04% Reduced -12.0m -11,975,000
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio BALA CYNWYD, PA 16,090,00016.1m $18.6m $18.6m 0.04% Reduced -20.2m -20,160,000
21 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 15,000,00015.0m $17.3m $17.3m 0.01% Reduced -2.0m -2,000,000
22 Woodline Partners LP 0.24% of their portfolio San Francisco, CA 15,000,00015.0m $17.3m $17.3m 0.24% Unchanged
23 WHITEBOX ADVISORS LLC 0.64% of their portfolio MINNEAPOLIS, MN 14,870,00014.9m $17.1m $17.1m 0.64% Reduced -4.0m -4,000,000
24 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 12,000,00012.0m $13.8m $13.8m 0.02% Added +9.5m +9,500,000
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,997,00012.0m $13.8m $13.8m 0.00% Added +9.5m +9,459,000
26 BlackRock Inc. 0.00% of their portfolio New York, NY 10,675,00010.7m $12.3m $12.3m 0.00% Added +3.7m +3,675,000
27 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 10,600,00010.6m $12.2m $12.2m 0.00% Added +6.8m +6,850,000
28 Polar Capital Holdings Plc 0.09% of their portfolio London, X0 9,500,0009.5m $11.0m $11.0m 0.09% Added +7.0m +7,000,000
29 READYSTATE ASSET MANAGEMENT LP 2.91% of their portfolio CHICAGO, IL 9,000,0009.0m $10.4m $10.4m 2.91% First filing
30 CAMDEN ASSET MANAGEMENT L P /CA 0.33% of their portfolio Los Angeles, CA 8,900,0008.9m $10.3m $10.3m 0.33% Reduced -7.5m -7,500,000
31 Man Group plc 0.03% of their portfolio LONDON, X0 7,440,0007.4m $8.5m $8.5m 0.03% New
32 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,360,0006.4m $7.3m $7.3m 0.00% Added +3.3m +3,300,000
33 CAPSTONE INVESTMENT ADVISORS, LLC 0.15% of their portfolio NEW YORK, NY 5,000,0005.0m $5.8m $5.8m 0.15% Unchanged
34 AXA S.A. 0.02% of their portfolio PARIS, I0 4,100,0004.1m $4.7m $4.7m 0.02% New
35 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 3,320,0003.3m $3.8m $3.8m 0.01% Added +1.8m +1,820,000
36 Nicholas Investment Partners, LP 0.32% of their portfolio RANCHO SANTA FE, CA 3,150,0003.1m $3.6m $3.6m 0.32% New
37 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 3,021,0003.0m $3.1m $3.1m 0.00% Added +909.0k +909,000
38 PALISADE CAPITAL MANAGEMENT, LP 0.09% of their portfolio FORT LEE, NJ 3,000,0003.0m $3.5m $3.5m 0.09% New
39 CSS LLC/IL 0.23% of their portfolio CHICAGO, IL 3,000,0003.0m $3.5m $3.5m 0.23% New
40 CAAS CAPITAL MANAGEMENT LP 0.66% of their portfolio NEW YORK, NY 3,000,0003.0m $3.4m $3.4m 0.66% Unchanged
41 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 2,745,0002.7m $3.2m $3.2m 0.02% Unchanged
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,500,0002.5m $2.9m $2.9m 0.00% Added +500.0k +500,000
43 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,345,0002.3m $2.7m $2.7m 0.00% First filing
44 OAKTREE CAPITAL MANAGEMENT LP 0.03% of their portfolio LOS ANGELES, CA 2,000,0002.0m $2.3m $2.3m 0.03% New
45 Amundi 0.00% of their portfolio Paris, I0 1,386,0001.4m $1.5m $1.5m 0.00% Added +600.0k +600,000
46 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,374,0001.4m $1.6m $1.6m 0.00% New
47 Verde Servicos Internacionais S.A. 0.40% of their portfolio SAO PAULO, D5 1,000,0001.0m $1.2m $1.2m 0.40% Unchanged
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 807,000807.0k $922.5k $922.5k 0.00% Added +802.2k +802,250
49 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 800,000800.0k $922.0k $922.0k 0.00% New
50 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $796.5k $796.5k 0.00% New
51 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 421,000421.0k $488.3k $488.3k 0.00% Added +309.0k +309,000
52 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 419,000419.0k $483.0k $483.0k 0.02% New
53 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $348.0k $348.0k 0.00% New
54 Teton Advisors, Inc. 0.08% of their portfolio Rye, NY 255,000255.0k $294.8k $294.8k 0.08% Unchanged
55 MacKay Shields LLC 0.01% of their portfolio New York, NY 250,000250.0k $289.4k $289.4k 0.01% Unchanged
56 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 250,000250.0k $285.4k $285.4k 0.00% Unchanged
57 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 213,000213.0k $245.5k $245.5k 0.00% Added +150.0k +150,000
58 SG Americas Securities, LLC 0.05% of their portfolio NEW YORK, NY 30,00030.0k $3.4m $3.4m 0.05% New
59 PURA VIDA INVESTMENTS, LLC 0.49% of their portfolio NEW YORK, NY 25,00025.0k $2.9m $2.9m 0.49% Unchanged
60 Boussard & Gavaudan Investment Management LLP 0.00% of their portfolio London, X0 12,15012.2k $13.9k $13.9k 0.00% Added +4.7k +4,650
61 Context Capital Management, LLC 0.47% of their portfolio LAJOLLA, CA 5,5005.5k $6.4m $6.4m 0.47% Reduced -4.5k -4,500
62 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 800800 $927.0k $927.0k 0.01% New
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged