Vault-13

SANARA MEDTECH INC SMTI

COM · Common Stock · CUSIP 79957L100

44 institutional holders -4 vs Q2 2023
633,820633.8k shares reported held*
7.4% of all shares outstanding*
$19.8mreported value*
5 new 11 added 15 reduced 9 sold out net sold ≈ $1.0m (-33.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 8.5m as of 2023-11-13, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $31.21.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 29Q4 22: 31Q1 23: 35Q2 23: 48Q3 23: 4444Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202229
Q4 202231
Q1 202335
Q2 202348
Q3 202344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 24 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022179
Q1 2023236
Q2 20233115
Q3 20231624

Biggest buyers

RENAISSANCE TECHNOLOGIES LLC New +8,800+8.8k
BlackRock Inc. Added +8,479+8.5k
Strategic Investment Solutions, Inc. /IL Added +6,200+6.2k
VANGUARD GROUP INC Added +4,657+4.7k
LAZARD ASSET MANAGEMENT LLC New +2,511+2.5k
GEODE CAPITAL MANAGEMENT, LLC Added +2,257+2.3k
STRS OHIO Added +900+900
Tower Research Capital LLC (TRC) Added +625+625
FMR LLC New +553+553
Diametric Capital, LP Added +380+380

Biggest sellers

BAMCO INC /NY/ Sold out -14,713-14.7k
CITADEL ADVISORS LLC Reduced -8,244-8.2k
MARSHALL WACE, LLP Sold out -5,832-5.8k
NEW YORK STATE COMMON RETIREMENT FUND Reduced -5,708-5.7k
Rockefeller Capital Management L.P. Sold out -5,500-5.5k
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -5,371-5.4k
PRELUDE CAPITAL MANAGEMENT, LLC Sold out -5,286-5.3k
Nuveen Asset Management, LLC Sold out -5,089-5.1k
Smart Money Group LLC Sold out -5,000-5.0k
Quadrature Capital Ltd Reduced -1,687-1.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: TALL PINES CAPITAL, LLC (0.0%, 2026-07-31), BAIRD TRUST Co (0.0%, 2026-04-14)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 21: 0 buyingQ4 21: 2 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 2 sellingQ3 22: 0 buyingQ3 22: 2 sellingQ3 22Q4 22: 0 buyingQ4 22: 1 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20210—2$101.3k—
Q1 20220—0——
Q2 20220—2$37.2k—
Q3 20220—2$65.5k—
Q4 20220—1$33.0k—
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 180,903180.9k $5.6m $5.6m 0.00% Added +8.5k +8,479
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 135,643135.6k $4.2m $4.2m 0.00% Added +4.7k +4,657
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 70,74370.7k $2.2m $2.2m 0.00% Added +2.3k +2,257
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 51,61051.6k $1.6m $1.6m 0.00% Reduced -100 -100
5 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 30,74430.7k $957.1k $957.1k 0.00% Reduced -433 -433
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 18,46718.5k $574.9k $574.9k 0.00% Reduced -164 -164
7 Diametric Capital, LP 0.22% of their portfolio BOSTON, MA 16,84716.8k $524.4k $524.4k 0.22% Added +380 +380
8 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 15,62715.6k $486.6k $486.6k 0.01% Reduced -1.7k -1,687
9 SALEM INVESTMENT COUNSELORS INC 0.02% of their portfolio WINSTON-SALEM, NC 13,21013.2k $411.2k $411.2k 0.02% Unchanged
10 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,84910.8k $338.0k $338.0k 0.00% Reduced -739 -739
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,42910.4k $324.7k $324.7k 0.00% Unchanged
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 10,33210.3k $321.6k $321.6k 0.00% Unchanged
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,6699.7k $301.0k $301.0k 0.00% Reduced -8.2k -8,244
14 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,1219.1k $283.9k $283.9k 0.01% Unchanged
15 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 8,8008.8k $274.0k $274.0k 0.00% New
16 Strategic Investment Solutions, Inc. /IL 0.00% of their portfolio ORLAND PARK, IL 6,3006.3k $244.0k $244.0k 0.00% Added +6.2k +6,200
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,9845.0k $155.2k $155.2k 0.00% Reduced -1.1k -1,104
18 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 3,1263.1k $97.3k $97.3k 0.00% Added +209 +209
19 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,5112.5k $78.0k $78.0k 0.00% New
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,4612.5k $76.6k $76.6k 0.00% Reduced -564 -564
21 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 2,4392.4k $75.9k $75.9k 0.00% Reduced -5.7k -5,708
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,4242.4k $75.5k $75.5k 0.00% Reduced -17 -17
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2672.3k $70.6k $70.6k 0.00% Reduced -437 -437
24 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 2,1472.1k $66.8k $66.8k 0.00% Unchanged
25 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 1,8951.9k $59.0k $59.0k 0.00% Added +68 +68
26 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 1,7001.7k $52.9k $52.9k 0.00% Unchanged
27 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 1,7001.7k $52.0k $52.0k 0.00% Added +900 +900
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 838838 $26.1k $26.1k 0.00% Reduced -425 -425
29 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 797797 $24.8k $24.8k 0.00% Added +625 +625
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 754754 $23.5k $23.5k 0.00% Reduced -826 -826
31 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 683683 $21.3k $21.3k 0.00% Reduced -74 -74
32 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 575575 $18.0k $18.0k 0.00% Unchanged
33 FMR LLC 0.00% of their portfolio BOSTON, MA 553553 $17.2k $17.2k 0.00% New
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 531531 $17.0k $17.0k 0.00% Added +46 +46
35 Lee Financial Co 0.00% of their portfolio Dallas, TX 500500 $15.6k $15.6k 0.00% Unchanged
36 Legal & General Group Plc 0.00% of their portfolio London, X0 459459 $14.3k $14.3k 0.00% Unchanged
37 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 313313 $9.7k $9.7k 0.00% Unchanged
38 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 249249 $7.8k $7.8k 0.00% Unchanged
39 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 246246 $7.7k $7.7k 0.00% Added +123 +123
40 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 222222 $6.9k $6.9k 0.00% Unchanged
41 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 146146 $4.5k $4.5k 0.00% New
42 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 33 $93 $93 0.00% Reduced -1.1k -1,127
43 Covestor Ltd 0.00% of their portfolio LONDON, X0 33 $0 $0 0.00% New
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged