SAFEGUARD SCIENTIFICS INC
COM NEW · CUSIP 786449207
45
institutional holders
-3 vs Q3 2022
8.2m
shares reported held*
$25.4mreported value*
1 new
11 added
8 reduced
4 sold out
net sold ≈ $354.8k (-114.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.10. Options: 2 managers hold calls ($4.7k notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 48 |
| Q4 2022 | 45 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $51.0k | — |
| Q4 2022 | $4.7k | $0 | 0.00 |
Biggest buyers
| Almitas Capital LLC | Added | +83.2k |
| VANGUARD GROUP INC | Added | +46.8k |
| Yakira Capital Management, Inc. | Added | +39.2k |
| CITADEL ADVISORS LLC | New | +16.6k |
| UBS Group AG | Added | +4.4k |
| Byrne Asset Management LLC | Added | +920 |
| BlackRock Inc. | Added | +822 |
| NORTH RUN CAPITAL, LP | Added | +450 |
| MORGAN STANLEY | Added | +443 |
| BANK OF AMERICA CORP /DE/ | Added | +29 |
Biggest sellers
| Clayton Partners LLC | Reduced | -177.1k |
| EJF Capital LP | Reduced | -71.2k |
| FIRST MANHATTAN CO. LLC. | Reduced | -25.6k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -14.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -12.6k |
| TWO SIGMA ADVISERS, LP | Reduced | -3.7k |
| Connor, Clark & Lunn Investment Management Ltd. | Reduced | -1.1k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -389 |
| Tower Research Capital LLC (TRC) | Sold out | -320 |
| ROYAL BANK OF CANADA | Sold out | -220 |
Biggest calls
| CITADEL ADVISORS LLC | New | $4.7k1.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 0.92% of their portfolio | 1.2m $3.7m | Unchanged |
| Yakira Capital Management, Inc. 0.73% of their portfolio | 1.2m $3.6m | Added +39.2k |
| FIRST MANHATTAN CO. LLC. 0.01% of their portfolio | 1.1m $3.3m | Reduced -25.6k |
| Almitas Capital LLC 1.14% of their portfolio | 796.6k $2.5m | Added +83.2k |
| VANGUARD GROUP INC 0.00% of their portfolio | 692.9k $2.1m | Added +46.8k |
| CM Management, LLC 2.49% of their portfolio | 671.7k $2.1m | Unchanged |
| Madison Avenue Partners, LP 0.25% of their portfolio | 463.4k $1.4m | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 426.6k $1.3m | Added +822 |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 349.0k $1.1m | Added +4 |
| NORTH RUN CAPITAL, LP 1.98% of their portfolio | 277.7k $861.0k | Added +450 |
| ZEKE CAPITAL ADVISORS, LLC 0.05% of their portfolio | 250.0k $775.0k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 155.9k $483.0k | Reduced -389 |
| Clayton Partners LLC 0.36% of their portfolio | 123.9k $384.2k | Reduced -177.1k |
| Legal & General Group Plc 0.00% of their portfolio | 95.7k $296.7k | Unchanged |
| EJF Capital LP 0.08% of their portfolio | 83.9k $260.0k | Reduced -71.2k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 80.0k $248.0k | Unchanged |
| SHUFRO ROSE & CO LLC 0.01% of their portfolio | 34.9k $108.2k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 32.0k $99.2k | Unchanged |
| SAGE RHINO CAPITAL LLC 0.03% of their portfolio | 30.0k $93.0k | Unchanged |
| NJ State Employees Deferred Compensation Plan 0.01% of their portfolio | 22.8k $70.8k | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 20.8k $64.4k | Unchanged |
| LEVIN CAPITAL STRATEGIES, L.P. 0.01% of their portfolio | 20.6k $63.7k | Unchanged |
| SALZHAUER MICHAEL 0.04% of their portfolio | 19.7k $61.0k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 16.6k $51.3k | New |
| Zuckerman Investment Group, LLC 0.01% of their portfolio | 14.9k $46.1k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 14.0k $43.3k | Reduced -216 |
| Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio | 12.2k $38.0k | Reduced -1.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 12.2k $37.9k | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 12.0k $37.3k | Reduced -3.7k |
| Byrne Asset Management LLC 0.02% of their portfolio | 10.8k $33.4k | Added +920 |
| MORGAN STANLEY 0.00% of their portfolio | 6.2k $19.1k | Added +443 |
| UBS Group AG 0.00% of their portfolio | 4.9k $15.3k | Added +4.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.2k $3.8k | Added +3 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 517 $1.6k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 395 $1.2k | Added +29 |
| Kistler-Tiffany Companies, LLC 0.00% of their portfolio | 364 $1.1k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 250 $775 | Unchanged |
| Caldwell Trust Co 0.00% of their portfolio | 116 $360 | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 64 $239 | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 50 $0 | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 33 $102 | Unchanged |
| Rise Advisors, LLC 0.00% of their portfolio | 27 $84 | Reduced -55 |
| Kelly Financial Services LLC 0.00% of their portfolio | 16 $50 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $3 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |