Vault-13

S&W SEED CO

COM · CUSIP 785135104

1 institutional holders -30 vs Q3 2024
718,328718.3k shares reported held*
$5.7mreported value*
0 new 0 added 1 reduced 30 sold out net sold ≈ $202.7m (-25.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.99.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 35Q4 22: 38Q1 23: 34Q2 23: 38Q3 23: 33Q4 23: 36Q1 24: 34Q2 24: 31Q3 24: 31Q4 24: 11Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202235
Q4 202238
Q1 202334
Q2 202338
Q3 202333
Q4 202336
Q1 202434
Q2 202431
Q3 202431
Q4 20241

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 14 bought or addedQ1 23: 13 cut or sold outQ2 23: 11 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 18 cut or sold outQ4 23: 17 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 11 bought or addedQ1 24: 14 cut or sold outQ2 24: 9 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 14 cut or sold outQ4 24: 0 bought or addedQ4 24: 31 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231413
Q2 20231110
Q3 2023718
Q4 2023178
Q1 20241114
Q2 2024914
Q3 2024714
Q4 2024031

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ1 24 calls: $97Q1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $3.0kQ2 24 puts: $36Q2 24P/C 0.01Q3 24 calls: $0Q3 24 puts: $19Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$97$00.00
Q2 2024$3.0k$360.01
Q3 2024$0$19—
Q4 2024$0$0—

Biggest buyers

None

Biggest sellers

Price Jennifer C. Reduced -16,729,898-16.7m
WYNNEFIELD CAPITAL INC Sold out -4,250,636-4.3m
Cutter & CO Brokerage, Inc. Sold out -1,807,480-1.8m
Prescott Group Capital Management, L.L.C. Sold out -729,135-729.1k
VANGUARD GROUP INC Sold out -727,224-727.2k
GEODE CAPITAL MANAGEMENT, LLC Sold out -202,796-202.8k
First Western Trust Bank Sold out -165,315-165.3k
SHUFRO ROSE & CO LLC Sold out -149,000-149.0k
OAK FAMILY ADVISORS, LLC Sold out -97,608-97.6k
CITADEL ADVISORS LLC Sold out -82,189-82.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MFP INVESTORS LLC 13D · may seek influence filed 2024-12-23
Stated purposeItem 4 of the Schedule 13D is hereby amended by adding the following as the penultimate paragraph of Item 4: "Pursuant to the 2024 Stock Purchase Agreement, the Company granted MFP the right to designate one (1) individual (the "Observer"), who shall be a representative of MFP reasonably acceptable to the Company, to attend all meetings (whether in person, telephonic or otherwise) of the Company's Board of Directors (the "Board") and all committees of the Board in a non-voting, observer capacity. The foregoing description of the Observer rights granted to MFP in the 2024 Stock Purchase Agreement do not purport to be complete and is qualified in its entirety by the full text of the Stock Purchase Agreement, which is attached as Exhibit 22 and incorporated herein by reference." Full filing
 42.1% 993.2k 2024-12-23

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Price Jennifer C. 7.61% of their portfolio NEW YORK, NY 718,328718.3k $5.7m $5.7m 7.61% Reduced -16.7m -16,729,898