Vault-13

SWK HLDGS CORP

COM NEW · Common Stock · CUSIP 78501P203

1 institutional holders -59 vs Q1 2026
8686 shares reported held*
$1.4kreported value*
0 new 0 added 1 reduced 58 sold out net sold ≈ $168.0m (-10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.90.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 38Q4 22: 39Q1 23: 43Q2 23: 48Q3 23: 47Q4 23: 47Q1 24: 42Q2 24: 49Q3 24: 53Q4 24: 53Q1 25: 53Q2 25: 54Q3 25: 60Q4 25: 59Q1 26: 60Q2 26: 11Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202238
Q4 202239
Q1 202343
Q2 202348
Q3 202347
Q4 202347
Q1 202442
Q2 202449
Q3 202453
Q4 202453
Q1 202553
Q2 202554
Q3 202560
Q4 202559
Q1 202660
Q2 20261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 26 bought or addedQ3 24: 16 cut or sold outQ4 24: 27 bought or addedQ4 24: 19 cut or sold outQ4 24Q1 25: 24 bought or addedQ1 25: 20 cut or sold outQ2 25: 27 bought or addedQ2 25: 26 cut or sold outQ2 25Q3 25: 35 bought or addedQ3 25: 20 cut or sold outQ4 25: 30 bought or addedQ4 25: 29 cut or sold outQ4 25Q1 26: 21 bought or addedQ1 26: 27 cut or sold outQ2 26: 0 bought or addedQ2 26: 59 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242616
Q4 20242719
Q1 20252420
Q2 20252726
Q3 20253520
Q4 20253029
Q1 20262127
Q2 2026059

Biggest buyers

None

Biggest sellers

Carlson Capital, L.P. Sold out -8,493,088-8.5m
M3F, Inc. Sold out -995,256-995.3k
CREDIT INDUSTRIEL ET COMMERCIAL Sold out -225,000-225.0k
VANGUARD CAPITAL MANAGEMENT LLC Sold out -175,307-175.3k
BlackRock, Inc. Sold out -153,811-153.8k
GEODE CAPITAL MANAGEMENT, LLC Sold out -72,886-72.9k
Rangeley Capital, LLC Sold out -63,000-63.0k
DIMENSIONAL FUND ADVISORS LP Sold out -49,449-49.4k
STATE STREET CORP Sold out -48,067-48.1k
RAYMOND JAMES FINANCIAL INC Sold out -47,442-47.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: M3 PARTNERS LP (0.0%, 2026-04-23), Carlson Capital, L.P. (0.0%, 2026-04-08)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 8686 $1.4k $1.4k 0.00% Reduced -2 -2