Vault-13

SVB FINANCIAL GROUP SIVB

COM · Common Stock · CUSIP 78486Q101 · ISIN US78486Q1013

15 institutional holders -2 vs Q3 2023
103,892103.9k shares reported held*
$7.1kreported value*
2 new 1 added 2 reduced 5 sold out net sold ≈ $2.1k (-62.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.07. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 674Q4 22: 645Q1 23: 89Q2 23: 22Q3 23: 17Q4 23: 1515Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022674
Q4 2022645
Q1 202389
Q2 202322
Q3 202317
Q4 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 354 bought or addedQ4 22: 320 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 581 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 76 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 3 bought or addedQ4 23: 7 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022354320
Q1 202331581
Q2 2023276
Q3 2023311
Q4 202337

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 23 calls: $77.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$77.1k$00.00
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

KINGSWOOD WEALTH ADVISORS, LLC Added +20,006+20.0k
FSA Wealth Management LLC New +45+45
Financial Synergies Wealth Advisors, Inc. New +17+17

Biggest sellers

SVB WEALTH LLC Reduced -79,142-79.1k
Systematic Alpha Investments, LLC Sold out -1,470-1.5k
HUNTINGTON NATIONAL BANK Reduced -903-903
RESOURCES MANAGEMENT CORP /CT/ /ADV Sold out -559-559
ELEVATION WEALTH PARTNERS, LLC Sold out -500-500
West Oak Capital, LLC Sold out -35-35
Front Row Advisors LLC Sold out -5-5

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 KINGSWOOD WEALTH ADVISORS, LLC 0.00% of their portfolio SAN DIEGO, CA 70,00670.0k $2.3k $2.3k 0.00% Added +20.0k +20,006
2 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 24,03324.0k $796 $796 0.00% Reduced -79.1k -79,142
3 Gifford Fong Associates 0.00% of their portfolio LAFAYETTE, CA 6,0006.0k $0 $0 0.00% Unchanged
4 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 1,3511.4k $45 $45 0.00% Unchanged
5 Accent Capital Management, LLC 0.00% of their portfolio CENTERVILLE, OH 1,1001.1k $36 $36 0.00% First filing
6 MEEDER ASSET MANAGEMENT INC 0.00% of their portfolio DUBLIN, OH 798798 $24 $24 0.00% Unchanged
7 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 185185 $0 $0 0.00% Unchanged
8 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 185185 $7 $7 0.00% Unchanged
9 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 143143 $5 $5 0.00% Unchanged
10 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 4545 $0 $0 0.00% New
11 Financial Synergies Wealth Advisors, Inc. 0.00% of their portfolio HOUSTON, TX 1717 $3.9k $3.9k 0.00% New
12 SITTNER & NELSON, LLC 0.00% of their portfolio EUGENE, OR 1010 $0 $0 0.00% Unchanged
13 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 99 $0 $0 0.00% Unchanged
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 88 $0 $0 0.00% Unchanged
15 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $0 $0 0.00% Reduced -903 -903