Vault-13

SVB FINANCIAL GROUP SIVB

COM · Common Stock · CUSIP 78486Q101 · ISIN US78486Q1013

22 institutional holders -67 vs Q1 2023
213,087213.1k shares reported held*
$102.7kreported value*
0 new 2 added 11 reduced 65 sold out net sold ≈ $256.9k (-525.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.48. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 674Q4 22: 645Q1 23: 89Q2 23: 2222Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022674
Q4 2022645
Q1 202389
Q2 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 354 bought or addedQ4 22: 320 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 581 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 76 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022354320
Q1 202331581
Q2 2023276

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $190.2mQ3 22 puts: $161.4mQ3 22P/C 0.85Q4 22 calls: $179.7mQ4 22 puts: $303.5mQ4 22P/C 1.69Q1 23 calls: $77.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$190.2m$161.4m0.85
Q4 2022$179.7m$303.5m1.69
Q1 2023$77.1k$00.00
Q2 2023$0$0—

Biggest buyers

TUCKER ASSET MANAGEMENT LLC Added +1,300+1.3k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added +496+496

Biggest sellers

California Public Employees Retirement System Sold out -117,068-117.1k
BASSWOOD CAPITAL MANAGEMENT, L.L.C. Sold out -63,197-63.2k
Douglas Lane & Associates, LLC Reduced -55,726-55.7k
TUDOR INVESTMENT CORP ET AL Sold out -41,498-41.5k
KBC Group NV Sold out -41,101-41.1k
BARCLAYS PLC Sold out -39,055-39.1k
Taikang Asset Management (Hong Kong) Co Ltd Sold out -25,314-25.3k
Graphene Investments SAS Sold out -23,200-23.2k
Baader Bank Aktiengesellschaft Sold out -16,706-16.7k
Public Sector Pension Investment Board Sold out -14,128-14.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 103,268103.3k $53.5k $53.5k 0.00% Reduced -2.2k -2,194
2 Douglas Lane & Associates, LLC 0.00% of their portfolio NEW YORK, NY 80,91780.9k $41.9k $41.9k 0.00% Reduced -55.7k -55,726
3 AMF Tjanstepension AB 0.00% of their portfolio STOCKHOLM, V7 15,08015.1k $0 $0 0.00% Unchanged
4 Gifford Fong Associates 0.00% of their portfolio LAFAYETTE, CA 6,0006.0k $3.0k $3.0k 0.00% Unchanged
5 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,7121.7k $890 $890 0.00% Reduced -183 -183
6 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 1,3511.4k $700 $700 0.00% Added +1.3k +1,300
7 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.00% of their portfolio FRANKFORT, KY 1,1141.1k $1.0k $1.0k 0.00% Reduced -4.4k -4,388
8 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,0231.0k $531 $531 0.00% Reduced -650 -650
9 MEEDER ASSET MANAGEMENT INC 0.00% of their portfolio DUBLIN, OH 798798 $413 $413 0.00% Unchanged
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 504504 $260 $260 0.00% Added +496 +496
11 ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio WALNUT CREEK, CA 500500 $259 $259 0.00% Unchanged
12 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 185185 $0 $0 0.00% Reduced -700 -700
13 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 185185 $96 $96 0.00% Reduced -700 -700
14 Performa Ltd (US), LLC 0.00% of their portfolio CHARLESTON, SC 170170 $88 $88 0.00% Unchanged
15 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 143143 $74 $74 0.00% Unchanged
16 Knott David M Jr 0.00% of their portfolio SYOSSET, NY 4848 $0 $0 0.00% Unchanged
17 West Oak Capital, LLC 0.00% of their portfolio WESTLAKE VILLAGE, CA 3535 $18 $18 0.00% Unchanged
18 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio LIBERTYVILLE, IL 2020 $10 $10 0.00% Reduced -481 -481
19 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1010 $5 $5 0.00% Reduced -6 -6
20 SITTNER & NELSON, LLC 0.00% of their portfolio EUGENE, OR 1010 $5 $5 0.00% Unchanged
21 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 99 $0 $0 0.00% Reduced -4 -4
22 Front Row Advisors LLC 0.00% of their portfolio TIBURON, CA 55 $0 $0 0.00% Reduced -9 -9