Vault-13

SVB FINANCIAL GROUP SIVB

COM · Common Stock · CUSIP 78486Q101 · ISIN US78486Q1013

645 institutional holders -29 vs Q3 2022
57,072,13857.1m shares reported held*
$13.2bnreported value*
92 new 262 added 197 reduced 123 sold out net bought ≈ $263.6m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $230.83. Options: 18 managers hold calls ($179.7m notional), 20 hold puts ($303.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 674Q4 22: 645645Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022674
Q4 2022645

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $190.2mQ3 22 puts: $161.4mQ3 22P/C 0.85Q4 22 calls: $179.7mQ4 22 puts: $303.5mQ4 22P/C 1.69
Numbers
QuarterCallsPutsP/C
Q3 2022$190.2m$161.4m0.85
Q4 2022$179.7m$303.5m1.69

Biggest buyers

Invesco Ltd. Added +1,067,727+1.1m
FRANKLIN RESOURCES INC Added +1,001,387+1.0m
D. E. Shaw & Co., Inc. Added +638,541+638.5k
Mirova US LLC Added +637,446+637.4k
RENAISSANCE TECHNOLOGIES LLC Added +554,900+554.9k
TWO SIGMA ADVISERS, LP New +523,154+523.2k
TWO SIGMA INVESTMENTS, LP New +485,620+485.6k
MORGAN STANLEY Added +337,708+337.7k
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Added +315,150+315.1k
Ensign Peak Advisors, Inc Added +276,332+276.3k

Biggest sellers

Capital International Investors Sold out -2,513,490-2.5m
Capital Research Global Investors Sold out -1,947,234-1.9m
ROYAL BANK OF CANADA Reduced -1,099,299-1.1m
Diamond Hill Capital Management, LLC (Investment Advisor) Reduced -570,021-570.0k
JANUS HENDERSON GROUP PLC Reduced -443,502-443.5k
VICTORY CAPITAL MANAGEMENT INC Reduced -436,055-436.1k
AXIOM INVESTORS LLC /DE Sold out -265,315-265.3k
Swedbank AB Reduced -250,170-250.2k
FMR LLC Reduced -203,527-203.5k
Boston Partners Sold out -174,759-174.8k

Biggest calls

CITADEL ADVISORS LLC Added $50.8m220.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $35.9m156.0k shares
SIMPLEX TRADING, LLC Added $21.5m93.5k shares
Balyasny Asset Management L.P. New $21.2m92.0k shares
JANE STREET GROUP, LLC Reduced $9.9m43.1k shares
Cubist Systematic Strategies, LLC New $7.2m31.2k shares
D. E. Shaw & Co., Inc. Added $6.1m26.4k shares
CAPITAL FUND MANAGEMENT S.A. New $5.4m23.4k shares
WOLVERINE TRADING, LLC Added $5.1m22.3k shares
Walleye Trading LLC Added $4.6m19.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $85.2m370.3k shares
CITADEL ADVISORS LLC Added $55.6m241.4k shares
NOMURA HOLDINGS INC New $30.8m134.1k shares
SIMPLEX TRADING, LLC Added $27.3m118.6k shares
TUDOR INVESTMENT CORP ET AL Added $23.2m100.6k shares
D. E. Shaw & Co., Inc. Added $17.8m77.3k shares
JANE STREET GROUP, LLC Added $17.0m73.9k shares
Cubist Systematic Strategies, LLC New $12.1m52.7k shares
GROUP ONE TRADING LLC Added $8.1m35.2k shares
PEAK6 Investments LLC Added $5.0m21.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.04% of their portfolio Valley Forge, PA 6,657,7126.7m $1.5bn $1.5bn 0.04% Added +156.1k +156,073
2 BlackRock Inc. 0.03% of their portfolio New York, NY 4,764,3514.8m $1.1bn $1.1bn 0.03% Added +272.9k +272,933
3 STATE STREET CORP 0.04% of their portfolio BOSTON, MA 3,082,6953.1m $709.5m $709.5m 0.04% Added +4.9k +4,918
4 Alecta Tjanstepension Omsesidigt 3.58% of their portfolio STOCKHOLM, V7 2,633,1002.6m $605.6m $605.6m 3.58% Added +225.0k +225,000
5 JPMORGAN CHASE & CO 0.08% of their portfolio NEW YORK, NY 2,513,3072.5m $578.4m $578.4m 0.08% Reduced -4.4k -4,406
6 Invesco Ltd. 0.12% of their portfolio ATLANTA, GA 1,724,7021.7m $396.9m $396.9m 0.12% Added +1.1m +1,067,727
7 Artisan Partners Limited Partnership 0.66% of their portfolio Milwaukee, WI 1,624,1031.6m $373.8m $373.8m 0.66% Added +211.0k +210,959
8 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 1,540,2311.5m $354.5m $354.5m 0.04% Added +337.7k +337,708
9 FRANKLIN RESOURCES INC 0.18% of their portfolio San Mateo, CA 1,500,0731.5m $345.2m $345.2m 0.18% Added +1.0m +1,001,387
10 GEODE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio BOSTON, MA 1,251,7641.3m $287.6m $287.6m 0.04% Added +43.3k +43,282
11 Harding Loevner LP 1.57% of their portfolio Bridgewater, NJ 1,186,0391.2m $273.0m $273.0m 1.57% Added +132.4k +132,439
12 Capital World Investors 0.05% of their portfolio LOS ANGELES, CA 925,165925.2k $212.9m $212.9m 0.05% Reduced -3 -3
13 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 873,540873.5k $201.0m $201.0m 0.07% Reduced -140.7k -140,679
14 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.41% of their portfolio Boston, MA 746,202746.2k $171.7m $171.7m 0.41% Added +216.3k +216,280
15 RENAISSANCE TECHNOLOGIES LLC 0.23% of their portfolio NEW YORK, NY 719,930719.9k $165.7m $165.7m 0.23% Added +554.9k +554,900
16 Mirova US LLC 3.32% of their portfolio Boston, MA 718,972719.0k $165.5m $165.5m 3.32% Added +637.4k +637,446
17 D. E. Shaw & Co., Inc. 0.28% of their portfolio New York, NY 709,633709.6k $163.3m $163.3m 0.28% Added +638.5k +638,541
18 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 696,079696.1k $160.2m $160.2m 0.03% Added +78.1k +78,138
19 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 627,390627.4k $144.4m $144.4m 0.06% Reduced -2.1k -2,077
20 APG Asset Management N.V. 0.27% of their portfolio Amsterdam, P7 618,086618.1k $142.2m $142.2m 0.27% Added +62.4k +62,415
21 Champlain Investment Partners, LLC 0.91% of their portfolio BURLINGTON, VT 614,253614.3k $141.4m $141.4m 0.91% Added +248.8k +248,837
22 NORGES BANK 0.03% of their portfolio OSLO, Q8 613,190613.2k $141.1m $141.1m 0.03% Added +30.4k +30,439
23 DEUTSCHE BANK AG\ 0.08% of their portfolio FRANKFURT AM MAIN, 2M 605,680605.7k $139.4m $139.4m 0.08% Added +162.5k +162,487
24 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.04% of their portfolio Boston, MA 539,416539.4k $124.1m $124.1m 0.04% Added +315.1k +315,150
25 NEUBERGER BERMAN GROUP LLC 0.12% of their portfolio NEW YORK, NY 533,289533.3k $122.7m $122.7m 0.12% Added +3.5k +3,518
26 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 524,878524.9k $120.8m $120.8m 0.02% Added +17.0k +16,987
27 TWO SIGMA ADVISERS, LP 0.34% of their portfolio NEW YORK, NY 523,154523.2k $120.4m $120.4m 0.34% New
28 CIBC Private Wealth Group LLC 0.36% of their portfolio ATLANTA, GA 499,392499.4k $109.3m $109.3m 0.36% Added +54.6k +54,625
29 Fisher Asset Management, LLC 0.08% of their portfolio PLANO, TX 497,132497.1k $114.4m $114.4m 0.08% Reduced -4.5k -4,484
30 TWO SIGMA INVESTMENTS, LP 0.36% of their portfolio NEW YORK, NY 485,620485.6k $111.8m $111.8m 0.36% New
31 Ninety One UK Ltd 0.34% of their portfolio London, X0 458,396458.4k $105.5m $105.5m 0.34% Reduced -19.6k -19,610
32 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.57% of their portfolio JUPITER, FL 445,286445.3k $102.5m $102.5m 0.57% Added +197.6k +197,649
33 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 442,032442.0k $101.7m $101.7m 0.02% Reduced -31.0k -31,032
34 Aberdeen Group plc 0.27% of their portfolio EDINBURGH, X0 434,710434.7k $100.0m $100.0m 0.27% Added +22.6k +22,562
35 Ensign Peak Advisors, Inc 0.21% of their portfolio SALT LAKE CITY, UT 413,220413.2k $95.1m $95.1m 0.21% Added +276.3k +276,332
36 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 395,401395.4k $91.0m $91.0m 0.01% Added +45.0k +44,959
37 Diamond Hill Capital Management, LLC (Investment Advisor) 0.40% of their portfolio COLUMBUS, OH 386,555386.6k $89.0m $89.0m 0.40% Reduced -570.0k -570,021
38 Legal & General Group Plc 0.03% of their portfolio London, X0 352,944352.9k $81.2m $81.2m 0.03% Reduced -21.3k -21,307
39 Sound Shore Management Inc /CT/ 3.00% of their portfolio Greenwich, CT 346,243346.2k $79.7m $79.7m 3.00% Added +98.2k +98,156
40 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.04% of their portfolio NEW YORK, NY 335,779335.8k $77.3m $77.3m 0.04% Added +47.2k +47,204
41 DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio AUSTIN, TX 326,898326.9k $75.2m $75.2m 0.03% Reduced -7.5k -7,527
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 323,928323.9k $74.5m $74.5m 0.02% Added +15.0k +15,041
43 AMERICAN CENTURY COMPANIES INC 0.06% of their portfolio KANSAS CITY, MO 317,007317.0k $73.0m $73.0m 0.06% Added +126.5k +126,459
44 Sarasin & Partners LLP 0.79% of their portfolio London, X0 260,449260.4k $59.9m $59.9m 0.79% Added +6.8k +6,755
45 Azora Capital LP 9.62% of their portfolio MIAMI, FL 245,791245.8k $56.6m $56.6m 9.62% Added +163.7k +163,742
46 SEI INVESTMENTS CO 0.12% of their portfolio OAKS, PA 239,005239.0k $55.0m $55.0m 0.12% Added +65.0k +64,974
47 Amundi 0.03% of their portfolio Paris, I0 234,891234.9k $59.9m $59.9m 0.03% Added +83.7k +83,692
48 FRONTIER CAPITAL MANAGEMENT CO LLC 0.57% of their portfolio Boston, MA 228,344228.3k $52.6m $52.6m 0.57% Added +40.1k +40,102
49 Nuveen Asset Management, LLC 0.02% of their portfolio CHICAGO, IL 224,351224.4k $51.6m $51.6m 0.02% Reduced -14.6k -14,594
50 T. Rowe Price Investment Management, Inc. 0.04% of their portfolio BALTIMORE, MD 219,188219.2k $50.4m $50.4m 0.04% Added +104.9k +104,934
51 PICTET ASSET MANAGEMENT SA 0.06% of their portfolio GENEVA 73, V8 190,475190.5k $43.8m $43.8m 0.06% Added +4.1k +4,121
52 CI INVESTMENTS INC. 0.22% of their portfolio TORONTO, Z4 188,535188.5k $43.4m $43.4m 0.22% Reduced -38.6k -38,554
53 Man Group plc 0.16% of their portfolio LONDON, X0 188,502188.5k $43.4m $43.4m 0.16% Added +166.9k +166,899
54 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 176,878176.9k $40.7m $40.7m 0.01% Added +50.2k +50,227
55 SCOUT INVESTMENTS, INC. 0.82% of their portfolio KANSAS CITY, MO 174,148174.1k $40.1m $40.1m 0.82% Added +70.4k +70,394
56 Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 172,544172.5k $39.7m $39.7m 0.03% Added +2.5k +2,503
57 STRS OHIO 0.18% of their portfolio COLUMBUS, OH 171,000171.0k $39.4m $39.4m 0.18% Unchanged
58 Swedbank AB 0.09% of their portfolio STOCKHOLM, V7 170,928170.9k $39.3m $39.3m 0.09% Reduced -250.2k -250,170
59 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 166,071166.1k $38.2m $38.2m 0.04% Added +140.2k +140,204
60 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 157,098157.1k $36.2m $36.2m 0.01% New
61 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 152,412152.4k $35.1m $35.1m 0.04% Added +150.4k +150,390
62 FEDERATED HERMES, INC. 0.09% of their portfolio PITTSBURGH, PA 148,324148.3k $34.1m $34.1m 0.09% Added +148.2k +148,212
63 TRILLIUM ASSET MANAGEMENT, LLC 1.00% of their portfolio BOSTON, MA 141,224141.2k $32.5m $32.5m 1.00% Added +27.8k +27,797
64 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 135,906135.9k $31.3m $31.3m 0.01% Reduced -1.1m -1,099,299
65 CREDIT SUISSE AG/ 0.03% of their portfolio ZURICH, V8 133,940133.9k $30.8m $30.8m 0.03% Added +28.6k +28,631
66 Douglas Lane & Associates, LLC 0.50% of their portfolio NEW YORK, NY 131,249131.2k $30.2m $30.2m 0.50% Added +30.5k +30,498
67 California Public Employees Retirement System 0.03% of their portfolio Sacramento, CA 129,545129.5k $29.8m $29.8m 0.03% Reduced -360 -360
68 FMR LLC 0.00% of their portfolio BOSTON, MA 126,954127.0k $29.2m $29.2m 0.00% Reduced -203.5k -203,527
69 Skandinaviska Enskilda Banken AB (publ) 0.22% of their portfolio STOCKHOLM, V7 124,602124.6k $28.7m $28.7m 0.22% Added +81.4k +81,404
70 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 124,484124.5k $28.6m $28.6m 0.07% Added +73.2k +73,197
71 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 119,362119.4k $27.5m $27.5m 0.02% First filing
72 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.14% of their portfolio DENVER, CO 115,364115.4k $26.6m $26.6m 0.14% Reduced -60.6k -60,560
73 NEW YORK STATE COMMON RETIREMENT FUND 0.04% of their portfolio ALBANY, NY 115,033115.0k $26.5m $26.5m 0.04% Added +38.2k +38,221
74 COATUE MANAGEMENT LLC 0.29% of their portfolio New York, NY 111,447111.4k $25.6m $25.6m 0.29% New
75 Alyeska Investment Group, L.P. 0.26% of their portfolio CHICAGO, IL 108,281108.3k $24.9m $24.9m 0.26% New
76 HSBC HOLDINGS PLC 0.03% of their portfolio LONDON, X0 108,148108.1k $24.8m $24.8m 0.03% Added +45.6k +45,630
77 RHUMBLINE ADVISERS 0.03% of their portfolio BOSTON, MA 108,138108.1k $24.9m $24.9m 0.03% Added +4.4k +4,420
78 Chicago Capital, LLC 1.31% of their portfolio Chicago, IL 103,039103.0k $23.7m $23.7m 1.31% Reduced -7.6k -7,639
79 National Pension Service 0.05% of their portfolio JEONJU-SI, JEOLLABUK-DO, M5 100,795100.8k $23.2m $23.2m 0.05% Added +19.9k +19,884
80 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.04% of their portfolio WEST SACRAMENTO, CA 99,26699.3k $22.8m $22.8m 0.04% Added +2.5k +2,546
81 Squarepoint Ops LLC 0.15% of their portfolio NEW YORK, NY 95,88995.9k $22.1m $22.1m 0.15% Added +67.4k +67,365
82 TRAN CAPITAL MANAGEMENT, L.P. 2.73% of their portfolio SAN RAFAEL, CA 93,66693.7k $21.6m $21.6m 2.73% Added +20.7k +20,699
83 SVB WEALTH LLC 0.29% of their portfolio BOSTON, MA 92,01092.0k $21.2m $21.2m 0.29% Added +1.4k +1,430
84 BRIDGES INVESTMENT MANAGEMENT INC 0.74% of their portfolio OMAHA, NE 87,43387.4k $20.1m $20.1m 0.74% Added +14.6k +14,579
85 Holocene Advisors, LP 0.12% of their portfolio New York, NY 87,09887.1k $20.0m $20.0m 0.12% New
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio BALA CYNWYD, PA 86,01686.0k $19.8m $19.8m 0.04% Added +52.3k +52,333
87 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.21% of their portfolio VICTORIA, A1 85,34685.3k $19.6m $19.6m 0.21% Added +12.5k +12,523
88 Grandeur Peak Global Advisors, LLC 1.11% of their portfolio SALT LAKE CITY, UT 81,61881.6k $18.8m $18.8m 1.11% Added +15.2k +15,195
89 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 79,05779.1k $18.2m $18.2m 0.01% Added +196 +196
90 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 78,26278.3k $18.0m $18.0m 0.01% Reduced -443.5k -443,502
91 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 76,09276.1k $17.5m $17.5m 0.03% Added +73.4k +73,415
92 SAMLYN CAPITAL, LLC 0.33% of their portfolio New York, NY 73,83373.8k $17.0m $17.0m 0.33% New
93 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 73,72373.7k $17.0m $17.0m 0.02% Reduced -12.9k -12,886
94 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 73,33073.3k $16.9m $16.9m 0.01% Reduced -5.8k -5,845
95 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 70,35270.4k $16.4m $16.4m 0.01% Reduced -48.9k -48,875
96 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.04% of their portfolio ALBANY, NY 65,15365.2k $15.0m $15.0m 0.04% Reduced -1.2k -1,199
97 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.04% of their portfolio TALLAHASSEE, FL 62,74862.7k $14.4m $14.4m 0.04% Reduced -2.4k -2,400
98 Epoch Investment Partners, Inc. 0.08% of their portfolio New York, NY 61,21161.2k $14.1m $14.1m 0.08% Reduced -113.7k -113,688
99 Assenagon Asset Management S.A. 0.06% of their portfolio SENNINGERBERG, N4 60,79560.8k $14.0m $14.0m 0.06% Added +48.4k +48,442
100 Curi Capital, LLC 0.50% of their portfolio CHICAGO, IL 60,69360.7k $14.0m $14.0m 0.50% Added +1.2k +1,218