Vault-13

SSGA ACTIVE TR MBND

SPDR NUVEEN MUN · ETP · CUSIP 78470P705

15 institutional holders +1 vs Q4 2022
819,539819.5k shares reported held*
$22.2mreported value*
3 new 4 added 3 reduced 2 sold out net bought ≈ $1.3m (+47.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.13.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 9Q4 22: 14Q1 23: 1515Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20229
Q4 202214
Q1 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 8 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 5 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202283
Q1 202375

Biggest buyers

AE Wealth Management LLC New +71,868+71.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +22,846+22.8k
FLOW TRADERS U.S. LLC Added +15,907+15.9k
Quantitative Advantage, LLC Added +1,869+1.9k
JOURNEY STRATEGIC WEALTH LLC Added +1,365+1.4k
Key Financial Inc New +990+990
UBS Group AG Added +67+67

Biggest sellers

JPMORGAN CHASE & CO Reduced -53,644-53.6k
Capital Investment Advisory Services, LLC Reduced -13,675-13.7k
JANE STREET GROUP, LLC Reduced -232-232
BANK OF AMERICA CORP /DE/ Sold out -100-100
Creative Planning Sold out -5-5

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 498,200498.2k $13.5m $13.5m 0.01% Unchanged
2 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 82,04682.0k $2.2m $2.2m 0.00% Reduced -232 -232
3 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 71,86871.9k $1.9m $1.9m 0.01% New
4 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 35,16035.2k $954.0k $954.0k 0.04% Added +15.9k +15,907
5 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 29,30529.3k $794.9k $794.9k 0.09% Reduced -13.7k -13,675
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,84622.8k $619.7k $619.7k 0.00% New
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 21,05121.1k $571.0k $571.0k 0.00% Reduced -53.6k -53,644
8 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,98821.0k $569.0k $569.0k 0.00% Unchanged
9 Quantitative Advantage, LLC 0.07% of their portfolio MINNETONKA, MN 17,66517.7k $479.2k $479.2k 0.07% Added +1.9k +1,869
10 JOURNEY STRATEGIC WEALTH LLC 0.05% of their portfolio SUMMIT, NJ 16,60216.6k $450.3k $450.3k 0.05% Added +1.4k +1,365
11 Carmichael Hill & Associates, Inc. 0.03% of their portfolio GAITHERSBURG, MD 1,8181.8k $49.3k $49.3k 0.03% Unchanged
12 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 990990 $26.9k $26.9k 0.01% New
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 900900 $24.4k $24.4k 0.00% Unchanged
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 100100 $2.7k $2.7k 0.00% Added +67 +67
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged