Vault-13

SSGA ACTIVE TR FISR

SPDR SSGA FXD · ETP · CUSIP 78470P507

56 institutional holders +16 vs Q3 2023
7,874,8517.9m shares reported held*
$204.7mreported value*
9 new 20 added 17 reduced 2 sold out net bought ≈ $27.3m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.99.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 39Q4 22: 44Q1 23: 46Q2 23: 44Q3 23: 40Q4 23: 5656Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202239
Q4 202244
Q1 202346
Q2 202344
Q3 202340
Q4 202356

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 29 bought or addedQ4 23: 19 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223210
Q1 20233216
Q2 20232724
Q3 20231431
Q4 20232919

Biggest buyers

Hibernia Wealth Partners, LLC New +338,267+338.3k
Envestnet Portfolio Solutions, Inc. Added +255,159+255.2k
AE Wealth Management LLC Added +232,205+232.2k
LPL Financial LLC Added +215,721+215.7k
GeoWealth Management, LLC Added +36,340+36.3k
Walkner Condon Financial Advisors LLC New +34,011+34.0k
ENVESTNET ASSET MANAGEMENT INC Added +27,792+27.8k
CITADEL ADVISORS LLC New +26,083+26.1k
PARK AVENUE SECURITIES LLC Added +19,420+19.4k
JANE STREET GROUP, LLC Added +18,523+18.5k

Biggest sellers

Capital CS Group, LLC Sold out -54,676-54.7k
Aspire Private Capital, LLC Reduced -53,403-53.4k
OSAIC HOLDINGS, INC. Reduced -53,372-53.4k
Virtu Financial LLC Sold out -18,360-18.4k
Cetera Advisors LLC Reduced -11,232-11.2k
Kelly Financial Services LLC Reduced -11,186-11.2k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -9,305-9.3k
Argent Trust Co Reduced -8,525-8.5k
NewEdge Advisors, LLC Reduced -4,781-4.8k
Castleview Partners, LLC Reduced -3,866-3.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,815,9341.8m $47.2m $47.2m 0.03% Added +215.7k +215,721
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,277,3931.3m $33.2m $33.2m 0.01% Added +27.8k +27,792
3 Envestnet Portfolio Solutions, Inc. 0.09% of their portfolio BERWYN, PA 871,914871.9k $22.7m $22.7m 0.09% Added +255.2k +255,159
4 Aspire Private Capital, LLC 6.02% of their portfolio Cornelius, NC 780,641780.6k $20.3m $20.3m 6.02% Reduced -53.4k -53,403
5 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 558,052558.1k $14.3m $14.3m 0.07% Added +232.2k +232,205
6 Hibernia Wealth Partners, LLC 6.65% of their portfolio BATON ROUGE, LA 338,267338.3k $8.8m $8.8m 6.65% New
7 PARK AVENUE SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 248,346248.3k $6.5m $6.5m 0.09% Added +19.4k +19,420
8 GeoWealth Management, LLC 0.50% of their portfolio CHICAGO, IL 232,695232.7k $6.1m $6.1m 0.50% Added +36.3k +36,340
9 Raleigh Capital Management Inc. 2.74% of their portfolio CARY, NC 226,607226.6k $5.9m $5.9m 2.74% Reduced -1.0k -1,031
10 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 199,255199.3k $5.2m $5.2m 0.01% Added +15.0k +14,955
11 AXXCESS WEALTH MANAGEMENT, LLC 0.14% of their portfolio CARLSBAD, CA 185,875185.9k $4.8m $4.8m 0.14% Reduced -9.3k -9,305
12 Kelly Financial Services LLC 1.32% of their portfolio BRAINTREE, MA 125,050125.0k $3.3m $3.3m 1.32% Reduced -11.2k -11,186
13 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 110,805110.8k $2.9m $2.9m 0.03% Reduced -4.8k -4,781
14 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 75,75775.8k $2.0m $2.0m 0.03% Reduced -11.2k -11,232
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 75,08975.1k $2.0m $2.0m 0.00% Reduced -53.4k -53,372
16 Good Life Advisors, LLC 0.19% of their portfolio READING, PA 74,17274.2k $1.9m $1.9m 0.19% Reduced -3.6k -3,577
17 Argent Trust Co 0.09% of their portfolio NASHVILLE, TN 69,44469.4k $1.8m $1.8m 0.09% Reduced -8.5k -8,525
18 International Private Wealth Advisors LLC 1.62% of their portfolio SAN DIEGO, CA 63,00763.0k $1.6m $1.6m 1.62% First filing
19 Balboa Wealth Partners 0.46% of their portfolio SCOTTSDALE, AZ 53,22753.2k $1.4m $1.4m 0.46% Added +2.2k +2,151
20 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 42,70842.7k $1.1m $1.1m 0.07% Reduced -1.5k -1,478
21 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 39,66639.7k $1.0m $1.0m 0.04% Added +5.2k +5,175
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,97737.0k $962.0k $962.0k 0.00% Added +18.5k +18,523
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 35,33435.3k $919.2k $919.2k 0.01% Reduced -1.8k -1,802
24 Walkner Condon Financial Advisors LLC 0.20% of their portfolio MADISON, WI 34,01134.0k $884.8k $884.8k 0.20% New
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,08326.1k $678.5k $678.5k 0.00% New
26 Balefire, LLC 0.23% of their portfolio DALLAS, TX 24,41724.4k $635.2k $635.2k 0.23% Added +7.0k +6,960
27 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 24,16924.2k $628.8k $628.8k 0.01% Added +374 +374
28 Quadcap Wealth Management, LLC 0.15% of their portfolio Frisco, TX 21,86521.9k $568.8k $568.8k 0.15% First filing
29 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 19,30119.3k $502.1k $502.1k 0.02% Added +5.0k +4,954
30 Global Financial Private Client, LLC 0.22% of their portfolio Sarasota, FL 17,82517.8k $463.7k $463.7k 0.22% Added +11.1k +11,125
31 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,54516.5k $430.4k $430.4k 0.00% Added +5.5k +5,538
32 Empirical Asset Management, LLC 0.33% of their portfolio WELLESLEY, MA 15,77415.8k $410.4k $410.4k 0.33% Added +126 +126
33 Aveo Capital Partners, LLC 0.05% of their portfolio ENGLEWOOD, CO 14,80514.8k $385.2k $385.2k 0.05% Added +1.3k +1,256
34 MARIPAU WEALTH MANAGEMENT LLC 0.30% of their portfolio FORT WAYNE, IN 13,20413.2k $343.5k $343.5k 0.30% Reduced -45 -45
35 Signal Advisors Wealth, LLC 0.12% of their portfolio DETROIT, MI 13,20413.2k $343.5k $343.5k 0.12% First filing
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,46112.5k $324.2k $324.2k 0.00% Reduced -2.5k -2,492
37 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,94610.9k $284.8k $284.8k 0.00% Added +580 +580
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,10810.1k $263.0k $263.0k 0.00% New
39 FSA Advisors, Inc. 0.31% of their portfolio TROY, MI 9,7469.7k $253.5k $253.5k 0.31% First filing
40 FWG Investments, LLC. 0.30% of their portfolio LEXINGTON, KY 9,1629.2k $238.4k $238.4k 0.30% First filing
41 HBW ADVISORY SERVICES LLC 0.04% of their portfolio SIMI VALLEY, CA 8,6768.7k $226.0k $226.0k 0.04% New
42 Financial Sense Advisors, Inc. 0.08% of their portfolio SAN DIEGO, CA 7,9047.9k $205.6k $205.6k 0.08% New
43 Austin Private Wealth, LLC 0.03% of their portfolio Austin, TX 7,8937.9k $205.3k $205.3k 0.03% New
44 Castleview Partners, LLC 0.14% of their portfolio DALLAS, TX 7,8057.8k $203.0k $203.0k 0.14% Reduced -3.9k -3,866
45 Richard W. Paul & Associates, LLC 0.06% of their portfolio NOVI, MI 5,8445.8k $152.0k $152.0k 0.06% Added +2.5k +2,512
46 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 3,0113.0k $78.3k $78.3k 0.01% Reduced -2.1k -2,063
47 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,3702.4k $61.1k $61.1k 0.00% Added +111 +111
48 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 622622 $16.2k $16.2k 0.00% First filing
49 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 376376 $9.8k $9.8k 0.01% First filing
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 187187 $4.9k $4.9k 0.00% New
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 107107 $2.8k $2.8k 0.00% Reduced -2.0k -2,011
52 Frazier Financial Advisors, LLC 0.00% of their portfolio COLUMBUS, OH 101101 $2.6k $2.6k 0.00% First filing
53 REAP Financial Group, LLC 0.00% of their portfolio AUSTIN, TX 7676 $2.0k $2.0k 0.00% First filing
54 Covestor Ltd 0.00% of their portfolio LONDON, X0 3636 $1.0k $1.0k 0.00% Reduced -20 -20
55 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $52 $52 0.00% New
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged