Vault-13

SSGA ACTIVE TR FISR

SPDR SSGA FXD · ETP · CUSIP 78470P507

40 institutional holders -4 vs Q2 2023
6,705,8096.7m shares reported held*
$165.8mreported value*
2 new 12 added 24 reduced 7 sold out net sold ≈ $13.7m (-552.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.73.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 39Q4 22: 44Q1 23: 46Q2 23: 44Q3 23: 4040Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202239
Q4 202244
Q1 202346
Q2 202344
Q3 202340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 31 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223210
Q1 20233216
Q2 20232724
Q3 20231431

Biggest buyers

Cetera Advisors LLC Added +57,901+57.9k
Good Life Advisors, LLC Added +40,827+40.8k
Raleigh Capital Management Inc. Added +31,909+31.9k
Virtu Financial LLC New +18,360+18.4k
Merit Financial Group, LLC New +14,347+14.3k
Balefire, LLC Added +10,591+10.6k
NewEdge Advisors, LLC Added +8,890+8.9k
LPL Financial LLC Added +6,202+6.2k
Farther Finance Advisors, LLC Added +1,515+1.5k
Global Financial Private Client, LLC Added +1,403+1.4k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -446,040-446.0k
CreativeOne Wealth, LLC Reduced -66,593-66.6k
Truadvice, LLC Sold out -36,235-36.2k
Aspire Private Capital, LLC Reduced -30,817-30.8k
Integrated Wealth Concepts LLC Sold out -25,369-25.4k
CITADEL ADVISORS LLC Sold out -21,994-22.0k
JANE STREET GROUP, LLC Reduced -14,650-14.7k
Advisory Services Network, LLC Sold out -12,496-12.5k
Argent Trust Co Reduced -12,066-12.1k
OSAIC HOLDINGS, INC. Reduced -9,788-9.8k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,600,2131.6m $39.6m $39.6m 0.03% Added +6.2k +6,202
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,249,6011.2m $30.9m $30.9m 0.01% Reduced -446.0k -446,040
3 Aspire Private Capital, LLC 6.72% of their portfolio Cornelius, NC 834,044834.0k $20.6m $20.6m 6.72% Reduced -30.8k -30,817
4 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 616,755616.8k $15.3m $15.3m 0.07% First filing
5 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 325,847325.8k $8.1m $8.1m 0.05% Reduced -8.6k -8,623
6 PARK AVENUE SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 228,926228.9k $5.7m $5.7m 0.09% Reduced -7.4k -7,419
7 Raleigh Capital Management Inc. 2.87% of their portfolio CARY, NC 227,638227.6k $5.6m $5.6m 2.87% Added +31.9k +31,909
8 GeoWealth Management, LLC 0.55% of their portfolio CHICAGO, IL 196,355196.4k $4.9m $4.9m 0.55% Reduced -4.2k -4,243
9 AXXCESS WEALTH MANAGEMENT, LLC 0.16% of their portfolio CARLSBAD, CA 195,180195.2k $4.8m $4.8m 0.16% Reduced -4.3k -4,341
10 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 184,300184.3k $4.6m $4.6m 0.01% Reduced -4.0k -4,038
11 Kelly Financial Services LLC 1.55% of their portfolio BRAINTREE, MA 136,236136.2k $3.4m $3.4m 1.55% Reduced -1.2k -1,176
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 128,461128.5k $3.2m $3.2m 0.00% Reduced -9.8k -9,788
13 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 115,586115.6k $2.9m $2.9m 0.03% Added +8.9k +8,890
14 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 86,98987.0k $2.2m $2.2m 0.03% Added +57.9k +57,901
15 Argent Trust Co 0.11% of their portfolio NASHVILLE, TN 77,96978.0k $1.9m $1.9m 0.11% Reduced -12.1k -12,066
16 Good Life Advisors, LLC 0.22% of their portfolio READING, PA 77,74977.7k $1.9m $1.9m 0.22% Added +40.8k +40,827
17 Capital CS Group, LLC 1.61% of their portfolio IRVINE, CA 54,67654.7k $1.4m $1.4m 1.61% Reduced -9.1k -9,100
18 Balboa Wealth Partners 0.47% of their portfolio SCOTTSDALE, AZ 51,07651.1k $1.3m $1.3m 0.47% Reduced -2.4k -2,372
19 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 44,18644.2k $1.1m $1.1m 0.08% Reduced -66.6k -66,593
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 37,13637.1k $918.3k $918.3k 0.01% Reduced -1.3k -1,347
21 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 34,49134.5k $852.9k $852.9k 0.04% Reduced -2.0k -1,988
22 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,79523.8k $588.4k $588.4k 0.01% Added +848 +848
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,45418.5k $456.3k $456.3k 0.00% Reduced -14.7k -14,650
24 Virtu Financial LLC 0.05% of their portfolio New York, NY 18,36018.4k $454.0k $454.0k 0.05% New
25 Balefire, LLC 0.19% of their portfolio DALLAS, TX 17,45717.5k $431.7k $431.7k 0.19% Added +10.6k +10,591
26 Empirical Asset Management, LLC 0.34% of their portfolio WELLESLEY, MA 15,64815.6k $386.9k $386.9k 0.34% Added +913 +913
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,95315.0k $369.8k $369.8k 0.00% Added +120 +120
28 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 14,34714.3k $354.8k $354.8k 0.01% New
29 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 13,54913.5k $335.0k $335.0k 0.04% Reduced -1.7k -1,680
30 MARIPAU WEALTH MANAGEMENT LLC 0.30% of their portfolio FORT WAYNE, IN 13,24913.2k $327.6k $327.6k 0.30% Reduced -629 -629
31 Castleview Partners, LLC 0.27% of their portfolio DALLAS, TX 11,67111.7k $288.6k $288.6k 0.27% Reduced -8.6k -8,647
32 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 11,00711.0k $272.2k $272.2k 0.00% Reduced -1.2k -1,190
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,36610.4k $256.3k $256.3k 0.00% Reduced -1.4k -1,383
34 Global Financial Private Client, LLC 0.08% of their portfolio Sarasota, FL 6,7006.7k $163.8k $163.8k 0.08% Added +1.4k +1,403
35 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 5,0745.1k $125.5k $125.5k 0.02% Added +1.5k +1,515
36 Richard W. Paul & Associates, LLC 0.04% of their portfolio NOVI, MI 3,3323.3k $82.4k $82.4k 0.04% Reduced -2.4k -2,427
37 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,2592.3k $55.2k $55.2k 0.00% Added +1.2k +1,236
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1182.1k $52.4k $52.4k 0.00% Reduced -1.4k -1,380
39 Covestor Ltd 0.00% of their portfolio LONDON, X0 5656 $1.0k $1.0k 0.00% Reduced -9 -9
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged