Vault-13

SSGA ACTIVE TR FISR

SPDR SSGA FXD · ETP · CUSIP 78470P507

44 institutional holders -2 vs Q1 2023
6,641,8916.6m shares reported held*
$171.8mreported value*
6 new 21 added 16 reduced 8 sold out net bought ≈ $10.4m (+402.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.87.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 39Q4 22: 44Q1 23: 46Q2 23: 4444Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202239
Q4 202244
Q1 202346
Q2 202344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 24 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223210
Q1 20233216
Q2 20232724

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +277,914+277.9k
Argent Trust Co New +90,035+90.0k
NewEdge Advisors, LLC Added +78,876+78.9k
Capital CS Group, LLC Added +51,140+51.1k
HARBOUR INVESTMENTS, INC. Added +34,532+34.5k
AE Wealth Management LLC Added +30,422+30.4k
CreativeOne Wealth, LLC Added +29,848+29.8k
Cetera Advisors LLC New +29,088+29.1k
HighTower Advisors, LLC Added +15,265+15.3k
CITADEL ADVISORS LLC Added +9,175+9.2k

Biggest sellers

Simplicity Solutions, LLC Sold out -100,966-101.0k
LPL Financial LLC Reduced -63,541-63.5k
JANE STREET GROUP, LLC Reduced -50,742-50.7k
Outlook Wealth Advisors, LLC Sold out -19,607-19.6k
GeoWealth Management, LLC Reduced -12,225-12.2k
Capital Asset Advisory Services LLC Sold out -8,951-9.0k
Cambridge Investment Research Advisors, Inc. Sold out -8,910-8.9k
Colonial River Investments, LLC Sold out -8,755-8.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -8,477-8.5k
Richard W. Paul & Associates, LLC Reduced -7,012-7.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,695,6411.7m $43.9m $43.9m 0.02% Added +277.9k +277,914
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,594,0111.6m $41.2m $41.2m 0.03% Reduced -63.5k -63,541
3 Aspire Private Capital, LLC 7.12% of their portfolio Cornelius, NC 864,861864.9k $22.4m $22.4m 7.12% Added +8.0k +7,987
4 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 334,470334.5k $8.7m $8.7m 0.05% Added +30.4k +30,422
5 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 236,345236.3k $6.1m $6.1m 0.10% Reduced -431 -431
6 GeoWealth Management, LLC 0.56% of their portfolio CHICAGO, IL 200,598200.6k $5.2m $5.2m 0.56% Reduced -12.2k -12,225
7 AXXCESS WEALTH MANAGEMENT, LLC 0.37% of their portfolio CARLSBAD, CA 199,521199.5k $5.2m $5.2m 0.37% Added +5.6k +5,637
8 Raleigh Capital Management Inc. 2.52% of their portfolio CARY, NC 195,729195.7k $5.1m $5.1m 2.52% Added +3.7k +3,712
9 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 188,338188.3k $4.9m $4.9m 0.01% Added +15.3k +15,265
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 138,249138.2k $3.6m $3.6m 0.01% Added +8.6k +8,638
11 Kelly Financial Services LLC 1.68% of their portfolio BRAINTREE, MA 137,412137.4k $3.6m $3.6m 1.68% Added +4.4k +4,387
12 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 110,779110.8k $2.9m $2.9m 0.07% Added +29.8k +29,848
13 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 106,696106.7k $2.8m $2.8m 0.03% Added +78.9k +78,876
14 Argent Trust Co 0.13% of their portfolio NASHVILLE, TN 90,03590.0k $2.3m $2.3m 0.13% New
15 Capital CS Group, LLC 1.69% of their portfolio IRVINE, CA 63,77663.8k $1.6m $1.6m 1.69% Added +51.1k +51,140
16 Balboa Wealth Partners 0.48% of their portfolio SCOTTSDALE, AZ 53,44853.4k $1.4m $1.4m 0.48% Added +4.1k +4,107
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 38,48338.5k $995.3k $995.3k 0.01% Added +547 +547
18 Good Life Advisors, LLC 0.11% of their portfolio READING, PA 36,92236.9k $954.9k $954.9k 0.11% Reduced -85 -85
19 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 36,47936.5k $943.4k $943.4k 0.05% Added +34.5k +34,532
20 Truadvice, LLC 0.34% of their portfolio SARASOTA, FL 36,23536.2k $921.1k $921.1k 0.34% Reduced -6.1k -6,052
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,10433.1k $856.2k $856.2k 0.00% Reduced -50.7k -50,742
22 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 29,08829.1k $752.3k $752.3k 0.01% New
23 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 25,36925.4k $656.1k $656.1k 0.01% Added +2.7k +2,667
24 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,94722.9k $593.5k $593.5k 0.01% Added +7.1k +7,131
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,99422.0k $568.8k $568.8k 0.00% Added +9.2k +9,175
26 Castleview Partners, LLC 0.47% of their portfolio DALLAS, TX 20,31820.3k $525.5k $525.5k 0.47% Added +815 +815
27 Aveo Capital Partners, LLC 0.05% of their portfolio ENGLEWOOD, CO 15,22915.2k $393.9k $393.9k 0.05% Added +214 +214
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,83314.8k $383.6k $383.6k 0.00% Reduced -317 -317
29 Empirical Asset Management, LLC 0.34% of their portfolio WELLESLEY, MA 14,73514.7k $381.1k $381.1k 0.34% Reduced -43 -43
30 MARIPAU WEALTH MANAGEMENT LLC 0.32% of their portfolio FORT WAYNE, IN 13,87813.9k $358.9k $358.9k 0.32% Added +129 +129
31 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,49612.5k $323.2k $323.2k 0.01% Reduced -2.4k -2,406
32 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 12,19712.2k $315.4k $315.4k 0.00% Reduced -760 -760
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,74911.7k $302.5k $302.5k 0.00% Reduced -1.8k -1,821
34 Worth Financial Advisory Group, LLC 0.23% of their portfolio CHARLOTTE, NC 9,5689.6k $247.5k $247.5k 0.23% Reduced -283 -283
35 Balefire, LLC 0.07% of their portfolio DALLAS, TX 6,8666.9k $177.6k $177.6k 0.07% New
36 Richard W. Paul & Associates, LLC 0.06% of their portfolio NOVI, MI 5,7595.8k $148.9k $148.9k 0.06% Reduced -7.0k -7,012
37 Global Financial Private Client, LLC 0.07% of their portfolio Sarasota, FL 5,2975.3k $136.3k $136.3k 0.07% Reduced -118 -118
38 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 3,5593.6k $92.0k $92.0k 0.02% Added +2.8k +2,770
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,4983.5k $90.5k $90.5k 0.00% New
40 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0231.0k $26.5k $26.5k 0.00% Reduced -10 -10
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 163163 $4.2k $4.2k 0.00% New
42 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 128128 $3.3k $3.3k 0.00% New
43 Covestor Ltd 0.00% of their portfolio LONDON, X0 6565 $2.0k $2.0k 0.00% Reduced -29 -29
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged