Vault-13

SSGA ACTIVE TR FISR

SPDR SSGA FXD · ETP · CUSIP 78470P507

46 institutional holders +2 vs Q4 2022
6,239,6626.2m shares reported held*
$164.5mreported value*
8 new 24 added 11 reduced 5 sold out net bought ≈ $15.4m (+584.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.36.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 39Q4 22: 44Q1 23: 4646Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202239
Q4 202244
Q1 202346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 16 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223210
Q1 20233216

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +225,861+225.9k
Aspire Private Capital, LLC Added +78,473+78.5k
HighTower Advisors, LLC Added +69,076+69.1k
JANE STREET GROUP, LLC Added +56,350+56.4k
LPL Financial LLC Added +49,302+49.3k
AE Wealth Management LLC Added +21,221+21.2k
Outlook Wealth Advisors, LLC New +19,607+19.6k
Raleigh Capital Management Inc. Added +19,233+19.2k
AXXCESS WEALTH MANAGEMENT, LLC Added +16,541+16.5k
Truadvice, LLC Added +15,939+15.9k

Biggest sellers

Legacy PCG, LLC Sold out -49,142-49.1k
CreativeOne Wealth, LLC Reduced -15,030-15.0k
Capital Asset Advisory Services LLC Reduced -14,382-14.4k
Richard W. Paul & Associates, LLC Reduced -10,096-10.1k
Simplicity Solutions, LLC Reduced -8,091-8.1k
GeoWealth Management, LLC Reduced -5,732-5.7k
PARK AVENUE SECURITIES LLC Reduced -2,511-2.5k
UBS Group AG Sold out -2,111-2.1k
Zullo Investment Group, Inc. Sold out -1,302-1.3k
EWG Elevate Inc. Sold out -1,012-1.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,657,5521.7m $43.7m $43.7m 0.03% Added +49.3k +49,302
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,417,7271.4m $37.4m $37.4m 0.02% Added +225.9k +225,861
3 Aspire Private Capital, LLC 7.50% of their portfolio Cornelius, NC 856,874856.9k $22.6m $22.6m 7.50% Added +78.5k +78,473
4 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 304,048304.0k $8.0m $8.0m 0.05% Added +21.2k +21,221
5 PARK AVENUE SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 236,776236.8k $6.2m $6.2m 0.11% Reduced -2.5k -2,511
6 GeoWealth Management, LLC 0.66% of their portfolio CHICAGO, IL 212,823212.8k $5.6m $5.6m 0.66% Reduced -5.7k -5,732
7 AXXCESS WEALTH MANAGEMENT, LLC 0.40% of their portfolio CARLSBAD, CA 193,884193.9k $5.1m $5.1m 0.40% Added +16.5k +16,541
8 Raleigh Capital Management Inc. 2.50% of their portfolio CARY, NC 192,017192.0k $5.1m $5.1m 2.50% Added +19.2k +19,233
9 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 173,073173.1k $4.6m $4.6m 0.01% Added +69.1k +69,076
10 Kelly Financial Services LLC 1.77% of their portfolio BRAINTREE, MA 133,025133.0k $3.5m $3.5m 1.77% Added +13.4k +13,352
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 129,611129.6k $3.4m $3.4m 0.01% Added +6.3k +6,306
12 Simplicity Solutions, LLC 0.07% of their portfolio MINNEAPOLIS, MN 100,966101.0k $2.7m $2.7m 0.07% Reduced -8.1k -8,091
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 83,84683.8k $2.2m $2.2m 0.00% Added +56.4k +56,350
14 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 80,93180.9k $2.1m $2.1m 0.11% Reduced -15.0k -15,030
15 Balboa Wealth Partners 0.49% of their portfolio SCOTTSDALE, AZ 49,34149.3k $1.3m $1.3m 0.49% Reduced -532 -532
16 Truadvice, LLC 0.44% of their portfolio SARASOTA, FL 42,28742.3k $1.1m $1.1m 0.44% Added +15.9k +15,939
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 37,93637.9k $1.0m $1.0m 0.01% Added +8.7k +8,732
18 Good Life Advisors, LLC 0.12% of their portfolio READING, PA 37,00737.0k $975.5k $975.5k 0.12% Reduced -356 -356
19 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 27,82027.8k $733.3k $733.3k 0.01% Added +3.4k +3,402
20 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 22,70222.7k $598.0k $598.0k 0.01% Added +3.7k +3,654
21 Outlook Wealth Advisors, LLC 0.23% of their portfolio SHENANDOAH, TX 19,60719.6k $516.8k $516.8k 0.23% New
22 Castleview Partners, LLC 0.46% of their portfolio DALLAS, TX 19,50319.5k $514.1k $514.1k 0.46% Reduced -148 -148
23 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,81615.8k $416.9k $416.9k 0.01% Added +5.8k +5,799
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,15015.2k $399.4k $399.4k 0.00% New
25 Aveo Capital Partners, LLC 0.05% of their portfolio ENGLEWOOD, CO 15,01515.0k $395.8k $395.8k 0.05% Added +1.7k +1,727
26 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,90214.9k $392.8k $392.8k 0.01% New
27 Empirical Asset Management, LLC 0.37% of their portfolio WELLESLEY, MA 14,77814.8k $389.5k $389.5k 0.37% Added +64 +64
28 MARIPAU WEALTH MANAGEMENT LLC 0.38% of their portfolio FORT WAYNE, IN 13,74913.7k $362.4k $362.4k 0.38% Added +273 +273
29 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,57013.6k $357.7k $357.7k 0.00% Added +72 +72
30 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 12,95713.0k $341.5k $341.5k 0.00% Added +500 +500
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,81912.8k $337.9k $337.9k 0.00% New
32 Richard W. Paul & Associates, LLC 0.15% of their portfolio NOVI, MI 12,77112.8k $336.6k $336.6k 0.15% Reduced -10.1k -10,096
33 Capital CS Group, LLC 0.32% of their portfolio IRVINE, CA 12,63612.6k $333.1k $333.1k 0.32% New
34 Worth Financial Advisory Group, LLC 0.25% of their portfolio CHARLOTTE, NC 9,8519.9k $259.7k $259.7k 0.25% New
35 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 8,9519.0k $235.9k $235.9k 0.02% Reduced -14.4k -14,382
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,9108.9k $235.0k $235.0k 0.00% New
37 Colonial River Investments, LLC 0.14% of their portfolio MIDLOTHIAN, VA 8,7558.8k $230.8k $230.8k 0.14% Added +130 +130
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,4778.5k $223.5k $223.5k 0.00% Reduced -672 -672
39 Global Financial Private Client, LLC 0.07% of their portfolio Sarasota, FL 5,4155.4k $142.8k $142.8k 0.07% Added +3.8k +3,787
40 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,9471.9k $51.3k $51.3k 0.00% Added +835 +835
41 OPTIMUM INVESTMENT ADVISORS 0.02% of their portfolio Chicago, IL 1,6501.6k $43.5k $43.5k 0.02% Unchanged
42 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0331.0k $27.4k $27.4k 0.00% Reduced -53 -53
43 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 789789 $20.8k $20.8k 0.01% New
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 271271 $7.0k $7.0k 0.00% Unchanged
45 Covestor Ltd 0.00% of their portfolio LONDON, X0 9494 $2.0k $2.0k 0.00% Added +21 +21
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged