Vault-13

SSGA ACTIVE TR XLSR

SPDR SSGA US SCT · ETP · CUSIP 78470P408

70 institutional holders +1 vs Q2 2023
6,800,3496.8m shares reported held*
$280.7mreported value*
6 new 33 added 21 reduced 6 sold out net bought ≈ $7.0m (+169.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.28.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 63Q4 22: 60Q1 23: 63Q2 23: 69Q3 23: 7070Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202263
Q4 202260
Q1 202363
Q2 202369
Q3 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 27 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224025
Q1 20234319
Q2 20235020
Q3 20233927

Biggest buyers

LPL Financial LLC Added +198,902+198.9k
NewEdge Advisors, LLC Added +94,217+94.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +53,781+53.8k
Cetera Advisors LLC Added +50,798+50.8k
Private Advisor Group, LLC Added +28,648+28.6k
PARK AVENUE SECURITIES LLC Added +22,510+22.5k
CITADEL ADVISORS LLC New +15,914+15.9k
Cetera Investment Advisers Added +12,002+12.0k
Lokken Investment Group LLC Added +11,343+11.3k
GeoWealth Management, LLC Added +10,170+10.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -238,786-238.8k
CreativeOne Wealth, LLC Reduced -61,828-61.8k
Aspire Private Capital, LLC Reduced -24,573-24.6k
Integrated Wealth Concepts LLC Sold out -21,183-21.2k
Truadvice, LLC Reduced -20,305-20.3k
Kestra Advisory Services, LLC Reduced -15,038-15.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -9,401-9.4k
Professional Financial Advisors, LLC Sold out -7,483-7.5k
Argent Trust Co Reduced -4,849-4.8k
Richard W. Paul & Associates, LLC Reduced -4,150-4.2k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,187,2112.2m $90.3m $90.3m 0.06% Added +198.9k +198,902
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 993,638993.6k $41.0m $41.0m 0.02% Reduced -238.8k -238,786
3 Envestnet Portfolio Solutions, Inc. 0.11% of their portfolio BERWYN, PA 574,377574.4k $23.7m $23.7m 0.11% First filing
4 PARK AVENUE SECURITIES LLC 0.23% of their portfolio NEW YORK, NY 353,059353.1k $14.6m $14.6m 0.23% Added +22.5k +22,510
5 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 330,674330.7k $13.6m $13.6m 0.08% Added +10.1k +10,065
6 Aspire Private Capital, LLC 4.10% of their portfolio Cornelius, NC 304,722304.7k $12.6m $12.6m 4.10% Reduced -24.6k -24,573
7 GeoWealth Management, LLC 1.08% of their portfolio CHICAGO, IL 230,854230.9k $9.5m $9.5m 1.08% Added +10.2k +10,170
8 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 153,234153.2k $6.3m $6.3m 0.07% Added +94.2k +94,217
9 HARBOUR INVESTMENTS, INC. 0.27% of their portfolio MADISON, WI 131,132131.1k $5.4m $5.4m 0.27% Added +6.8k +6,758
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,946111.9k $4.6m $4.6m 0.01% Reduced -10 -10
11 AXXCESS WEALTH MANAGEMENT, LLC 0.15% of their portfolio CARLSBAD, CA 103,667103.7k $4.3m $4.3m 0.15% Added +5.6k +5,576
12 Foundations Investment Advisors, LLC 0.12% of their portfolio PHOENIX, AZ 98,05398.1k $4.0m $4.0m 0.12% Added +584 +584
13 Raleigh Capital Management Inc. 1.81% of their portfolio CARY, NC 86,14786.1k $3.6m $3.6m 1.81% Added +7.4k +7,382
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 71,42971.4k $2.9m $2.9m 0.01% Added +53.8k +53,781
15 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 70,45570.5k $2.9m $2.9m 0.03% Added +28.6k +28,648
16 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 67,84167.8k $2.8m $2.8m 0.04% Added +50.8k +50,798
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 67,58167.6k $2.8m $2.8m 0.01% Added +4.9k +4,946
18 CreativeOne Wealth, LLC 0.19% of their portfolio OVERLAND PARK, KS 62,89462.9k $2.6m $2.6m 0.19% Reduced -61.8k -61,828
19 Lokken Investment Group LLC 1.36% of their portfolio LEWES, DE 50,44550.4k $2.1m $2.1m 1.36% Added +11.3k +11,343
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 45,91645.9k $1.9m $1.9m 0.02% Added +12.0k +12,002
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 43,86943.9k $1.8m $1.8m 0.01% Added +1.4k +1,395
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 43,01643.0k $1.8m $1.8m 0.00% Added +6.5k +6,533
23 Outlook Wealth Advisors, LLC 0.68% of their portfolio SHENANDOAH, TX 42,93442.9k $1.8m $1.8m 0.68% Reduced -2.1k -2,093
24 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 41,64641.6k $1.7m $1.7m 0.02% Reduced -15.0k -15,038
25 Austin Private Wealth, LLC 0.25% of their portfolio Austin, TX 41,34441.3k $1.7m $1.7m 0.25% Added +1.4k +1,379
26 Kelly Financial Services LLC 0.68% of their portfolio BRAINTREE, MA 36,06336.1k $1.5m $1.5m 0.68% Added +880 +880
27 Capital CS Group, LLC 1.64% of their portfolio IRVINE, CA 33,36633.4k $1.4m $1.4m 1.64% Reduced -4.0k -3,999
28 Truadvice, LLC 0.55% of their portfolio SARASOTA, FL 33,36333.4k $1.4m $1.4m 0.55% Reduced -20.3k -20,305
29 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 30,14130.1k $1.2m $1.2m 0.02% Added +6.9k +6,859
30 Apella Capital, LLC 0.08% of their portfolio WEST HARTFORD, CT 29,07429.1k $1.2m $1.2m 0.08% Added +18 +18
31 Global Financial Private Client, LLC 0.58% of their portfolio Sarasota, FL 27,37327.4k $1.1m $1.1m 0.58% Added +4.1k +4,084
32 Worth Financial Advisory Group, LLC 0.99% of their portfolio CHARLOTTE, NC 26,49926.5k $1.1m $1.1m 0.99% Added +3.5k +3,455
33 Balboa Wealth Partners 0.38% of their portfolio SCOTTSDALE, AZ 24,63424.6k $1.0m $1.0m 0.38% Reduced -655 -655
34 Argent Trust Co 0.05% of their portfolio NASHVILLE, TN 21,32721.3k $880.2k $880.2k 0.05% Reduced -4.8k -4,849
35 Richard W. Paul & Associates, LLC 0.34% of their portfolio NOVI, MI 18,08218.1k $746.2k $746.2k 0.34% Reduced -4.2k -4,150
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,91415.9k $656.8k $656.8k 0.00% New
37 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 13,33313.3k $550.3k $550.3k 0.07% Reduced -38 -38
38 Patriot Financial Group Insurance Agency, LLC 0.11% of their portfolio Westborough, MA 12,68712.7k $523.6k $523.6k 0.11% Reduced -340 -340
39 SILVERLAKE WEALTH MANAGEMENT LLC 0.28% of their portfolio WILLISTON, VT 12,23512.2k $504.9k $504.9k 0.28% Reduced -1.0k -1,014
40 SILVER OAK SECURITIES, INCORPORATED 0.11% of their portfolio JACKSON, TN 12,00012.0k $495.2k $495.2k 0.11% Unchanged
41 Compound Planning, Inc. 0.16% of their portfolio NEW YORK, NY 11,85811.9k $489.4k $489.4k 0.16% Reduced -1.2k -1,184
42 LOCKERMAN FINANCIAL GROUP, INC. 1.27% of their portfolio NEWPORT BEACH, CA 11,46411.5k $473.1k $473.1k 1.27% Added +3.8k +3,836
43 Freedom Investment Management, Inc. 0.06% of their portfolio SOUTH WINDSOR, CT 11,24211.2k $464.0k $464.0k 0.06% Added +2 +2
44 Spectrum Planning & Advisory Services Inc. 0.53% of their portfolio SAN DIEGO, CA 8,1958.2k $338.2k $338.2k 0.53% Unchanged
45 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,8797.9k $325.2k $325.2k 0.00% Reduced -33 -33
46 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.30% of their portfolio Pittsburgh, PA 7,4657.5k $308.1k $308.1k 0.30% Added +377 +377
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,3817.4k $304.6k $304.6k 0.00% Reduced -92 -92
48 MARIPAU WEALTH MANAGEMENT LLC 0.26% of their portfolio FORT WAYNE, IN 6,7556.8k $278.8k $278.8k 0.26% Reduced -35 -35
49 Castleview Partners, LLC 0.26% of their portfolio DALLAS, TX 6,7366.7k $278.0k $278.0k 0.26% Reduced -402 -402
50 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,6586.7k $274.8k $274.8k 0.00% Added +89 +89
51 USAdvisors Wealth Management, LLC 0.11% of their portfolio EDEN PRAIRIE, MN 6,2076.2k $256.0k $256.0k 0.11% Added +35 +35
52 Fort Point Capital Partners LLC 0.04% of their portfolio San Francisco, CA 6,1256.1k $252.8k $252.8k 0.04% Unchanged
53 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 5,8655.9k $242.0k $242.0k 0.02% New
54 Rehmann Capital Advisory Group 0.02% of their portfolio LANSING, MI 5,6075.6k $231.4k $231.4k 0.02% Unchanged
55 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 5,3155.3k $223.9k $223.9k 0.02% Unchanged
56 TAP Consulting, LLC 0.06% of their portfolio KIRKWOOD, MO 5,2205.2k $215.4k $215.4k 0.06% New
57 Triumph Capital Management 0.09% of their portfolio DENVER, CO 4,8944.9k $202.0k $202.0k 0.09% New
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,2923.3k $136.0k $136.0k 0.00% New
59 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 3,1613.2k $130.5k $130.5k 0.02% Added +8 +8
60 Balefire, LLC 0.06% of their portfolio DALLAS, TX 3,1193.1k $128.7k $128.7k 0.06% Added +1.9k +1,888
61 TD Capital Management LLC 0.02% of their portfolio MEMPHIS, TN 3,0513.1k $125.9k $125.9k 0.02% Added +1.4k +1,375
62 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,9162.9k $120.4k $120.4k 0.00% New
63 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 2,4612.5k $101.6k $101.6k 0.00% Unchanged
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2441.2k $51.3k $51.3k 0.00% Unchanged
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 953953 $39.3k $39.3k 0.00% Reduced -267 -267
66 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 565565 $23.2k $23.2k 0.00% Added +334 +334
67 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 378378 $15.6k $15.6k 0.01% First filing
68 Covestor Ltd 0.01% of their portfolio LONDON, X0 167167 $7.0k $7.0k 0.01% Reduced -6 -6
69 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $29 $29 0.00% Added +1 +1
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged