Vault-13

SSGA ACTIVE TR XLSR

SPDR SSGA US SCT · ETP · CUSIP 78470P408

69 institutional holders +6 vs Q1 2023
6,056,8126.1m shares reported held*
$262.5mreported value*
13 new 37 added 13 reduced 7 sold out net bought ≈ $42.2m (+973.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.33.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 63Q4 22: 60Q1 23: 63Q2 23: 6969Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202263
Q4 202260
Q1 202363
Q2 202369

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 20 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224025
Q1 20234319
Q2 20235020

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +252,030+252.0k
LPL Financial LLC Added +251,799+251.8k
HARBOUR INVESTMENTS, INC. Added +118,283+118.3k
Foundations Investment Advisors, LLC New +97,469+97.5k
CreativeOne Wealth, LLC Added +52,344+52.3k
AE Wealth Management LLC Added +42,470+42.5k
MORGAN STANLEY Added +34,972+35.0k
Capital CS Group, LLC Added +32,199+32.2k
Argent Trust Co New +26,176+26.2k
OSAIC HOLDINGS, INC. Added +18,598+18.6k

Biggest sellers

Simplicity Solutions, LLC Sold out -30,723-30.7k
Atria Wealth Solutions, Inc. Reduced -13,543-13.5k
Aspire Private Capital, LLC Reduced -13,439-13.4k
Colonial River Investments, LLC Sold out -10,917-10.9k
FLOW TRADERS U.S. LLC Sold out -6,386-6.4k
CITADEL ADVISORS LLC Sold out -5,644-5.6k
Lifeworks Advisors, LLC Sold out -5,450-5.5k
ROYAL BANK OF CANADA Sold out -5,005-5.0k
Cambridge Investment Research Advisors, Inc. Reduced -3,971-4.0k
Professional Financial Advisors, LLC Reduced -3,734-3.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,988,3092.0m $86.2m $86.2m 0.06% Added +251.8k +251,799
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,232,4241.2m $53.4m $53.4m 0.02% Added +252.0k +252,030
3 PARK AVENUE SECURITIES LLC 0.23% of their portfolio NEW YORK, NY 330,549330.5k $14.3m $14.3m 0.23% Added +9.4k +9,388
4 Aspire Private Capital, LLC 4.55% of their portfolio Cornelius, NC 329,295329.3k $14.3m $14.3m 4.55% Reduced -13.4k -13,439
5 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 320,609320.6k $13.9m $13.9m 0.08% Added +42.5k +42,470
6 GeoWealth Management, LLC 1.03% of their portfolio CHICAGO, IL 220,684220.7k $9.6m $9.6m 1.03% Added +17.0k +17,033
7 CreativeOne Wealth, LLC 0.13% of their portfolio OVERLAND PARK, KS 124,722124.7k $5.2m $5.2m 0.13% Added +52.3k +52,344
8 HARBOUR INVESTMENTS, INC. 0.27% of their portfolio MADISON, WI 124,374124.4k $5.4m $5.4m 0.27% Added +118.3k +118,283
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,956112.0k $4.9m $4.9m 0.01% Added +18.6k +18,598
10 AXXCESS WEALTH MANAGEMENT, LLC 0.31% of their portfolio CARLSBAD, CA 98,09198.1k $4.3m $4.3m 0.31% Added +8.3k +8,261
11 Foundations Investment Advisors, LLC 0.14% of their portfolio PHOENIX, AZ 97,46997.5k $4.2m $4.2m 0.14% New
12 Raleigh Capital Management Inc. 1.70% of their portfolio CARY, NC 78,76578.8k $3.4m $3.4m 1.70% Added +4.5k +4,466
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 62,63562.6k $2.7m $2.7m 0.01% Added +7.6k +7,575
14 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 59,01759.0k $2.6m $2.6m 0.03% Added +14.8k +14,820
15 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 56,68456.7k $2.5m $2.5m 0.02% Reduced -448 -448
16 Truadvice, LLC 0.86% of their portfolio SARASOTA, FL 53,66853.7k $2.3m $2.3m 0.86% Added +119 +119
17 Outlook Wealth Advisors, LLC 0.74% of their portfolio SHENANDOAH, TX 45,02745.0k $2.0m $2.0m 0.74% Reduced -1.9k -1,883
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 42,47442.5k $1.8m $1.8m 0.01% Reduced -4.0k -3,971
19 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 41,80741.8k $1.8m $1.8m 0.02% Reduced -1.1k -1,106
20 Austin Private Wealth, LLC 0.25% of their portfolio Austin, TX 39,96540.0k $1.7m $1.7m 0.25% Added +1.1k +1,078
21 Lokken Investment Group LLC 1.11% of their portfolio LEWES, DE 39,10239.1k $1.7m $1.7m 1.11% Added +1.9k +1,948
22 Capital CS Group, LLC 1.66% of their portfolio IRVINE, CA 37,36537.4k $1.6m $1.6m 1.66% Added +32.2k +32,199
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 36,48336.5k $1.6m $1.6m 0.00% Added +35.0k +34,972
24 Kelly Financial Services LLC 0.72% of their portfolio BRAINTREE, MA 35,18335.2k $1.5m $1.5m 0.72% Added +301 +301
25 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 33,91433.9k $1.5m $1.5m 0.01% Added +3.4k +3,404
26 Apella Capital, LLC 0.09% of their portfolio WEST HARTFORD, CT 29,05629.1k $1.3m $1.3m 0.09% First filing
27 Argent Trust Co 0.06% of their portfolio NASHVILLE, TN 26,17626.2k $1.1m $1.1m 0.06% New
28 Balboa Wealth Partners 0.38% of their portfolio SCOTTSDALE, AZ 25,28925.3k $1.1m $1.1m 0.38% Added +4.0k +4,015
29 Global Financial Private Client, LLC 0.50% of their portfolio Sarasota, FL 23,28923.3k $1.0m $1.0m 0.50% Added +1.9k +1,915
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,28223.3k $1.0m $1.0m 0.01% Reduced -13.5k -13,543
31 Worth Financial Advisory Group, LLC 0.93% of their portfolio CHARLOTTE, NC 23,04423.0k $999.2k $999.2k 0.93% Added +721 +721
32 Richard W. Paul & Associates, LLC 0.42% of their portfolio NOVI, MI 22,23222.2k $964.0k $964.0k 0.42% Reduced -1.8k -1,807
33 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 21,18321.2k $918.5k $918.5k 0.02% Added +1.6k +1,552
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,64817.6k $765.0k $765.0k 0.00% Added +10.0k +10,043
35 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,04317.0k $739.0k $739.0k 0.01% New
36 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 13,37113.4k $579.8k $579.8k 0.07% Added +740 +740
37 SILVERLAKE WEALTH MANAGEMENT LLC 0.32% of their portfolio WILLISTON, VT 13,24913.2k $574.5k $574.5k 0.32% Reduced -348 -348
38 Compound Planning, Inc. 0.26% of their portfolio NEW YORK, NY 13,04213.0k $565.5k $565.5k 0.26% Added +1.2k +1,216
39 Patriot Financial Group Insurance Agency, LLC 0.11% of their portfolio Westborough, MA 13,02713.0k $564.9k $564.9k 0.11% Added +1.4k +1,393
40 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 12,00012.0k $520.0k $520.0k 0.08% New
41 Freedom Investment Management, Inc. 0.05% of their portfolio SOUTH WINDSOR, CT 11,24011.2k $487.4k $487.4k 0.05% New
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,4019.4k $407.6k $407.6k 0.00% New
43 Spectrum Planning & Advisory Services Inc. 0.53% of their portfolio SAN DIEGO, CA 8,1958.2k $355.5k $355.5k 0.53% New
44 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,9127.9k $343.1k $343.1k 0.00% Added +695 +695
45 LOCKERMAN FINANCIAL GROUP, INC. 0.92% of their portfolio NEWPORT BEACH, CA 7,6287.6k $330.8k $330.8k 0.92% Added +1.1k +1,147
46 Professional Financial Advisors, LLC 0.17% of their portfolio NORTH PLATTE, NE 7,4837.5k $324.4k $324.4k 0.17% Reduced -3.7k -3,734
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,4737.5k $324.0k $324.0k 0.00% Added +10 +10
48 Castleview Partners, LLC 0.28% of their portfolio DALLAS, TX 7,1387.1k $309.5k $309.5k 0.28% Added +919 +919
49 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.28% of their portfolio Pittsburgh, PA 7,0887.1k $307.3k $307.3k 0.28% Added +813 +813
50 MARIPAU WEALTH MANAGEMENT LLC 0.26% of their portfolio FORT WAYNE, IN 6,7906.8k $294.4k $294.4k 0.26% Added +156 +156
51 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,5696.6k $284.8k $284.8k 0.00% Unchanged
52 USAdvisors Wealth Management, LLC 0.13% of their portfolio EDEN PRAIRIE, MN 6,1726.2k $268.0k $268.0k 0.13% Added +19 +19
53 Fort Point Capital Partners LLC 0.04% of their portfolio San Francisco, CA 6,1256.1k $265.6k $265.6k 0.04% Unchanged
54 Rehmann Capital Advisory Group 0.02% of their portfolio LANSING, MI 5,6075.6k $243.1k $243.1k 0.02% Reduced -2.9k -2,889
55 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 5,3155.3k $232.7k $232.7k 0.02% Reduced -2.7k -2,695
56 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 3,1533.2k $136.7k $136.7k 0.03% Added +2.6k +2,584
57 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 2,4612.5k $106.7k $106.7k 0.00% Unchanged
58 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 1,6761.7k $72.7k $72.7k 0.01% Added +5 +5
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2441.2k $53.9k $53.9k 0.00% New
60 Balefire, LLC 0.02% of their portfolio DALLAS, TX 1,2311.2k $53.4k $53.4k 0.02% New
61 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2201.2k $52.9k $52.9k 0.00% Reduced -1.1k -1,076
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2111.2k $52.5k $52.5k 0.00% New
63 First Capital Advisors Group, LLC. 0.01% of their portfolio LITTLE SILVER, NJ 443443 $19.2k $19.2k 0.01% New
64 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 231231 $10.0k $10.0k 0.00% Added +130 +130
65 Covestor Ltd 0.01% of their portfolio LONDON, X0 173173 $8.0k $8.0k 0.01% Reduced -2 -2
66 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 9393 $4.0k $4.0k 0.00% New
67 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 3838 $1.6k $1.6k 0.00% Unchanged
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $0 $0 0.00% New
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged