Vault-13

SSGA ACTIVE TR XLSR

SPDR SSGA US SCT · ETP · CUSIP 78470P408

63 institutional holders +3 vs Q4 2022
5,054,3205.1m shares reported held*
$203.0mreported value*
12 new 31 added 11 reduced 8 sold out net bought ≈ $7.6m (+185.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.16.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 63Q4 22: 60Q1 23: 6363Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202263
Q4 202260
Q1 202363

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 19 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224025
Q1 20234319

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +132,790+132.8k
Outlook Wealth Advisors, LLC New +46,910+46.9k
Lokken Investment Group LLC New +37,154+37.2k
AE Wealth Management LLC Added +33,710+33.7k
Aspire Private Capital, LLC Added +16,365+16.4k
HighTower Advisors, LLC Added +15,971+16.0k
Raleigh Capital Management Inc. Added +12,085+12.1k
GeoWealth Management, LLC Added +11,956+12.0k
Atria Wealth Solutions, Inc. Added +10,486+10.5k
PARK AVENUE SECURITIES LLC Added +9,931+9.9k

Biggest sellers

Legacy PCG, LLC Sold out -96,767-96.8k
LPL Financial LLC Reduced -69,484-69.5k
Dynamic Advisor Solutions LLC Sold out -27,703-27.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -22,393-22.4k
RFG Advisory, LLC Sold out -8,527-8.5k
Capital Asset Advisory Services LLC Reduced -6,924-6.9k
CreativeOne Wealth, LLC Reduced -4,109-4.1k
Simplicity Solutions, LLC Reduced -3,860-3.9k
Private Advisor Group, LLC Reduced -3,153-3.2k
Cetera Advisor Networks LLC Reduced -1,492-1.5k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,736,5101.7m $69.7m $69.7m 0.05% Reduced -69.5k -69,484
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 980,394980.4k $39.4m $39.4m 0.02% Added +132.8k +132,790
3 Aspire Private Capital, LLC 4.57% of their portfolio Cornelius, NC 342,734342.7k $13.8m $13.8m 4.57% Added +16.4k +16,365
4 PARK AVENUE SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 321,161321.2k $12.9m $12.9m 0.22% Added +9.9k +9,931
5 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 278,139278.1k $11.2m $11.2m 0.07% Added +33.7k +33,710
6 GeoWealth Management, LLC 0.96% of their portfolio CHICAGO, IL 203,651203.7k $8.2m $8.2m 0.96% Added +12.0k +11,956
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 93,35893.4k $3.7m $3.7m 0.01% Added +9.3k +9,297
8 AXXCESS WEALTH MANAGEMENT, LLC 0.28% of their portfolio CARLSBAD, CA 89,83089.8k $3.6m $3.6m 0.28% Added +2.7k +2,667
9 Raleigh Capital Management Inc. 1.48% of their portfolio CARY, NC 74,29974.3k $3.0m $3.0m 1.48% Added +12.1k +12,085
10 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 72,37872.4k $2.9m $2.9m 0.14% Reduced -4.1k -4,109
11 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 57,13257.1k $2.3m $2.3m 0.02% Reduced -140 -140
12 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 55,06055.1k $2.2m $2.2m 0.00% Added +16.0k +15,971
13 Truadvice, LLC 0.86% of their portfolio SARASOTA, FL 53,54953.5k $2.2m $2.2m 0.86% Added +2.6k +2,593
14 Outlook Wealth Advisors, LLC 0.84% of their portfolio SHENANDOAH, TX 46,91046.9k $1.9m $1.9m 0.84% New
15 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,44546.4k $1.9m $1.9m 0.01% Added +3.5k +3,462
16 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 44,19744.2k $1.8m $1.8m 0.02% Reduced -339 -339
17 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 42,91342.9k $1.7m $1.7m 0.02% Reduced -3.2k -3,153
18 Austin Private Wealth, LLC 0.25% of their portfolio Austin, TX 38,88738.9k $1.6m $1.6m 0.25% Added +7.5k +7,528
19 Lokken Investment Group LLC 1.13% of their portfolio LEWES, DE 37,15437.2k $1.5m $1.5m 1.13% New
20 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 36,82536.8k $1.5m $1.5m 0.02% Added +10.5k +10,486
21 Kelly Financial Services LLC 0.71% of their portfolio BRAINTREE, MA 34,88234.9k $1.4m $1.4m 0.71% Added +6.3k +6,282
22 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 30,72330.7k $1.2m $1.2m 0.03% Reduced -3.9k -3,860
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 30,51030.5k $1.2m $1.2m 0.01% Added +5.5k +5,523
24 Richard W. Paul & Associates, LLC 0.44% of their portfolio NOVI, MI 24,03924.0k $965.2k $965.2k 0.44% Reduced -341 -341
25 Worth Financial Advisory Group, LLC 0.86% of their portfolio CHARLOTTE, NC 22,32322.3k $896.3k $896.3k 0.86% Added +4.9k +4,886
26 Global Financial Private Client, LLC 0.44% of their portfolio Sarasota, FL 21,37421.4k $862.7k $862.7k 0.44% Added +3.4k +3,438
27 Balboa Wealth Partners 0.32% of their portfolio SCOTTSDALE, AZ 21,27421.3k $854.2k $854.2k 0.32% Reduced -606 -606
28 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 19,63119.6k $788.0k $788.0k 0.02% Added +8.2k +8,248
29 SILVERLAKE WEALTH MANAGEMENT LLC 0.33% of their portfolio WILLISTON, VT 13,59713.6k $545.9k $545.9k 0.33% Added +5 +5
30 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 12,63112.6k $507.1k $507.1k 0.07% Added +1.7k +1,721
31 Compound Planning, Inc. 0.27% of their portfolio NEW YORK, NY 11,82611.8k $474.8k $474.8k 0.27% First filing
32 Patriot Financial Group Insurance Agency, LLC 0.09% of their portfolio Westborough, MA 11,63411.6k $467.1k $467.1k 0.09% Added +1.5k +1,505
33 Professional Financial Advisors, LLC 0.30% of their portfolio NORTH PLATTE, NE 11,21711.2k $507.8k $507.8k 0.30% Added +1.9k +1,901
34 Colonial River Investments, LLC 0.26% of their portfolio MIDLOTHIAN, VA 10,91710.9k $438.3k $438.3k 0.26% Added +59 +59
35 Rehmann Capital Advisory Group 0.03% of their portfolio LANSING, MI 8,4968.5k $341.1k $341.1k 0.03% Unchanged
36 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 8,0108.0k $321.6k $321.6k 0.02% Reduced -6.9k -6,924
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,6057.6k $305.0k $305.0k 0.00% Added +20 +20
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,4637.5k $299.6k $299.6k 0.00% New
39 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,2177.2k $289.8k $289.8k 0.00% Reduced -1.5k -1,492
40 MARIPAU WEALTH MANAGEMENT LLC 0.28% of their portfolio FORT WAYNE, IN 6,6346.6k $266.4k $266.4k 0.28% Added +638 +638
41 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,5696.6k $263.8k $263.8k 0.00% Added +29 +29
42 LOCKERMAN FINANCIAL GROUP, INC. 0.72% of their portfolio NEWPORT BEACH, CA 6,4816.5k $260.2k $260.2k 0.72% New
43 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 6,3866.4k $256.0k $256.0k 0.01% New
44 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.22% of their portfolio Pittsburgh, PA 6,2756.3k $251.9k $251.9k 0.22% Added +912 +912
45 Castleview Partners, LLC 0.22% of their portfolio DALLAS, TX 6,2196.2k $249.7k $249.7k 0.22% Reduced -124 -124
46 USAdvisors Wealth Management, LLC 0.12% of their portfolio EDEN PRAIRIE, MN 6,1536.2k $247.0k $247.0k 0.12% Added +17 +17
47 Fort Point Capital Partners LLC 0.04% of their portfolio San Francisco, CA 6,1256.1k $245.9k $245.9k 0.04% Unchanged
48 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,0916.1k $244.5k $244.5k 0.01% Added +245 +245
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,6445.6k $226.6k $226.6k 0.00% New
50 Lifeworks Advisors, LLC 0.10% of their portfolio GRAND RAPIDS, MI 5,4505.5k $218.8k $218.8k 0.10% New
51 Capital CS Group, LLC 0.20% of their portfolio IRVINE, CA 5,1665.2k $207.4k $207.4k 0.20% New
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,0055.0k $201.0k $201.0k 0.00% New
53 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 2,4612.5k $98.8k $98.8k 0.00% Unchanged
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2962.3k $92.2k $92.2k 0.00% New
55 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 1,6711.7k $67.1k $67.1k 0.01% Added +5 +5
56 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5111.5k $60.7k $60.7k 0.00% Unchanged
57 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 569569 $22.8k $22.8k 0.01% New
58 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 376376 $15.0k $15.0k 0.01% New
59 Covestor Ltd 0.01% of their portfolio LONDON, X0 175175 $7.0k $7.0k 0.01% Added +2 +2
60 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 101101 $4.0k $4.0k 0.00% Unchanged
61 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 3838 $1.5k $1.5k 0.00% Unchanged
62 CWM, LLC 0.00% of their portfolio OMAHA, NE 2929 $1.0k $1.0k 0.00% Unchanged
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged