Vault-13

SPDR SER TR SMLV

SSGA US SMAL ETF · ETP · CUSIP 78468R887

81 institutional holders +5 vs Q1 2024
784,591784.6k shares reported held*
$86.3mreported value*
7 new 27 added 32 reduced 4 sold out net sold ≈ $4.0m (-36.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $110.02.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 71Q4 22: 75Q1 23: 75Q2 23: 76Q3 23: 71Q4 23: 76Q1 24: 76Q2 24: 8181Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202271
Q4 202275
Q1 202375
Q2 202376
Q3 202371
Q4 202376
Q1 202476
Q2 202481

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 39 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 31 cut or sold outQ2 23: 33 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 35 cut or sold outQ4 23: 30 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 32 cut or sold outQ2 24: 34 bought or addedQ2 24: 36 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223930
Q1 20233831
Q2 20233336
Q3 20232835
Q4 20233036
Q1 20243832
Q2 20243436

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250$500$750$1kQ3 23 calls: $1.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$1.0k$00.00
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

CITADEL ADVISORS LLC New +9,705+9.7k
ROYAL BANK OF CANADA Added +7,618+7.6k
AVANTAX ADVISORY SERVICES, INC. Added +4,937+4.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +4,410+4.4k
DORVAL Corp Added +2,754+2.8k
SageView Advisory Group, LLC New +2,267+2.3k
IHT Wealth Management, LLC New +2,010+2.0k
McNaughton Wealth Management, LLC Added +1,948+1.9k
STIFEL FINANCIAL CORP New +1,832+1.8k
Cambridge Investment Research Advisors, Inc. Added +1,790+1.8k

Biggest sellers

MORGAN STANLEY Reduced -27,358-27.4k
Berkeley, Inc Sold out -8,306-8.3k
HBW ADVISORY SERVICES LLC Sold out -7,301-7.3k
UBS Group AG Reduced -7,193-7.2k
JPMORGAN CHASE & CO Reduced -5,942-5.9k
AMERIPRISE FINANCIAL INC Reduced -3,797-3.8k
Johnson & White Wealth Management, LLC Reduced -3,385-3.4k
Koshinski Asset Management, Inc. Sold out -2,069-2.1k
BANK OF AMERICA CORP /DE/ Reduced -1,975-2.0k
Grey Fox Wealth Advisors, LLC Sold out -1,825-1.8k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CW Advisors, LLC 0.29% of their portfolio BOSTON, MA 165,678165.7k $18.2m $18.2m 0.29% Reduced -511 -511
2 McNaughton Wealth Management, LLC 5.14% of their portfolio SAN DIEGO, CA 88,16588.2k $9.7m $9.7m 5.14% Added +1.9k +1,948
3 DORVAL Corp 3.36% of their portfolio MAPLE GROVE, MN 69,32069.3k $7.6m $7.6m 3.36% Added +2.8k +2,754
4 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 48,16948.2k $5.3m $5.3m 0.03% Reduced -394 -394
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,45443.5k $4.8m $4.8m 0.00% Reduced -837 -837
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 35,11735.1k $3.9m $3.9m 0.01% Reduced -300 -300
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,53919.5k $2.1m $2.1m 0.00% Reduced -812 -812
8 IAG Wealth Partners, LLC 0.39% of their portfolio WAUKESHA, WI 17,51017.5k $1.9m $1.9m 0.39% Reduced -374 -374
9 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 16,43616.4k $1.8m $1.8m 0.02% Added +510 +510
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,59814.6k $1.6m $1.6m 0.00% Reduced -2.0k -1,975
11 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 13,97114.0k $1.5m $1.5m 0.01% Added +4.9k +4,937
12 Johnson & White Wealth Management, LLC 1.40% of their portfolio YORK, PA 13,35213.4k $1.5m $1.5m 1.40% Reduced -3.4k -3,385
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,52912.5k $1.4m $1.4m 0.00% Reduced -3.8k -3,797
14 NovaPoint Capital, LLC 0.46% of their portfolio ATLANTA, GA 12,42812.4k $1.4m $1.4m 0.46% Reduced -449 -449
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,12511.1k $1.2m $1.2m 0.00% Added +4.4k +4,410
16 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,55510.6k $1.2m $1.2m 0.00% Reduced -544 -544
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,7059.7k $1.1m $1.1m 0.00% New
18 Insight Advisors, LLC/ PA 0.19% of their portfolio Newtown, PA 9,6389.6k $1.1m $1.1m 0.19% Added +360 +360
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,9909.0k $989.1k $989.1k 0.00% Reduced -27.4k -27,358
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,7428.7k $962.0k $962.0k 0.00% Added +1.8k +1,790
21 COWA, LLC 0.49% of their portfolio Tulsa, OK 8,3698.4k $920.7k $920.7k 0.49% Reduced -249 -249
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,9798.0k $877.0k $877.0k 0.00% Added +7.6k +7,618
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,7027.7k $847.4k $847.4k 0.00% Unchanged
24 HF Advisory Group, LLC 0.43% of their portfolio Annapolis, MD 7,5867.6k $834.5k $834.5k 0.43% Added +346 +346
25 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 7,5827.6k $834.0k $834.0k 0.04% Reduced -562 -562
26 Pacific Sun Financial Corp 0.44% of their portfolio LOS ANGELES, CA 6,7486.7k $742.4k $742.4k 0.44% Reduced -310 -310
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,7166.7k $738.9k $738.9k 0.00% Reduced -857 -857
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 6,5186.5k $717.1k $717.1k 0.01% Reduced -177 -177
29 Navis Wealth Advisors, LLC 0.74% of their portfolio RYE BROOK, NY 5,8785.9k $646.7k $646.7k 0.74% Added +49 +49
30 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 5,3705.4k $591.0k $591.0k 0.01% Added +1.4k +1,383
31 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 5,0835.1k $559.2k $559.2k 0.01% Reduced -662 -662
32 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 4,9635.0k $546.1k $546.1k 0.01% Reduced -120 -120
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,8134.8k $529.5k $529.5k 0.00% Reduced -27 -27
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,6264.6k $509.5k $509.5k 0.00% Reduced -1.8k -1,792
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,5754.6k $503.3k $503.3k 0.00% Reduced -7.2k -7,193
36 ROFFMAN MILLER ASSOCIATES INC /PA/ 0.03% of their portfolio PHILADELPHIA, PA 4,2924.3k $472.2k $472.2k 0.03% Reduced -241 -241
37 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 3,7503.8k $412.6k $412.6k 0.04% Reduced -375 -375
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,7373.7k $411.0k $411.0k 0.00% Added +31 +31
39 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 3,6733.7k $404.2k $404.2k 0.01% Added +684 +684
40 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 3,2993.3k $363.0k $363.0k 0.02% Reduced -10 -10
41 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,2443.2k $356.9k $356.9k 0.01% Reduced -771 -771
42 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 3,1673.2k $348.4k $348.4k 0.01% Added +17 +17
43 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 3,0803.1k $338.9k $338.9k 0.03% Reduced -110 -110
44 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,8952.9k $318.5k $318.5k 0.00% Added +2 +2
45 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 2,8932.9k $318.3k $318.3k 0.03% Added +21 +21
46 DOHJ, LLC 0.08% of their portfolio SEATTLE, WA 2,7762.8k $305.4k $305.4k 0.08% Reduced -1.1k -1,072
47 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 2,4672.5k $271.4k $271.4k 0.02% Added +349 +349
48 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 2,2672.3k $249.4k $249.4k 0.01% New
49 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 2,1902.2k $235.3k $235.3k 0.00% First filing
50 Continuum Advisory, LLC 0.03% of their portfolio EAGLE, ID 2,1322.1k $234.6k $234.6k 0.03% Added +254 +254
51 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 2,0242.0k $222.7k $222.7k 0.00% Added +26 +26
52 High Net Worth Advisory Group LLC 0.07% of their portfolio NAPLES, FL 2,0142.0k $221.6k $221.6k 0.07% Unchanged
53 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 2,0102.0k $221.1k $221.1k 0.01% New
54 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 1,8321.8k $201.6k $201.6k 0.00% New
55 SOA Wealth Advisors, LLC. 0.03% of their portfolio NEW YORK, NY 1,3261.3k $145.9k $145.9k 0.03% Added +9 +9
56 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 893893 $98.2k $98.2k 0.00% Added +137 +137
57 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 831831 $91.4k $91.4k 0.00% Added +115 +115
58 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 533533 $58.6k $58.6k 0.00% Added +12 +12
59 Sage Mountain Advisors LLC 0.00% of their portfolio ATLANTA, GA 452452 $49.7k $49.7k 0.00% Unchanged
60 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 425425 $46.8k $46.8k 0.00% New
61 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 372372 $40.9k $40.9k 0.00% Added +3 +3
62 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 343343 $37.7k $37.7k 0.00% Reduced -76 -76
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 270270 $29.7k $29.7k 0.00% Unchanged
64 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 243243 $26.8k $26.8k 0.00% Added +242 +242
65 FMR LLC 0.00% of their portfolio BOSTON, MA 204204 $22.5k $22.5k 0.00% Reduced -128 -128
66 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 191191 $21.0k $21.0k 0.00% Unchanged
67 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 162162 $17.8k $17.8k 0.01% Unchanged
68 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 159159 $17.5k $17.5k 0.00% Added +1 +1
69 Winthrop Capital Management, LLC 0.01% of their portfolio Carmel, IN 138138 $15.0k $15.0k 0.01% Unchanged
70 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 135135 $14.9k $14.9k 0.00% Unchanged
71 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 110110 $12.0k $12.0k 0.00% Unchanged
72 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 9898 $10.8k $10.8k 0.00% Unchanged
73 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 9292 $10.0k $10.0k 0.00% Added +2 +2
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8686 $9.5k $9.5k 0.00% Reduced -5.9k -5,942
75 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 7979 $8.7k $8.7k 0.00% New
76 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6464 $7.1k $7.1k 0.00% Reduced -17 -17
77 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6060 $6.6k $6.6k 0.00% Unchanged
78 Painted Porch Advisors LLC 0.00% of their portfolio SANTA BARBARA, CA 2828 $3.1k $3.1k 0.00% New
79 Hobbs Group Advisors, LLC 0.00% of their portfolio COLUMBIA, SC 1616 $1.8k $1.8k 0.00% First filing
80 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1010 $1.1k $1.1k 0.00% Unchanged
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged