Vault-13

SPDR SER TR SMLV

SSGA US SMAL ETF · ETP · CUSIP 78468R887

76 institutional holders +1 vs Q1 2023
754,255754.3k shares reported held*
$77.9mreported value*
5 new 28 added 31 reduced 5 sold out net sold ≈ $2.6m (-25.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $103.33.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 71Q4 22: 75Q1 23: 75Q2 23: 7676Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202271
Q4 202275
Q1 202375
Q2 202376

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 39 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223930
Q1 20233831
Q2 20233336

Biggest buyers

Atria Wealth Solutions, Inc. Added +7,249+7.2k
McNaughton Wealth Management, LLC Added +5,775+5.8k
HighTower Advisors, LLC New +4,710+4.7k
Grey Fox Wealth Advisors, LLC Added +3,975+4.0k
Kestra Advisory Services, LLC Added +3,922+3.9k
Thomasville National Bank Added +3,462+3.5k
HBW ADVISORY SERVICES LLC New +2,881+2.9k
Stratos Wealth Partners, LTD. New +2,663+2.7k
AdvisorNet Financial, Inc Added +2,608+2.6k
Cambridge Investment Research Advisors, Inc. Added +2,178+2.2k

Biggest sellers

Atria Investments, Inc Reduced -13,987-14.0k
Composition Wealth, LLC Reduced -11,167-11.2k
OSAIC HOLDINGS, INC. Reduced -8,540-8.5k
Aspire Wealth Management Corp Reduced -8,209-8.2k
LPL Financial LLC Reduced -6,011-6.0k
PRIVATE TRUST CO NA Reduced -2,426-2.4k
STIFEL FINANCIAL CORP Sold out -2,335-2.3k
Koshinski Asset Management, Inc. Sold out -1,973-2.0k
Raymond James Financial Services Advisors, Inc. Sold out -1,916-1.9k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -1,825-1.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 McNaughton Wealth Management, LLC 4.89% of their portfolio SAN DIEGO, CA 73,99374.0k $7.6m $7.6m 4.89% Added +5.8k +5,775
2 AdvisorNet Financial, Inc 0.54% of their portfolio MINNETONKA, MN 60,93060.9k $6.3m $6.3m 0.54% Added +2.6k +2,608
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 59,55559.6k $6.2m $6.2m 0.00% Reduced -6.0k -6,011
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 36,31536.3k $3.8m $3.8m 0.01% Reduced -504 -504
5 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 35,51235.5k $3.7m $3.7m 0.04% Added +3.9k +3,922
6 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 31,52431.5k $3.3m $3.3m 0.06% Reduced -14.0k -13,987
7 Grey Fox Wealth Advisors, LLC 1.60% of their portfolio ROCKLAND, DE 30,18530.2k $3.1m $3.1m 1.60% Added +4.0k +3,975
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,12430.1k $3.1m $3.1m 0.00% Reduced -812 -812
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,14722.1k $2.3m $2.3m 0.00% Reduced -53 -53
10 IAG Wealth Partners, LLC 0.55% of their portfolio WAUKESHA, WI 20,12520.1k $2.1m $2.1m 0.55% Reduced -1.2k -1,237
11 Thomasville National Bank 0.20% of their portfolio THOMASVILLE, GA 20,09420.1k $2.1m $2.1m 0.20% Added +3.5k +3,462
12 Johnson & White Wealth Management, LLC 2.76% of their portfolio YORK, PA 19,49619.5k $2.0m $2.0m 2.76% Added +371 +371
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,67217.7k $1.8m $1.8m 0.00% Reduced -8.5k -8,540
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 16,63316.6k $1.7m $1.7m 0.00% Reduced -1.7k -1,726
15 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 16,02616.0k $1.7m $1.7m 0.02% Added +330 +330
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 14,56114.6k $1.5m $1.5m 0.00% Added +937 +937
17 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,19214.2k $1.5m $1.5m 0.00% Reduced -79 -79
18 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 13,37713.4k $1.4m $1.4m 0.02% Added +7.2k +7,249
19 Bison Wealth, LLC 0.23% of their portfolio Atlanta, GA 11,97512.0k $1.2m $1.2m 0.23% Added +1.1k +1,063
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 11,68411.7k $1.2m $1.2m 0.01% Reduced -1.8k -1,825
21 Capital Analysts, LLC 0.06% of their portfolio FORT WASHINGTON, PA 10,11110.1k $1.0m $1.0m 0.06% Reduced -57 -57
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,8929.9k $1.0m $1.0m 0.00% Reduced -1.4k -1,427
23 Marshall Financial Group, LLC 0.34% of their portfolio Hunt Valley, MD 9,7059.7k $1.0m $1.0m 0.34% Added +672 +672
24 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 9,5969.6k $991.2k $991.2k 0.01% Reduced -111 -111
25 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 8,8758.9k $916.8k $916.8k 0.03% Reduced -11.2k -11,167
26 Insight Advisors, LLC/ PA 0.20% of their portfolio Newtown, PA 8,7358.7k $902.3k $902.3k 0.20% Added +31 +31
27 Berkeley, Inc 0.59% of their portfolio Boise, ID 8,5088.5k $878.8k $878.8k 0.59% Added +20 +20
28 Pacific Sun Financial Corp 0.58% of their portfolio LOS ANGELES, CA 8,2528.3k $867.5k $867.5k 0.58% First filing
29 COWA, LLC 0.55% of their portfolio Tulsa, OK 8,1118.1k $837.8k $837.8k 0.55% Added +11 +11
30 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,8007.8k $805.6k $805.6k 0.01% Added +150 +150
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,7027.7k $795.6k $795.6k 0.00% Unchanged
32 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,6147.6k $786.4k $786.4k 0.00% Reduced -658 -658
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 6,6886.7k $702.0k $702.0k 0.01% Added +1.5k +1,513
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,6066.6k $682.0k $682.0k 0.00% Added +2.2k +2,178
35 DOHJ, LLC 0.27% of their portfolio SEATTLE, WA 6,1146.1k $631.5k $631.5k 0.27% Added +78 +78
36 ROFFMAN MILLER ASSOCIATES INC /PA/ 0.05% of their portfolio PHILADELPHIA, PA 6,0026.0k $619.9k $619.9k 0.05% Reduced -1.5k -1,494
37 HF Advisory Group, LLC 0.49% of their portfolio Annapolis, MD 5,9936.0k $619.1k $619.1k 0.49% Added +132 +132
38 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 5,0205.0k $518.5k $518.5k 0.01% Added +167 +167
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,7104.7k $487.0k $487.0k 0.00% New
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,6994.7k $485.0k $485.0k 0.00% Added +24 +24
41 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 3,9183.9k $404.7k $404.7k 0.06% Added +176 +176
42 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 3,7203.7k $384.2k $384.2k 0.04% Reduced -100 -100
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,5863.6k $370.0k $370.0k 0.00% Reduced -769 -769
44 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,9232.9k $301.9k $301.9k 0.00% Reduced -240 -240
45 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 2,8812.9k $298.0k $298.0k 0.06% New
46 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 2,8522.9k $294.6k $294.6k 0.02% Reduced -69 -69
47 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 2,8242.8k $291.7k $291.7k 0.03% Added +15 +15
48 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 2,6632.7k $275.2k $275.2k 0.01% New
49 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 2,5772.6k $266.2k $266.2k 0.03% Reduced -234 -234
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,4992.5k $258.1k $258.1k 0.00% Reduced -1.6k -1,588
51 Worth Financial Advisory Group, LLC 0.22% of their portfolio CHARLOTTE, NC 2,3142.3k $239.0k $239.0k 0.22% Unchanged
52 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 2,0952.1k $216.4k $216.4k 0.00% Reduced -62 -62
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,0182.0k $208.4k $208.4k 0.00% Reduced -1.3k -1,261
54 High Net Worth Advisory Group LLC 0.08% of their portfolio NAPLES, FL 2,0172.0k $208.3k $208.3k 0.08% Reduced -126 -126
55 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 1,9782.0k $204.3k $204.3k 0.01% Reduced -690 -690
56 SOA Wealth Advisors, LLC. 0.03% of their portfolio NEW YORK, NY 1,3171.3k $136.0k $136.0k 0.03% Unchanged
57 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,2121.2k $119.7k $119.7k 0.00% Added +606 +606
58 CWM, LLC 0.00% of their portfolio OMAHA, NE 971971 $100.0k $100.0k 0.00% Added +821 +821
59 Sage Mountain Advisors LLC 0.01% of their portfolio ATLANTA, GA 452452 $46.7k $46.7k 0.01% New
60 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 400400 $41.3k $41.3k 0.01% Reduced -2.4k -2,426
61 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 352352 $36.4k $36.4k 0.00% Added +1 +1
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 316316 $36.9k $36.9k 0.00% New
63 DB Wealth Management Group, LLC 0.02% of their portfolio SAN DIEGO, CA 311311 $32.1k $32.1k 0.02% Added +1 +1
64 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 270270 $27.9k $27.9k 0.00% Unchanged
65 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 191191 $20.0k $20.0k 0.00% Unchanged
66 Lumature Wealth Partners, LLC 0.01% of their portfolio ALPHARETTA, GA 142142 $14.7k $14.7k 0.01% Unchanged
67 FMR LLC 0.00% of their portfolio BOSTON, MA 141141 $14.6k $14.6k 0.00% Reduced -165 -165
68 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 135135 $14.0k $14.0k 0.00% Unchanged
69 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 9898 $10.1k $10.1k 0.00% Unchanged
70 Aspire Wealth Management Corp 0.01% of their portfolio WALTHAM, MA 7777 $8.0k $8.0k 0.01% Reduced -8.2k -8,209
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6262 $6.4k $6.4k 0.00% Unchanged
72 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 5050 $5.2k $5.2k 0.00% Reduced -150 -150
73 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 2929 $3.0k $3.0k 0.00% Reduced -29 -29
74 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1010 $1.0k $1.0k 0.00% Unchanged
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $60 $60 0.00% Added +1 +1
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged