Vault-13

SPDR SER TR SMLV

SSGA US SMAL ETF · ETP · CUSIP 78468R887

75 institutional holders +4 vs Q3 2022
784,087784.1k shares reported held*
$84.6mreported value*
8 new 31 added 23 reduced 7 sold out net bought ≈ $1.6m (+13.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($829.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $107.92.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 71Q4 22: 7575Q3 22Q4 22
Numbers
QuarterHolders
Q3 202271
Q4 202275

Biggest buyers

LPL Financial LLC Added +53,416+53.4k
Atria Investments, Inc Added +10,604+10.6k
UBS Group AG Added +8,248+8.2k
Claraphi Advisory Network, LLC Added +6,193+6.2k
Bison Wealth, LLC New +5,935+5.9k
OSAIC HOLDINGS, INC. Added +5,834+5.8k
Raymond James Financial Services Advisors, Inc. New +5,496+5.5k
Aspire Wealth Management Corp Added +3,479+3.5k
PRIVATE TRUST CO NA Added +2,426+2.4k
Affiance Financial, LLC New +1,589+1.6k

Biggest sellers

Johnson & White Wealth Management, LLC Reduced -18,501-18.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,025-14.0k
BANK OF AMERICA CORP /DE/ Reduced -11,265-11.3k
ROYAL BANK OF CANADA Reduced -9,510-9.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -9,351-9.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -6,434-6.4k
Tower Research Capital LLC (TRC) Sold out -6,243-6.2k
CITADEL ADVISORS LLC Sold out -4,744-4.7k
Private Advisor Group, LLC Sold out -4,654-4.7k
PNC Financial Services Group, Inc. Reduced -3,392-3.4k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 100,556100.6k $10.8m $10.8m 0.01% Added +53.4k +53,416
2 McNaughton Wealth Management, LLC 4.97% of their portfolio SAN DIEGO, CA 67,55267.6k $7.3m $7.3m 4.97% Added +496 +496
3 AdvisorNet Financial, Inc 0.60% of their portfolio MINNETONKA, MN 56,30556.3k $6.1m $6.1m 0.60% Added +1.4k +1,350
4 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 44,10944.1k $4.7m $4.7m 0.10% Added +10.6k +10,604
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 38,10538.1k $4.1m $4.1m 0.01% Reduced -602 -602
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,80734.8k $3.7m $3.7m 0.00% Reduced -9.4k -9,351
7 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 31,29731.3k $3.4m $3.4m 0.03% Reduced -39 -39
8 Grey Fox Wealth Advisors, LLC 1.94% of their portfolio ROCKLAND, DE 27,23627.2k $2.9m $2.9m 1.94% First filing
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 25,52525.5k $2.7m $2.7m 0.00% Reduced -2.8k -2,818
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 25,20325.2k $2.7m $2.7m 0.01% Added +5.8k +5,834
11 IAG Wealth Partners, LLC 0.70% of their portfolio WAUKESHA, WI 22,11622.1k $2.4m $2.4m 0.70% Reduced -440 -440
12 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 20,94220.9k $2.3m $2.3m 0.08% Added +482 +482
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 18,36418.4k $2.0m $2.0m 0.00% Reduced -11.3k -11,265
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 17,63417.6k $1.9m $1.9m 0.01% Reduced -6.4k -6,434
15 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,52716.5k $1.8m $1.8m 0.00% Reduced -3.4k -3,392
16 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 14,96615.0k $1.6m $1.6m 0.03% Reduced -884 -884
17 Claraphi Advisory Network, LLC 0.54% of their portfolio ALISO VIEJO, X1 12,51012.5k $1.3m $1.3m 0.54% Added +6.2k +6,193
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,52610.5k $1.1m $1.1m 0.00% Added +8.2k +8,248
19 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 9,5099.5k $1.0m $1.0m 0.01% Added +733 +733
20 Capital Analysts, LLC 0.06% of their portfolio FORT WASHINGTON, PA 9,3159.3k $1.0m $1.0m 0.06% Added +141 +141
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,2709.3k $997.9k $997.9k 0.00% Added +1.5k +1,523
22 Marshall Financial Group, LLC 0.37% of their portfolio Hunt Valley, MD 8,8998.9k $958.0k $958.0k 0.37% Added +1.0k +1,017
23 Insight Advisors, LLC/ PA 0.32% of their portfolio Newtown, PA 8,6008.6k $926.7k $926.7k 0.32% Reduced -104 -104
24 Berkeley, Inc 0.69% of their portfolio Boise, ID 8,4618.5k $910.8k $910.8k 0.69% Added +27 +27
25 Pacific Sun Financial Corp 0.63% of their portfolio LOS ANGELES, CA 8,2678.3k $889.9k $889.9k 0.63% Reduced -480 -480
26 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 8,2408.2k $887.0k $887.0k 0.00% Reduced -206 -206
27 COWA, LLC 0.54% of their portfolio Tulsa, OK 8,0168.0k $862.9k $862.9k 0.54% Added +452 +452
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,7027.7k $829.1k $829.1k 0.00% Unchanged
29 Aspire Wealth Management Corp 0.70% of their portfolio WALTHAM, MA 7,5107.5k $808.5k $808.5k 0.70% Added +3.5k +3,479
30 ROFFMAN MILLER ASSOCIATES INC /PA/ 0.07% of their portfolio PHILADELPHIA, PA 7,4437.4k $801.3k $801.3k 0.07% Added +52 +52
31 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 7,2287.2k $778.1k $778.1k 0.02% Added +440 +440
32 DOHJ, LLC 0.39% of their portfolio SEATTLE, WA 6,3996.4k $688.9k $688.9k 0.39% Added +43 +43
33 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 6,1286.1k $659.7k $659.7k 0.01% Unchanged
34 Bison Wealth, LLC 0.21% of their portfolio Atlanta, GA 5,9355.9k $657.8k $657.8k 0.21% New
35 HF Advisory Group, LLC 0.64% of their portfolio Annapolis, MD 5,8845.9k $633.4k $633.4k 0.64% First filing
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 5,4965.5k $591.6k $591.6k 0.00% New
37 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 4,8954.9k $527.0k $527.0k 0.02% Reduced -17 -17
38 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,5894.6k $494.0k $494.0k 0.00% Added +1.4k +1,432
39 Bickling Financial Services, Inc. 0.31% of their portfolio LEXINGTON, MA 4,5574.6k $490.6k $490.6k 0.31% Added +38 +38
40 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 4,3354.3k $466.7k $466.7k 0.04% First filing
41 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 3,8963.9k $419.4k $419.4k 0.06% Added +84 +84
42 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 3,8423.8k $413.6k $413.6k 0.05% Reduced -1.8k -1,791
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 3,7283.7k $401.3k $401.3k 0.00% Reduced -14.0k -14,025
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,6063.6k $388.2k $388.2k 0.00% Added +127 +127
45 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,1443.1k $338.5k $338.5k 0.00% Added +274 +274
46 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 2,8262.8k $304.0k $304.0k 0.05% Added +2.4k +2,426
47 Jaffetilchin Investment Partners, LLC 0.04% of their portfolio TAMPA, FL 2,7892.8k $300.3k $300.3k 0.04% Added +19 +19
48 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 2,6872.7k $289.0k $289.0k 0.00% Reduced -131 -131
49 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 2,5892.6k $278.7k $278.7k 0.02% Added +44 +44
50 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 2,5512.6k $274.6k $274.6k 0.03% Reduced -18 -18
51 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 2,5462.5k $276.0k $276.0k 0.00% Reduced -136 -136
52 Johnson & White Wealth Management, LLC 0.44% of their portfolio YORK, PA 2,2762.3k $435.0k $435.0k 0.44% Reduced -18.5k -18,501
53 High Net Worth Advisory Group LLC 0.09% of their portfolio NAPLES, FL 2,1982.2k $236.6k $236.6k 0.09% Reduced -80 -80
54 Worth Financial Advisory Group, LLC 0.27% of their portfolio CHARLOTTE, NC 2,1692.2k $233.5k $233.5k 0.27% First filing
55 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 2,1572.2k $232.2k $232.2k 0.00% Unchanged
56 Affiance Financial, LLC 0.07% of their portfolio ST. LOUIS PARK, MN 1,5891.6k $171.1k $171.1k 0.07% New
57 LIBRA WEALTH LLC 0.10% of their portfolio LOS GATOS, CA 1,4631.5k $157.5k $157.5k 0.10% New
58 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 1,3171.3k $141.8k $141.8k 0.04% Added +1.1k +1,107
59 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 871871 $93.8k $93.8k 0.01% Reduced -619 -619
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 333333 $36.0k $36.0k 0.00% Reduced -9.5k -9,510
61 DB Wealth Management Group, LLC 0.02% of their portfolio SAN DIEGO, CA 308308 $33.1k $33.1k 0.02% Added +2 +2
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 295295 $31.8k $31.8k 0.00% Added +40 +40
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 244244 $26.0k $26.0k 0.00% New
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 240240 $25.9k $25.9k 0.00% Added +2 +2
65 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 191191 $21.0k $21.0k 0.00% Unchanged
66 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 167167 $18.0k $18.0k 0.00% New
67 FMR LLC 0.00% of their portfolio BOSTON, MA 153153 $16.5k $16.5k 0.00% Reduced -9 -9
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 150150 $16.0k $16.0k 0.00% Unchanged
69 Lumature Wealth Partners, LLC 0.01% of their portfolio ALPHARETTA, GA 142142 $15.3k $15.3k 0.01% New
70 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 135135 $15.0k $15.0k 0.00% Unchanged
71 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 9898 $10.6k $10.6k 0.00% Unchanged
72 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6262 $6.6k $6.6k 0.00% Added +1 +1
73 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 5858 $6.2k $6.2k 0.01% Unchanged
74 Destiny Wealth Partners, LLC 0.00% of their portfolio TAVARES, FL 1010 $1.1k $1.1k 0.00% Unchanged
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $108 $108 0.00% New