Vault-13

SPDR SER TR SPYX

SPDR S&P 500 ETF · ETP · CUSIP 78468R796

178 institutional holders +13 vs Q4 2022
19,517,51719.5m shares reported held*
$650.2mreported value*
22 new 50 added 57 reduced 9 sold out net sold ≈ $37.5m (-1.3m shares)

Q4 2022 share counts are adjusted for a 3-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($966.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.31.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 167Q4 22: 165Q1 23: 178178Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022167
Q4 2022165
Q1 2023178

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 66 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227444
Q1 20237266

Biggest buyers

Choate Investment Advisors Added +709,842+709.8k
Chapman Investment Management, LLC New +190,989+191.0k
Tidal Investments LLC Added +178,596+178.6k
VANGUARD GROUP INC New +111,111+111.1k
Cerity Partners LLC Added +100,477+100.5k
ROYAL BANK OF CANADA Added +97,453+97.5k
MORGAN STANLEY Added +71,237+71.2k
CITADEL ADVISORS LLC New +45,495+45.5k
LAKE STREET ADVISORS GROUP, LLC Added +37,803+37.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +29,601+29.6k

Biggest sellers

FRANKLIN RESOURCES INC Reduced -1,045,716-1.0m
Kestra Advisory Services, LLC Sold out -678,363-678.4k
LPL Financial LLC Reduced -365,649-365.6k
WELLS FARGO & COMPANY/MN Reduced -226,413-226.4k
Portfolio Strategies, Inc. Sold out -169,734-169.7k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -146,397-146.4k
Mariner, LLC Reduced -98,725-98.7k
Arjuna Capital Sold out -41,304-41.3k
AMERIPRISE FINANCIAL INC Reduced -40,167-40.2k
MERCER GLOBAL ADVISORS INC /ADV Reduced -36,784-36.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Choate Investment Advisors 5.84% of their portfolio BOSTON, MA 3,638,5533.6m $120.9m $120.9m 5.84% Added +709.8k +709,842
2 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 2,132,8862.1m $70.9m $70.9m 0.04% Reduced -1.0m -1,045,716
3 Betterment LLC 0.22% of their portfolio NEW YORK, NY 2,075,3222.1m $69.0m $69.0m 0.22% Added +21.0k +20,985
4 Windmill Hill Asset Management Ltd 43.46% of their portfolio WADDESDON, X0 1,888,2361.9m $62.8m $62.8m 43.46% Unchanged
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 824,229824.2k $27.4m $27.4m 0.02% Reduced -365.6k -365,649
6 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 614,037614.0k $20.4m $20.4m 0.00% Reduced -6.0k -5,958
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 535,097535.1k $17.8m $17.8m 0.02% Reduced -5.2k -5,206
8 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.61% of their portfolio BOSTON, MA 430,161430.2k $14.3m $14.3m 0.61% Reduced -146.4k -146,397
9 Sensible Financial Planning & Management, LLC. 3.32% of their portfolio WALTHAM, MA 423,921423.9k $14.1m $14.1m 3.32% Added +23.3k +23,346
10 Rathbones Group PLC 0.14% of their portfolio Liverpool, X0 418,971419.0k $13.9m $13.9m 0.14% Unchanged
11 Veritable, L.P. 0.19% of their portfolio Newtown Square, PA 339,240339.2k $11.3m $11.3m 0.19% Unchanged
12 LAKE STREET ADVISORS GROUP, LLC 0.69% of their portfolio PORTSMOUTH, NH 334,419334.4k $11.1m $11.1m 0.69% Added +37.8k +37,803
13 RETIREMENT INCOME SOLUTIONS, INC 2.95% of their portfolio ANN ARBOR, MI 304,735304.7k $10.1m $10.1m 2.95% Reduced -3.0k -3,050
14 Tidal Investments LLC 0.16% of their portfolio Milwaukee, WI 282,852282.9k $9.4m $9.4m 0.16% Added +178.6k +178,596
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 279,850279.9k $9.3m $9.3m 0.00% Added +97.5k +97,453
16 SPINNAKER TRUST 0.70% of their portfolio PORTLAND, ME 276,147276.1k $9.2m $9.2m 0.70% Reduced -10.7k -10,662
17 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 246,161246.2k $8.2m $8.2m 0.02% Added +24.6k +24,596
18 Chapman Investment Management, LLC 5.22% of their portfolio San Anselmo, CA 190,989191.0k $6.3m $6.3m 5.22% New
19 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 178,027178.0k $5.9m $5.9m 0.02% Added +100.5k +100,477
20 Mariner, LLC 0.02% of their portfolio Overland Park, KS 176,339176.3k $5.9m $5.9m 0.02% Reduced -98.7k -98,725
21 Gemmer Asset Management LLC 0.84% of their portfolio WALNUT CREEK, CA 173,210173.2k $5.8m $5.8m 0.84% Added +13.2k +13,211
22 GOULD ASSET MANAGEMENT LLC /CA/ 1.59% of their portfolio CLAREMONT, CA 167,327167.3k $5.6m $5.6m 1.59% Reduced -1.3k -1,333
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 163,008163.0k $5.4m $5.4m 0.00% Reduced -40.2k -40,167
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 152,873152.9k $5.1m $5.1m 0.00% Added +71.2k +71,237
25 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 150,103150.1k $5.0m $5.0m 0.02% Reduced -3.6k -3,554
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,761119.8k $4.0m $4.0m 0.00% Added +7.8k +7,816
27 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 111,111111.1k $3.7m $3.7m 0.00% New
28 FOSTER DYKEMA CABOT & CO INC/MA 0.47% of their portfolio WALTHAM, MA 109,779109.8k $3.6m $3.6m 0.47% Added +759 +759
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 106,605106.6k $3.5m $3.5m 0.00% Reduced -7.6k -7,647
30 Institute for Wealth Management, LLC. 0.67% of their portfolio DENVER, CO 103,358103.4k $3.4m $3.4m 0.67% Added +1.6k +1,586
31 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 99,25999.3k $3.3m $3.3m 0.18% Reduced -2.5k -2,483
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 91,70691.7k $3.0m $3.0m 0.00% Reduced -3.0k -2,995
33 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 86,67686.7k $2.9m $2.9m 0.01% Reduced -2.5k -2,547
34 Stonehearth Capital Management, LLC 1.53% of their portfolio DANVERS, MA 85,67385.7k $2.8m $2.8m 1.53% Added +1.1k +1,088
35 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 81,18981.2k $2.7m $2.7m 0.01% Reduced -18.4k -18,378
36 Fortis Capital Management LLC 1.07% of their portfolio BELLEVUE, WA 79,13479.1k $2.6m $2.6m 1.07% Added +5.9k +5,889
37 Milestone Investment Advisors LLC 0.77% of their portfolio MIDDLETON, WI 74,87674.9k $2.5m $2.5m 0.77% Reduced -1.1k -1,108
38 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 72,89472.9k $2.4m $2.4m 0.01% Unchanged
39 JFG Wealth Management, LLC 0.79% of their portfolio Denver, CO 69,82569.8k $2.3m $2.3m 0.79% Reduced -4.0k -4,020
40 FLPUTNAM INVESTMENT MANAGEMENT CO 0.07% of their portfolio PORTLAND, ME 62,77662.8k $2.1m $2.1m 0.07% Added +5.5k +5,491
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 61,41961.4k $2.0m $2.0m 0.00% Unchanged
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 57,17557.2k $1.9m $1.9m 0.00% Reduced -1.9k -1,850
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 56,98257.0k $1.9m $1.9m 0.00% Reduced -26.4k -26,388
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 53,09753.1k $1.8m $1.8m 0.00% Reduced -24.5k -24,489
45 PFG Advisors 0.14% of their portfolio Phoenix, AZ 51,84651.8k $1.7m $1.7m 0.14% Reduced -492 -492
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,73947.7k $1.6m $1.6m 0.00% Reduced -226.4k -226,413
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,49545.5k $1.5m $1.5m 0.00% New
48 Affinity Capital Advisors, LLC 0.46% of their portfolio BERKELEY, CA 44,50044.5k $1.5m $1.5m 0.46% Reduced -35 -35
49 Oxler Private Wealth LLC 0.73% of their portfolio Rye Brook, NY 44,22944.2k $1.5m $1.5m 0.73% Reduced -243 -243
50 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 40,22540.2k $1.3m $1.3m 0.01% Reduced -2.3k -2,300
51 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 34,13634.1k $1.1m $1.1m 0.00% Added +2.6k +2,642
52 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 33,98134.0k $1.1m $1.1m 0.02% Unchanged
53 BRADLEY FOSTER & SARGENT INC/CT 0.03% of their portfolio HARTFORD, CT 33,42133.4k $1.1m $1.1m 0.03% Reduced -107 -107
54 Modera Wealth Management, LLC 0.04% of their portfolio WESTWOOD, NJ 33,36233.4k $1.1m $1.1m 0.04% Reduced -205 -205
55 MARINO, STRAM & ASSOCIATES LLC 0.33% of their portfolio BRAINTREE, MA 32,90732.9k $1.1m $1.1m 0.33% Reduced -2.3k -2,268
56 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 30,98831.0k $1.0m $1.0m 0.08% Added +5.2k +5,176
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,69129.7k $988.0k $988.0k 0.00% Reduced -237 -237
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,60129.6k $983.9k $983.9k 0.00% New
59 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 29,06829.1k $966.2k $966.2k 0.01% Added +133 +133
60 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 27,66027.7k $919.4k $919.4k 0.03% Unchanged
61 Clear Harbor Asset Management, LLC 0.09% of their portfolio Stamford, CT 26,50826.5k $881.1k $881.1k 0.09% Added +1.7k +1,662
62 Bridgewater Advisors Inc. 0.18% of their portfolio NEW YORK, NY 25,20025.2k $837.6k $837.6k 0.18% New
63 SENTINEL TRUST CO LBA 0.12% of their portfolio HOUSTON, TX 25,11525.1k $835.0k $835.0k 0.12% Reduced -1.6k -1,597
64 Boyd Wealth Management, LLC 0.57% of their portfolio SACRAMENTO, CA 24,60524.6k $817.9k $817.9k 0.57% Added +5.1k +5,057
65 Hanson & Doremus Investment Management 0.18% of their portfolio BURLINGTON, VT 24,56824.6k $817.0k $817.0k 0.18% Reduced -9.3k -9,341
66 Coastline Trust Co 0.12% of their portfolio PROVIDENCE, RI 24,36624.4k $809.9k $809.9k 0.12% Unchanged
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 24,07524.1k $800.3k $800.3k 0.00% Reduced -834 -834
68 BAILARD, INC. 0.03% of their portfolio Foster City, CA 23,02223.0k $765.3k $765.3k 0.03% Added +1.1k +1,095
69 CAPITAL CITY TRUST CO/FL 0.23% of their portfolio TALLAHASSEE, FL 22,11622.1k $735.1k $735.1k 0.23% Unchanged
70 WESCAP Management Group, Inc. 0.25% of their portfolio Glendale, CA 21,33221.3k $709.1k $709.1k 0.25% Reduced -3.7k -3,739
71 Bragg Financial Advisors, Inc 0.04% of their portfolio CHARLOTTE, NC 20,85920.9k $693.4k $693.4k 0.04% Reduced -501 -501
72 COLTON GROOME FINANCIAL ADVISORS, LLC 0.33% of their portfolio ASHEVILLE, NC 20,61620.6k $685.3k $685.3k 0.33% Unchanged
73 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,59020.6k $684.4k $684.4k 0.00% Reduced -2.3k -2,255
74 Bell Investment Advisors, Inc 0.16% of their portfolio ORINDA, CA 20,00420.0k $664.9k $664.9k 0.16% Added +2.3k +2,328
75 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 18,00018.0k $598.3k $598.3k 0.03% Reduced -990 -990
76 West Coast Financial LLC 0.09% of their portfolio SANTA BARBARA, CA 17,47217.5k $580.8k $580.8k 0.09% Unchanged
77 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,45017.4k $580.0k $580.0k 0.00% Reduced -36.8k -36,784
78 BerganKDV Wealth Management, LLC 0.06% of their portfolio BLOOMINGTON, MN 17,14117.1k $569.8k $569.8k 0.06% Added +50 +50
79 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 0.11% of their portfolio FORT WORTH, TX 16,12516.1k $536.0k $536.0k 0.11% Unchanged
80 FIRST NATIONAL CORP /MA/ /ADV 0.13% of their portfolio ROCKLAND, MA 16,04616.0k $533.4k $533.4k 0.13% Added +629 +629
81 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 15,53415.5k $516.3k $516.3k 0.02% Reduced -99 -99
82 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,88014.9k $494.6k $494.6k 0.00% Reduced -1.1k -1,125
83 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 14,81514.8k $492.4k $492.4k 0.10% First filing
84 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,26314.3k $474.1k $474.1k 0.00% Reduced -3.6k -3,578
85 IMC-Chicago, LLC 0.08% of their portfolio CHICAGO, IL 13,88513.9k $461.5k $461.5k 0.08% New
86 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 13,20613.2k $439.0k $439.0k 0.02% Added +5.7k +5,658
87 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 12,95012.9k $430.5k $430.5k 0.00% Added +74 +74
88 ETF Portfolio Partners, Inc. 0.16% of their portfolio LEAWOOD, KS 12,83912.8k $426.8k $426.8k 0.16% Added +89 +89
89 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 12,62312.6k $419.6k $419.6k 0.00% Added +2.0k +2,036
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 12,25312.3k $407.0k $407.0k 0.00% Reduced -3.1k -3,083
91 FMR LLC 0.00% of their portfolio BOSTON, MA 11,94811.9k $397.2k $397.2k 0.00% Added +8.4k +8,405
92 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 11,73611.7k $390.1k $390.1k 0.01% Added +2.6k +2,640
93 TRUST CO OF VERMONT 0.03% of their portfolio BRATTLEBORO, VT 11,55011.6k $383.9k $383.9k 0.03% Unchanged
94 Ironwood Financial, llc 0.11% of their portfolio TUCSON, AZ 11,44811.4k $380.5k $380.5k 0.11% Unchanged
95 Addison Advisors LLC 0.21% of their portfolio MIDDLEBURY, VT 11,32511.3k $376.4k $376.4k 0.21% Unchanged
96 Eley Financial Management, Inc 0.19% of their portfolio SOUTH BURLINGTON, VT 11,19311.2k $372.1k $372.1k 0.19% Reduced -2.0k -1,968
97 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,00711.0k $366.0k $366.0k 0.00% Added +132 +132
98 MATRIX ASSET ADVISORS INC/NY 0.05% of their portfolio White Plains, NY 10,65610.7k $354.2k $354.2k 0.05% Added +93 +93
99 Eaton Financial Holdings Company, LLC 0.27% of their portfolio Coral Springs, FL 10,26710.3k $341.3k $341.3k 0.27% Added +1.3k +1,297
100 Rockingstone Advisors LLC 0.21% of their portfolio GREAT BARRINGTON, MA 10,24010.2k $340.4k $340.4k 0.21% Reduced -1.6k -1,565