Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

412 institutional holders +1 vs Q4 2024
66,733,46166.7m shares reported held*
$3.2bnreported value*
32 new 120 added 178 reduced 29 sold out net sold ≈ $180.8m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.63.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433Q2 23: 428Q3 23: 406Q4 23: 434Q1 24: 428Q2 24: 424Q3 24: 406Q4 24: 411Q1 25: 412412Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433
Q2 2023428
Q3 2023406
Q4 2023434
Q1 2024428
Q2 2024424
Q3 2024406
Q4 2024411
Q1 2025412

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 163 bought or addedQ2 23: 213 cut or sold outQ3 23: 141 bought or addedQ3 23: 235 cut or sold outQ3 23Q4 23: 164 bought or addedQ4 23: 229 cut or sold outQ1 24: 152 bought or addedQ1 24: 224 cut or sold outQ1 24Q2 24: 153 bought or addedQ2 24: 214 cut or sold outQ3 24: 139 bought or addedQ3 24: 213 cut or sold outQ3 24Q4 24: 170 bought or addedQ4 24: 178 cut or sold outQ1 25: 152 bought or addedQ1 25: 207 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023163213
Q3 2023141235
Q4 2023164229
Q1 2024152224
Q2 2024153214
Q3 2024139213
Q4 2024170178
Q1 2025152207

Biggest buyers

GOLDMAN SACHS GROUP INC Added +317,230+317.2k
Cercano Management LLC New +314,202+314.2k
Karpus Management, Inc. Added +168,456+168.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +104,655+104.7k
Orion Portfolio Solutions, LLC Added +103,461+103.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +100,116+100.1k
Quent Capital, LLC Added +86,859+86.9k
Prime Capital Investment Advisors, LLC Added +46,374+46.4k
PARK AVENUE SECURITIES LLC New +45,262+45.3k
Dynamic Advisor Solutions LLC New +43,842+43.8k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -871,722-871.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -675,655-675.7k
BANK OF AMERICA CORP /DE/ Reduced -675,641-675.6k
WELLS FARGO & COMPANY/MN Reduced -621,674-621.7k
JANE STREET GROUP, LLC Reduced -451,774-451.8k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Reduced -207,259-207.3k
PNC Financial Services Group, Inc. Reduced -162,974-163.0k
Keystone Financial Group Sold out -143,619-143.6k
MERCER GLOBAL ADVISORS INC /ADV Reduced -136,068-136.1k
MORGAN STANLEY Reduced -122,669-122.7k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 18,510,65918.5m $881.1m $881.1m 0.08% Reduced -675.6k -675,641
2 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 5,191,6995.2m $247.1m $247.1m 0.08% Reduced -675.7k -675,655
3 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 5,077,9675.1m $241.7m $241.7m 0.05% Added +317.2k +317,230
4 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 4,197,4944.2m $199.8m $199.8m 0.05% Reduced -621.7k -621,674
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 2,613,0062.6m $124.4m $124.4m 0.10% Added +100.1k +100,116
6 MERCER GLOBAL ADVISORS INC /ADV 0.27% of their portfolio DENVER, CO 2,461,2372.5m $117.2m $117.2m 0.27% Reduced -136.1k -136,068
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.99% of their portfolio IRVING, TX 2,431,2662.4m $115.7m $115.7m 0.99% Reduced -23.8k -23,799
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,188,9682.2m $104.2m $104.2m 0.01% Reduced -122.7k -122,669
9 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,620,0821.6m $77.1m $77.1m 0.04% Reduced -163.0k -162,974
10 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.34% of their portfolio MINNEAPOLIS, MN 1,508,8671.5m $71.8m $71.8m 1.34% Reduced -207.3k -207,259
11 Quent Capital, LLC 7.09% of their portfolio NEW YORK, NY 1,419,3341.4m $67.6m $67.6m 7.09% Added +86.9k +86,859
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 728,656728.7k $34.7m $34.7m 0.01% Reduced -9.1k -9,106
13 Karpus Management, Inc. 1.11% of their portfolio Pittsford, NY 721,219721.2k $34.3m $34.3m 1.11% Added +168.5k +168,456
14 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 712,010712.0k $33.9m $33.9m 0.05% Reduced -871.7k -871,722
15 Financial Engines Advisors L.L.C. 0.07% of their portfolio SANTA CLARA, CA 662,134662.1k $31.5m $31.5m 0.07% Reduced -20.4k -20,390
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 591,995592.0k $28.2m $28.2m 0.00% Reduced -18.1k -18,091
17 Wealthcare Advisory Partners LLC 0.75% of their portfolio WEST CHESTER, PA 589,603589.6k $28.1m $28.1m 0.75% Added +27.4k +27,391
18 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 525,402525.4k $25.0m $25.0m 0.03% Reduced -37.2k -37,182
19 Betterment LLC 0.06% of their portfolio NEW YORK, NY 502,782502.8k $23.9m $23.9m 0.06% Reduced -75.0k -75,037
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 479,150479.1k $22.8m $22.8m 0.04% Reduced -95.2k -95,224
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 430,420430.4k $20.5m $20.5m 0.00% Reduced -83.5k -83,528
22 Gerber Kawasaki Wealth & Investment Management 0.83% of their portfolio SANTA MONICA, CA 387,490387.5k $18.4m $18.4m 0.83% Added +35.8k +35,777
23 Prime Capital Investment Advisors, LLC 0.20% of their portfolio OVERLAND PARK, KS 351,476351.5k $16.7m $16.7m 0.20% Added +46.4k +46,374
24 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 325,705325.7k $15.5m $15.5m 0.03% Reduced -451.8k -451,774
25 Cercano Management LLC 0.44% of their portfolio BELLEVUE, WA 314,202314.2k $15.0m $15.0m 0.44% New
26 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 289,896289.9k $13.8m $13.8m 0.02% Reduced -62.6k -62,635
27 Alaska Wealth Advisors, LLC 2.15% of their portfolio ANCHORAGE, AK 288,674288.7k $13.7m $13.7m 2.15% Reduced -15.9k -15,854
28 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 251,327251.3k $12.0m $12.0m 0.02% Added +33.4k +33,368
29 TD PRIVATE CLIENT WEALTH LLC 0.33% of their portfolio NEW YORK, NY 248,549248.5k $11.8m $11.8m 0.33% Reduced -10.5k -10,503
30 OLD NATIONAL BANCORP /IN/ 0.30% of their portfolio EVANSVILLE, IN 238,420238.4k $11.3m $11.3m 0.30% Reduced -21.0k -21,046
31 CX Institutional 0.42% of their portfolio AUBURN, IN 231,742231.7k $11.0m $11.0m 0.42% Added +2.5k +2,481
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 224,269224.3k $10.7m $10.7m 0.00% Added +17.6k +17,635
33 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 224,102224.1k $10.6m $10.6m 0.06% Reduced -15.6k -15,553
34 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 221,724221.7k $10.6m $10.6m 0.02% Reduced -34.2k -34,244
35 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 217,799217.8k $10.4m $10.4m 0.00% Reduced -17.6k -17,642
36 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 214,887214.9k $10.2m $10.2m 0.01% Reduced -27.5k -27,455
37 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 208,752208.8k $9.9m $9.9m 0.05% Added +103.5k +103,461
38 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 181,266181.3k $8.6m $8.6m 0.02% Added +27.1k +27,142
39 TRUSTMARK BANK TRUST DEPARTMENT 0.57% of their portfolio JACKSON, MS 162,608162.6k $7.7m $7.7m 0.57% Reduced -27.3k -27,300
40 Farther Finance Advisors, LLC 0.19% of their portfolio SAN FRANCISCO, CA 152,988153.0k $7.3m $7.3m 0.19% Reduced -15.7k -15,735
41 Symmetry Partners, LLC 0.96% of their portfolio GLASTONBURY, CT 145,395145.4k $6.9m $6.9m 0.96% Added +7.3k +7,266
42 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 143,372143.4k $6.8m $6.8m 0.08% Added +39.7k +39,708
43 Cullen/Frost Bankers, Inc. 0.09% of their portfolio San Antonio, TX 140,489140.5k $6.7m $6.7m 0.09% Reduced -10.2k -10,152
44 MY Wealth Management Inc. 6.36% of their portfolio GERMANTOWN, MD 137,994138.0k $6.6m $6.6m 6.36% Reduced -348 -348
45 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.17% of their portfolio Seattle, WA 136,266136.3k $6.5m $6.5m 0.17% Reduced -19.4k -19,431
46 Smithfield Trust Co 0.32% of their portfolio PITTSBURGH, PA 132,669132.7k $6.3m $6.3m 0.32% Reduced -2.1k -2,069
47 GenTrust, LLC 0.29% of their portfolio MIAMI, FL 128,047128.0k $6.1m $6.1m 0.29% Added +4.1k +4,059
48 Apella Capital, LLC 0.21% of their portfolio WEST HARTFORD, CT 127,642127.6k $6.0m $6.0m 0.21% Reduced -20.4k -20,388
49 Foster Group, Inc. 0.22% of their portfolio WEST DES MOINES, IA 125,859125.9k $6.0m $6.0m 0.22% Reduced -405 -405
50 Strategies Wealth Advisors, LLC 0.73% of their portfolio GRAND RAPIDS, MI 125,817125.8k $6.0m $6.0m 0.73% Reduced -1.2k -1,190
51 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 121,664121.7k $5.8m $5.8m 0.07% Reduced -6.2k -6,230
52 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 116,378116.4k $5.5m $5.5m 0.01% Reduced -7.5k -7,514
53 CHATHAM CAPITAL GROUP, INC. 0.92% of their portfolio SAVANNAH, GA 116,300116.3k $5.5m $5.5m 0.92% Reduced -1.7k -1,700
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 112,217112.2k $5.3m $5.3m 0.01% Added +104.7k +104,655
55 BENJAMIN EDWARDS INC 0.07% of their portfolio Clayton, MO 111,047111.0k $5.3m $5.3m 0.07% Added +3.1k +3,119
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 107,725107.7k $5.1m $5.1m 0.00% Added +870 +870
57 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 103,618103.6k $4.9m $4.9m 0.01% Added +22.5k +22,498
58 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 103,461103.5k $4.9m $4.9m 0.05% Reduced -1.8k -1,830
59 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.76% of their portfolio PITTSBURGH, PA 103,008103.0k $4.9m $4.9m 0.76% Reduced -6.8k -6,799
60 Leisure Capital Management 1.99% of their portfolio COSTA MESA, CA 101,839101.8k $4.8m $4.8m 1.99% Added +5.0k +4,965
61 AUA CAPITAL MANAGEMENT, LLC 3.15% of their portfolio MECHANICSBURG, PA 101,601101.6k $4.8m $4.8m 3.15% Unchanged
62 TruNorth Capital Management, LLC 1.17% of their portfolio KALAMAZOO, MI 98,81498.8k $4.7m $4.7m 1.17% Reduced -2.2k -2,158
63 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 93,35193.4k $4.4m $4.4m 0.01% Reduced -98.6k -98,551
64 Brio Consultants, LLC 0.66% of their portfolio SAN FRANCISCO, CA 88,75488.8k $4.2m $4.2m 0.66% Reduced -11.3k -11,273
65 PURE PORTFOLIOS HOLDINGS LLC 1.54% of their portfolio LAKE OSWEGO, OR 88,27088.3k $4.2m $4.2m 1.54% Added +4.3k +4,290
66 CWM, LLC 0.02% of their portfolio OMAHA, NE 81,61381.6k $3.9m $3.9m 0.02% Reduced -2.6k -2,619
67 Horizon Family Wealth, Inc. 2.45% of their portfolio CHICAGO, IL 77,20377.2k $3.7m $3.7m 2.45% Added +27.9k +27,885
68 RW Investment Management LLC 0.44% of their portfolio Eagle, ID 74,52374.5k $3.5m $3.5m 0.44% Added +394 +394
69 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 73,45173.5k $3.5m $3.5m 0.03% Added +1.7k +1,684
70 Sequoia Financial Advisors, LLC 0.03% of their portfolio Akron, OH 73,42173.4k $3.5m $3.5m 0.03% Reduced -24.0k -24,010
71 HANCOCK WHITNEY CORP 0.11% of their portfolio GULFPORT, MS 72,96973.0k $3.5m $3.5m 0.11% Reduced -1.0k -1,000
72 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 72,86572.9k $3.5m $3.5m 0.00% Added +16.9k +16,887
73 DAVIDSON INVESTMENT ADVISORS 0.17% of their portfolio GREAT FALLS, MT 71,94271.9k $3.4m $3.4m 0.17% Reduced -5.0k -4,986
74 Crestwood Advisors Group, LLC 0.06% of their portfolio BOSTON, MA 71,71471.7k $3.4m $3.4m 0.06% Added +8.4k +8,366
75 Dakota Wealth Management 0.08% of their portfolio PALM BEACH GARDENS, FL 71,60071.6k $3.4m $3.4m 0.08% Added +4.1k +4,100
76 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 71,19271.2k $3.4m $3.4m 0.01% Reduced -4.2k -4,183
77 ALTFEST L J & CO INC 0.42% of their portfolio NEW YORK, NY 70,25270.3k $3.3m $3.3m 0.42% Added +976 +976
78 Ameraudi Asset Management, Inc. 1.91% of their portfolio New York, NY 70,07770.1k $3.3m $3.3m 1.91% Added +4.4k +4,365
79 Ascent Group, LLC 0.14% of their portfolio VIRGINIA BEACH, VA 69,27369.3k $3.3m $3.3m 0.14% Added +42.1k +42,076
80 Detalus Advisors, LLC 1.02% of their portfolio ST. LOUIS, MO 68,10368.1k $3.2m $3.2m 1.02% Reduced -4.9k -4,923
81 Aquire Wealth Advisors, LLC 0.96% of their portfolio Salt Lake City, UT 65,49565.5k $3.1m $3.1m 0.96% Reduced -19.1k -19,097
82 Janney Capital Management LLC 0.20% of their portfolio PITTSBURGH, PA 61,50561.5k $2.9m $2.9m 0.20% Added +1.9k +1,878
83 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 60,61460.6k $2.9m $2.9m 0.01% Reduced -20.4k -20,447
84 Elequin Capital, LP 0.54% of their portfolio NEW YORK, NY 60,07160.1k $2.9m $2.9m 0.54% Added +14.8k +14,779
85 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 59,15159.2k $2.8m $2.8m 0.00% Reduced -17.8k -17,780
86 First International Bank & Trust 0.89% of their portfolio WATFORD CITY, ND 59,07659.1k $2.8m $2.8m 0.89% Added +4.5k +4,464
87 Parkside Financial Bank & Trust 0.35% of their portfolio SAINT LOUIS, MO 58,40258.4k $2.8m $2.8m 0.35% Added +567 +567
88 Focus Partners Advisor Solutions, LLC 0.04% of their portfolio SAINT LOUIS, MO 57,25557.3k $2.7m $2.7m 0.04% Added +801 +801
89 McNaughton Wealth Management, LLC 1.31% of their portfolio SAN DIEGO, CA 56,78056.8k $2.7m $2.7m 1.31% Reduced -4.2k -4,164
90 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 55,86455.9k $2.7m $2.7m 0.02% Reduced -3.1k -3,124
91 Tilson Financial Group, Inc. 1.03% of their portfolio NEW PROVIDENCE, NJ 54,93054.9k $2.6m $2.6m 1.03% Added +8 +8
92 SteelPeak Wealth, LLC 0.11% of their portfolio WOODLAND HILLS, CA 54,69454.7k $2.6m $2.6m 0.11% Reduced -1.8k -1,835
93 McAdam, LLC 0.16% of their portfolio Philadelphia, PA 54,01454.0k $2.6m $2.6m 0.16% Reduced -28.1k -28,087
94 Mariner, LLC 0.00% of their portfolio Overland Park, KS 51,57051.6k $2.5m $2.5m 0.00% Added +5.3k +5,259
95 LJI Wealth Management, LLC 0.49% of their portfolio INDIANAPOLIS, IN 51,45851.5k $2.4m $2.4m 0.49% Added +2 +2
96 Columbia River Financial Group, LLC 1.61% of their portfolio VANCOUVER, WA 50,75650.8k $2.4m $2.4m 1.61% Added +3.3k +3,294
97 ST GERMAIN D J CO INC 0.11% of their portfolio SPRINGFIELD, MA 49,67649.7k $2.4m $2.4m 0.11% Reduced -2.6k -2,637
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 48,56448.6k $2.3m $2.3m 0.00% Added +441 +441
99 BRANDYWINE OAK PRIVATE WEALTH LLC 0.23% of their portfolio Kennett Square, PA 48,24748.2k $2.3m $2.3m 0.23% Reduced -611 -611
100 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ST. LOUIS, MO 48,04848.0k $2.3m $2.3m 0.03% Reduced -697 -697