Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

411 institutional holders +5 vs Q3 2024
71,356,33671.4m shares reported held*
$3.4bnreported value*
31 new 139 added 139 reduced 39 sold out net sold ≈ $5.2m (-46.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.39.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433Q2 23: 428Q3 23: 406Q4 23: 434Q1 24: 428Q2 24: 424Q3 24: 406Q4 24: 411411Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433
Q2 2023428
Q3 2023406
Q4 2023434
Q1 2024428
Q2 2024424
Q3 2024406
Q4 2024411

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 146 bought or addedQ1 23: 239 cut or sold outQ2 23: 163 bought or addedQ2 23: 213 cut or sold outQ2 23Q3 23: 141 bought or addedQ3 23: 235 cut or sold outQ4 23: 164 bought or addedQ4 23: 229 cut or sold outQ4 23Q1 24: 152 bought or addedQ1 24: 224 cut or sold outQ2 24: 153 bought or addedQ2 24: 214 cut or sold outQ2 24Q3 24: 139 bought or addedQ3 24: 213 cut or sold outQ4 24: 170 bought or addedQ4 24: 178 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023146239
Q2 2023163213
Q3 2023141235
Q4 2023164229
Q1 2024152224
Q2 2024153214
Q3 2024139213
Q4 2024170178

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,004,281+3.0m
JANE STREET GROUP, LLC Added +689,198+689.2k
Quent Capital, LLC Added +232,582+232.6k
Karpus Management, Inc. Added +205,845+205.8k
PNC Financial Services Group, Inc. Added +171,020+171.0k
Keystone Financial Group Added +137,478+137.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +131,912+131.9k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +117,775+117.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +115,602+115.6k
Sequoia Financial Advisors, LLC New +97,431+97.4k

Biggest sellers

MORGAN STANLEY Reduced -3,311,807-3.3m
JPMORGAN CHASE & CO Reduced -486,256-486.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -375,200-375.2k
Betterment LLC Reduced -325,520-325.5k
MERCER GLOBAL ADVISORS INC /ADV Reduced -161,974-162.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -119,592-119.6k
Aaron Wealth Advisors LLC Sold out -102,420-102.4k
Integrated Wealth Concepts LLC Reduced -87,374-87.4k
GOLDMAN SACHS GROUP INC Reduced -84,687-84.7k
MBM WEALTH CONSULTANTS, LLC Reduced -74,874-74.9k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 19,186,30019.2m $909.2m $909.2m 0.08% Added +3.0m +3,004,281
2 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 5,867,3545.9m $278.1m $278.1m 0.09% Reduced -13.7k -13,670
3 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 4,819,1684.8m $228.4m $228.4m 0.05% Added +77.4k +77,436
4 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,760,7374.8m $225.6m $225.6m 0.04% Reduced -84.7k -84,687
5 MERCER GLOBAL ADVISORS INC /ADV 0.30% of their portfolio DENVER, CO 2,597,3052.6m $123.1m $123.1m 0.30% Reduced -162.0k -161,974
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 2,512,8902.5m $119.1m $119.1m 0.10% Added +131.9k +131,912
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.98% of their portfolio IRVING, TX 2,455,0652.5m $116.3m $116.3m 0.98% Reduced -70.4k -70,402
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,311,6372.3m $109.5m $109.5m 0.01% Reduced -3.3m -3,311,807
9 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 1,783,0561.8m $84.5m $84.5m 0.06% Added +171.0k +171,020
10 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.58% of their portfolio MINNEAPOLIS, MN 1,716,1261.7m $81.3m $81.3m 1.58% Added +117.8k +117,775
11 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 1,583,7321.6m $75.1m $75.1m 0.11% Added +32.7k +32,709
12 Quent Capital, LLC 6.54% of their portfolio NEW YORK, NY 1,332,4751.3m $63.1m $63.1m 6.54% Added +232.6k +232,582
13 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 777,479777.5k $36.8m $36.8m 0.06% Added +689.2k +689,198
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 737,762737.8k $35.0m $35.0m 0.01% Added +44.3k +44,294
15 Financial Engines Advisors L.L.C. 0.07% of their portfolio SANTA CLARA, CA 682,524682.5k $32.3m $32.3m 0.07% Reduced -40.4k -40,363
16 HTLF Bank 3.44% of their portfolio Denver, CO 642,073642.1k $30.4m $30.4m 3.44% Added +2.2k +2,160
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 610,086610.1k $28.9m $28.9m 0.00% Reduced -486.3k -486,256
18 Betterment LLC 0.07% of their portfolio NEW YORK, NY 577,819577.8k $27.4m $27.4m 0.07% Reduced -325.5k -325,520
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 574,374574.4k $27.2m $27.2m 0.05% Added +115.6k +115,602
20 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 562,584562.6k $26.7m $26.7m 0.03% Added +30.0k +30,023
21 Wealthcare Advisory Partners LLC 0.74% of their portfolio WEST CHESTER, PA 562,212562.2k $26.6m $26.6m 0.74% Added +65.2k +65,244
22 Karpus Management, Inc. 0.77% of their portfolio Pittsford, NY 552,763552.8k $26.2m $26.2m 0.77% Added +205.8k +205,845
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 513,948513.9k $24.4m $24.4m 0.01% Added +3.5k +3,529
24 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 352,531352.5k $16.7m $16.7m 0.02% Reduced -14.7k -14,724
25 Gerber Kawasaki Wealth & Investment Management 0.72% of their portfolio SANTA MONICA, CA 351,713351.7k $16.7m $16.7m 0.72% Added +27.8k +27,750
26 Prime Capital Investment Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 305,102305.1k $14.5m $14.5m 0.21% Added +9.3k +9,310
27 Alaska Wealth Advisors, LLC 2.24% of their portfolio ANCHORAGE, AK 304,528304.5k $14.4m $14.4m 2.24% Added +85.0k +85,029
28 OLD NATIONAL BANCORP /IN/ 0.29% of their portfolio EVANSVILLE, IN 259,466259.5k $12.3m $12.3m 0.29% Reduced -36.0k -36,048
29 TD PRIVATE CLIENT WEALTH LLC 0.34% of their portfolio NEW YORK, NY 259,052259.1k $12.3m $12.3m 0.34% Added +31.1k +31,115
30 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 255,968256.0k $12.1m $12.1m 0.02% Added +17.7k +17,696
31 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 242,342242.3k $11.5m $11.5m 0.01% Reduced -35.5k -35,539
32 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 239,655239.7k $11.4m $11.4m 0.06% Reduced -24.8k -24,824
33 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 235,441235.4k $11.2m $11.2m 0.00% First filing
34 CX Institutional 0.43% of their portfolio AUBURN, IN 229,261229.3k $10.9m $10.9m 0.43% Added +29.9k +29,945
35 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 217,959218.0k $10.3m $10.3m 0.02% Reduced -8.1k -8,081
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 206,634206.6k $9.8m $9.8m 0.00% Reduced -917 -917
37 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 191,902191.9k $9.1m $9.1m 0.01% Added +85.1k +85,137
38 TRUSTMARK BANK TRUST DEPARTMENT 0.67% of their portfolio JACKSON, MS 189,908189.9k $9.0m $9.0m 0.67% Added +50 +50
39 Farther Finance Advisors, LLC 0.29% of their portfolio SAN FRANCISCO, CA 168,723168.7k $8.0m $8.0m 0.29% Reduced -22.2k -22,160
40 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.20% of their portfolio Seattle, WA 155,697155.7k $7.4m $7.4m 0.20% Added +1.4k +1,362
41 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 154,124154.1k $7.3m $7.3m 0.02% Reduced -3.9k -3,932
42 Cullen/Frost Bankers, Inc. 0.10% of their portfolio San Antonio, TX 150,641150.6k $7.1m $7.1m 0.10% Reduced -25.5k -25,523
43 Apella Capital, LLC 0.27% of their portfolio WEST HARTFORD, CT 148,030148.0k $7.0m $7.0m 0.27% Reduced -6.2k -6,155
44 Keystone Financial Group 0.37% of their portfolio LEXINGTON, KY 143,619143.6k $3.8m $3.8m 0.37% Added +137.5k +137,478
45 MY Wealth Management Inc. 6.55% of their portfolio GERMANTOWN, MD 138,342138.3k $6.6m $6.6m 6.55% Reduced -505 -505
46 Symmetry Partners, LLC 0.93% of their portfolio GLASTONBURY, CT 138,129138.1k $6.5m $6.5m 0.93% Added +45.2k +45,207
47 Smithfield Trust Co 0.32% of their portfolio PITTSBURGH, PA 134,738134.7k $6.4m $6.4m 0.32% Added +51.1k +51,092
48 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 127,894127.9k $6.1m $6.1m 0.07% Reduced -33.4k -33,446
49 Strategies Wealth Advisors, LLC 0.75% of their portfolio GRAND RAPIDS, MI 127,007127.0k $6.1m $6.1m 0.75% Reduced -13.3k -13,348
50 Foster Group, Inc. 0.23% of their portfolio WEST DES MOINES, IA 126,264126.3k $6.0m $6.0m 0.23% Reduced -537 -537
51 GenTrust, LLC 0.26% of their portfolio MIAMI, FL 123,988124.0k $5.9m $5.9m 0.26% Reduced -109 -109
52 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 123,892123.9k $5.9m $5.9m 0.01% Added +6.5k +6,500
53 CHATHAM CAPITAL GROUP, INC. 0.92% of their portfolio SAVANNAH, GA 118,000118.0k $5.6m $5.6m 0.92% Reduced -3.6k -3,600
54 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.79% of their portfolio PITTSBURGH, PA 109,807109.8k $5.2m $5.2m 0.79% Reduced -12.0k -12,000
55 BENJAMIN EDWARDS INC 0.07% of their portfolio Clayton, MO 107,928107.9k $5.1m $5.1m 0.07% Reduced -16.2k -16,220
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 106,855106.9k $5.1m $5.1m 0.00% Reduced -4.1k -4,096
57 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 105,291105.3k $5.0m $5.0m 0.05% Added +800 +800
58 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 105,291105.3k $5.0m $5.0m 0.05% Added +800 +800
59 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 103,664103.7k $4.9m $4.9m 0.06% Reduced -87.4k -87,374
60 AUA CAPITAL MANAGEMENT, LLC 3.09% of their portfolio MECHANICSBURG, PA 101,601101.6k $4.8m $4.8m 3.09% Reduced -7.6k -7,646
61 TruNorth Capital Management, LLC 1.31% of their portfolio KALAMAZOO, MI 100,972101.0k $4.8m $4.8m 1.31% Reduced -2.4k -2,397
62 Brio Consultants, LLC 0.74% of their portfolio SAN FRANCISCO, CA 100,027100.0k $4.7m $4.7m 0.74% Reduced -17.3k -17,331
63 Capital Analysts, LLC 0.19% of their portfolio FORT WASHINGTON, PA 99,01599.0k $4.7m $4.7m 0.19% Added +3.7k +3,727
64 Sequoia Financial Advisors, LLC 0.04% of their portfolio Akron, OH 97,43197.4k $4.6m $4.6m 0.04% New
65 Leisure Capital Management 1.80% of their portfolio COSTA MESA, CA 96,87496.9k $4.6m $4.6m 1.80% Reduced -1.2k -1,231
66 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 87,81487.8k $4.2m $4.2m 0.17% New
67 Aquire Wealth Advisors, LLC 1.24% of their portfolio Salt Lake City, UT 84,59284.6k $4.0m $4.0m 1.24% Reduced -5.0k -4,993
68 CWM, LLC 0.02% of their portfolio OMAHA, NE 84,23284.2k $4.0m $4.0m 0.02% Reduced -4.9k -4,873
69 PURE PORTFOLIOS HOLDINGS LLC 1.48% of their portfolio LAKE OSWEGO, OR 83,98084.0k $4.0m $4.0m 1.48% Added +4.6k +4,589
70 McAdam, LLC 0.21% of their portfolio Philadelphia, PA 82,10182.1k $3.9m $3.9m 0.21% Added +1.6k +1,643
71 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 81,12081.1k $3.8m $3.8m 0.01% Reduced -14.9k -14,878
72 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 81,06181.1k $3.8m $3.8m 0.02% Added +11.0k +10,960
73 KWMG, LLC 0.38% of their portfolio OVERLAND PARK, KS 78,49278.5k $3.7m $3.7m 0.38% Reduced -4.7k -4,740
74 Independent Advisor Alliance 0.05% of their portfolio CHARLOTTE, NC 77,77777.8k $3.7m $3.7m 0.05% New
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 76,93176.9k $3.6m $3.6m 0.00% Added +4.4k +4,407
76 DAVIDSON INVESTMENT ADVISORS 0.18% of their portfolio GREAT FALLS, MT 76,92876.9k $3.6m $3.6m 0.18% Added +49 +49
77 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 75,37575.4k $3.6m $3.6m 0.01% Added +10.1k +10,143
78 STUDIO INVESTMENT MANAGEMENT LLC 0.75% of their portfolio CHICAGO, IL 74,50274.5k $3.5m $3.5m 0.75% Reduced -13.6k -13,610
79 RW Investment Management LLC 0.43% of their portfolio Eagle, ID 74,12974.1k $3.5m $3.5m 0.43% Reduced -6.4k -6,381
80 HANCOCK WHITNEY CORP 0.11% of their portfolio GULFPORT, MS 73,96974.0k $3.5m $3.5m 0.11% Added +1.4k +1,390
81 Detalus Advisors, LLC 1.14% of their portfolio ST. LOUIS, MO 73,02673.0k $3.5m $3.5m 1.14% Added +3.4k +3,439
82 Freedom Investment Management, Inc. 0.28% of their portfolio SOUTH WINDSOR, CT 72,09172.1k $3.4m $3.4m 0.28% Added +593 +593
83 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 71,76771.8k $3.4m $3.4m 0.03% New
84 ALTFEST L J & CO INC 0.42% of their portfolio NEW YORK, NY 69,27669.3k $3.3m $3.3m 0.42% Reduced -20.1k -20,051
85 Dakota Wealth Management 0.07% of their portfolio PALM BEACH GARDENS, FL 67,50067.5k $3.2m $3.2m 0.07% Added +12.4k +12,400
86 Ameraudi Asset Management, Inc. 1.72% of their portfolio New York, NY 65,71265.7k $3.1m $3.1m 1.72% Unchanged
87 Crestwood Advisors Group, LLC 0.06% of their portfolio BOSTON, MA 63,34863.3k $3.0m $3.0m 0.06% Added +13.7k +13,673
88 McNaughton Wealth Management, LLC 1.39% of their portfolio SAN DIEGO, CA 60,94460.9k $2.9m $2.9m 1.39% Added +3.4k +3,371
89 Janney Capital Management LLC 0.19% of their portfolio PITTSBURGH, PA 59,62759.6k $2.8m $2.8m 0.19% Reduced -3.6k -3,626
90 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 58,98859.0k $2.8m $2.8m 0.02% Added +3.4k +3,406
91 Parkside Financial Bank & Trust 0.36% of their portfolio SAINT LOUIS, MO 57,83557.8k $2.7m $2.7m 0.36% Added +11.0k +11,039
92 SteelPeak Wealth, LLC 0.11% of their portfolio WOODLAND HILLS, CA 56,52956.5k $2.7m $2.7m 0.11% Reduced -298 -298
93 Focus Partners Advisor Solutions, LLC 0.05% of their portfolio SAINT LOUIS, MO 56,45456.5k $2.7m $2.7m 0.05% Added +2.7k +2,738
94 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 55,97856.0k $2.7m $2.7m 0.00% Added +19.5k +19,483
95 Tilson Financial Group, Inc. 1.06% of their portfolio NEW PROVIDENCE, NJ 54,92254.9k $2.6m $2.6m 1.06% Reduced -679 -679
96 EAGLE GLOBAL ADVISORS LLC 0.11% of their portfolio Houston, TX 54,68354.7k $2.6m $2.6m 0.11% Added +1.0k +1,000
97 First International Bank & Trust 0.84% of their portfolio WATFORD CITY, ND 54,61254.6k $2.6m $2.6m 0.84% Reduced -1.4k -1,392
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 54,00454.0k $2.6m $2.6m 0.00% New
99 ST GERMAIN D J CO INC 0.11% of their portfolio SPRINGFIELD, MA 52,31352.3k $2.5m $2.5m 0.11% Reduced -3.0k -2,984
100 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 51,49351.5k $2.4m $2.4m 0.06% Reduced -11.6k -11,593