Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

406 institutional holders -18 vs Q2 2024
71,346,45971.3m shares reported held*
$3.4bnreported value*
25 new 114 added 169 reduced 44 sold out net sold ≈ $288.4m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.18.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433Q2 23: 428Q3 23: 406Q4 23: 434Q1 24: 428Q2 24: 424Q3 24: 406406Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433
Q2 2023428
Q3 2023406
Q4 2023434
Q1 2024428
Q2 2024424
Q3 2024406

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 197 bought or addedQ4 22: 233 cut or sold outQ1 23: 146 bought or addedQ1 23: 239 cut or sold outQ1 23Q2 23: 163 bought or addedQ2 23: 213 cut or sold outQ3 23: 141 bought or addedQ3 23: 235 cut or sold outQ3 23Q4 23: 164 bought or addedQ4 23: 229 cut or sold outQ1 24: 152 bought or addedQ1 24: 224 cut or sold outQ1 24Q2 24: 153 bought or addedQ2 24: 214 cut or sold outQ3 24: 139 bought or addedQ3 24: 213 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022197233
Q1 2023146239
Q2 2023163213
Q3 2023141235
Q4 2023164229
Q1 2024152224
Q2 2024153214
Q3 2024139213

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +296,758+296.8k
RENAISSANCE TECHNOLOGIES LLC Added +209,165+209.2k
Karpus Management, Inc. Added +194,447+194.4k
Integrated Wealth Concepts LLC Added +162,389+162.4k
HTLF Bank Added +136,215+136.2k
BENJAMIN EDWARDS INC Added +123,004+123.0k
Quent Capital, LLC Added +93,724+93.7k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +93,386+93.4k
Focus Partners Advisor Solutions, LLC New +53,716+53.7k
MORGAN STANLEY Added +48,323+48.3k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -3,718,713-3.7m
GOLDMAN SACHS GROUP INC Reduced -933,183-933.2k
JANE STREET GROUP, LLC Reduced -476,549-476.5k
Betterment LLC Reduced -446,556-446.6k
BANK OF MONTREAL /CAN/ Reduced -282,749-282.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -173,390-173.4k
Symmetry Partners, LLC Reduced -162,736-162.7k
STIFEL FINANCIAL CORP Reduced -121,444-121.4k
Cercano Management LLC Sold out -110,000-110.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -97,510-97.5k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 16,182,01916.2m $779.0m $779.0m 0.07% Added +296.8k +296,758
2 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 5,881,0245.9m $283.1m $283.1m 0.09% Reduced -173.4k -173,390
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,623,4445.6m $270.7m $270.7m 0.02% Added +48.3k +48,323
4 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,845,4244.8m $233.3m $233.3m 0.04% Reduced -933.2k -933,183
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,741,7324.7m $228.3m $228.3m 0.06% Reduced -3.7m -3,718,713
6 MERCER GLOBAL ADVISORS INC /ADV 0.31% of their portfolio DENVER, CO 2,759,2792.8m $132.7m $132.7m 0.31% Reduced -96.0k -95,977
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.00% of their portfolio IRVING, TX 2,525,4672.5m $121.6m $121.6m 1.00% Added +4.3k +4,299
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 2,380,9782.4m $114.6m $114.6m 0.10% Added +10.8k +10,811
9 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 1,612,0361.6m $77.6m $77.6m 0.05% Reduced -6.3k -6,288
10 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.77% of their portfolio MINNEAPOLIS, MN 1,598,3511.6m $76.9m $76.9m 1.77% Added +93.4k +93,386
11 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 1,551,0231.6m $74.7m $74.7m 0.11% Reduced -97.5k -97,510
12 Quent Capital, LLC 5.38% of their portfolio NEW YORK, NY 1,099,8931.1m $52.9m $52.9m 5.38% Added +93.7k +93,724
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,096,3421.1m $52.8m $52.8m 0.00% Reduced -68.0k -68,050
14 Betterment LLC 0.10% of their portfolio NEW YORK, NY 903,339903.3k $43.5m $43.5m 0.10% Reduced -446.6k -446,556
15 Financial Engines Advisors L.L.C. 0.07% of their portfolio SANTA CLARA, CA 722,887722.9k $34.8m $34.8m 0.07% Reduced -36.0k -36,008
16 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 693,468693.5k $33.4m $33.4m 0.01% Added +26.4k +26,365
17 HTLF Bank 3.35% of their portfolio Denver, CO 639,913639.9k $30.8m $30.8m 3.35% Added +136.2k +136,215
18 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 532,561532.6k $25.6m $25.6m 0.03% Reduced -121.4k -121,444
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 510,419510.4k $24.6m $24.6m 0.01% Reduced -31.8k -31,794
20 Wealthcare Advisory Partners LLC 0.68% of their portfolio WEST CHESTER, PA 496,968497.0k $23.9m $23.9m 0.68% Added +22.9k +22,886
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 458,772458.8k $22.1m $22.1m 0.05% Reduced -8.7k -8,683
22 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 420,200420.2k $20.2m $20.2m 0.03% Added +209.2k +209,165
23 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 367,255367.3k $17.7m $17.7m 0.02% Reduced -42.9k -42,865
24 Karpus Management, Inc. 0.46% of their portfolio Pittsford, NY 346,918346.9k $16.7m $16.7m 0.46% Added +194.4k +194,447
25 Gerber Kawasaki Wealth & Investment Management 0.72% of their portfolio SANTA MONICA, CA 323,963324.0k $15.6m $15.6m 0.72% Added +44.1k +44,074
26 Prime Capital Investment Advisors, LLC 0.20% of their portfolio OVERLAND PARK, KS 295,792295.8k $14.2m $14.2m 0.20% Reduced -15.4k -15,409
27 OLD NATIONAL BANCORP /IN/ 0.33% of their portfolio EVANSVILLE, IN 295,514295.5k $14.2m $14.2m 0.33% Reduced -47.9k -47,880
28 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 277,881277.9k $13.4m $13.4m 0.01% Added +8.1k +8,136
29 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 264,479264.5k $12.7m $12.7m 0.08% Reduced -13.2k -13,225
30 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 238,272238.3k $11.5m $11.5m 0.02% Added +4.3k +4,331
31 TD PRIVATE CLIENT WEALTH LLC 0.32% of their portfolio NEW YORK, NY 227,937227.9k $11.0m $11.0m 0.32% Added +87 +87
32 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 226,040226.0k $10.9m $10.9m 0.02% Reduced -6.7k -6,699
33 Alaska Wealth Advisors, LLC 1.59% of their portfolio ANCHORAGE, AK 219,499219.5k $10.6m $10.6m 1.59% Added +16.1k +16,085
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 207,551207.6k $10.0m $10.0m 0.00% Added +902 +902
35 CX Institutional 0.43% of their portfolio AUBURN, IN 199,316199.3k $9.6m $9.6m 0.43% Added +8.5k +8,546
36 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 196,799196.8k $9.5m $9.5m 0.01% Added +8.2k +8,242
37 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 191,038191.0k $9.2m $9.2m 0.11% Added +162.4k +162,389
38 Farther Finance Advisors, LLC 0.34% of their portfolio SAN FRANCISCO, CA 190,883190.9k $9.2m $9.2m 0.34% Reduced -14.7k -14,668
39 TRUSTMARK BANK TRUST DEPARTMENT 0.69% of their portfolio JACKSON, MS 189,858189.9k $9.1m $9.1m 0.69% Reduced -42.9k -42,938
40 Cullen/Frost Bankers, Inc. 0.12% of their portfolio San Antonio, TX 176,164176.2k $8.5m $8.5m 0.12% Reduced -2.7k -2,712
41 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 161,340161.3k $7.8m $7.8m 0.09% Reduced -32.8k -32,786
42 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 158,056158.1k $7.6m $7.6m 0.02% Added +729 +729
43 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.21% of their portfolio Seattle, WA 154,335154.3k $7.4m $7.4m 0.21% Reduced -3.0k -3,030
44 Apella Capital, LLC 0.30% of their portfolio WEST HARTFORD, CT 154,185154.2k $7.4m $7.4m 0.30% Added +10.1k +10,097
45 Strategies Wealth Advisors, LLC 0.90% of their portfolio GRAND RAPIDS, MI 140,355140.4k $6.8m $6.8m 0.90% Added +24.5k +24,512
46 MY Wealth Management Inc. 6.78% of their portfolio GERMANTOWN, MD 138,847138.8k $6.7m $6.7m 6.78% Reduced -722 -722
47 Foster Group, Inc. 0.23% of their portfolio WEST DES MOINES, IA 126,801126.8k $6.1m $6.1m 0.23% Reduced -3.6k -3,561
48 BENJAMIN EDWARDS INC 0.09% of their portfolio Clayton, MO 124,148124.1k $6.0m $6.0m 0.09% Added +123.0k +123,004
49 GenTrust, LLC 0.29% of their portfolio MIAMI, FL 124,097124.1k $6.0m $6.0m 0.29% Reduced -467 -467
50 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.91% of their portfolio PITTSBURGH, PA 121,807121.8k $5.9m $5.9m 0.91% Reduced -1.8k -1,800
51 CHATHAM CAPITAL GROUP, INC. 0.96% of their portfolio SAVANNAH, GA 121,600121.6k $5.9m $5.9m 0.96% Unchanged
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 119,592119.6k $5.8m $5.8m 0.00% Reduced -1.9k -1,879
53 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 117,392117.4k $5.7m $5.7m 0.01% Added +8.1k +8,114
54 Brio Consultants, LLC 0.90% of their portfolio SAN FRANCISCO, CA 117,358117.4k $5.6m $5.6m 0.90% Reduced -21.5k -21,474
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 110,951111.0k $5.3m $5.3m 0.00% Reduced -47.3k -47,255
56 AUA CAPITAL MANAGEMENT, LLC 3.04% of their portfolio MECHANICSBURG, PA 109,247109.2k $5.3m $5.3m 3.04% Unchanged
57 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 106,765106.8k $5.1m $5.1m 0.02% Added +32.5k +32,523
58 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 104,491104.5k $5.0m $5.0m 0.05% Reduced -1.3k -1,298
59 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 104,491104.5k $5.0m $5.0m 0.05% Reduced -1.3k -1,298
60 TruNorth Capital Management, LLC 1.47% of their portfolio KALAMAZOO, MI 103,369103.4k $5.0m $5.0m 1.47% Added +4.1k +4,069
61 Aaron Wealth Advisors LLC 0.59% of their portfolio Chicago, IL 102,420102.4k $4.9m $4.9m 0.59% Unchanged
62 Leisure Capital Management 2.02% of their portfolio COSTA MESA, CA 98,10598.1k $4.7m $4.7m 2.02% Added +3.0k +2,968
63 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 95,99896.0k $4.6m $4.6m 0.01% Reduced -18.2k -18,220
64 Capital Analysts, LLC 0.19% of their portfolio FORT WASHINGTON, PA 95,28895.3k $4.6m $4.6m 0.19% Reduced -1.7k -1,743
65 Symmetry Partners, LLC 1.06% of their portfolio GLASTONBURY, CT 92,92292.9k $4.5m $4.5m 1.06% Reduced -162.7k -162,736
66 Aquire Wealth Advisors, LLC 1.35% of their portfolio Salt Lake City, UT 89,58589.6k $4.3m $4.3m 1.35% Reduced -1.8k -1,770
67 ALTFEST L J & CO INC 0.57% of their portfolio NEW YORK, NY 89,32789.3k $4.3m $4.3m 0.57% Reduced -29.5k -29,488
68 CWM, LLC 0.02% of their portfolio OMAHA, NE 89,10589.1k $4.3m $4.3m 0.02% Reduced -3.3k -3,348
69 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 88,28188.3k $4.2m $4.2m 0.01% Reduced -476.5k -476,549
70 STUDIO INVESTMENT MANAGEMENT LLC 0.89% of their portfolio CHICAGO, IL 88,11288.1k $4.2m $4.2m 0.89% Reduced -1.4k -1,445
71 COMERICA BANK 0.02% of their portfolio DALLAS, TX 87,92787.9k $4.2m $4.2m 0.02% Added +449 +449
72 Smithfield Trust Co 0.20% of their portfolio PITTSBURGH, PA 83,64683.6k $4.0m $4.0m 0.20% Unchanged
73 MBM WEALTH CONSULTANTS, LLC 1.27% of their portfolio CHESTERFIELD, MO 83,42983.4k $4.0m $4.0m 1.27% Added +15.1k +15,084
74 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 83,33883.3k $4.0m $4.0m 0.05% Added +3.5k +3,524
75 KWMG, LLC 0.40% of their portfolio OVERLAND PARK, KS 83,23283.2k $4.0m $4.0m 0.40% Added +1.6k +1,628
76 RW Investment Management LLC 0.48% of their portfolio Eagle, ID 80,51080.5k $3.9m $3.9m 0.48% Reduced -6.1k -6,143
77 McAdam, LLC 0.22% of their portfolio Philadelphia, PA 80,45880.5k $3.9m $3.9m 0.22% Added +5.1k +5,054
78 PURE PORTFOLIOS HOLDINGS LLC 1.44% of their portfolio LAKE OSWEGO, OR 79,39179.4k $3.8m $3.8m 1.44% First filing
79 DAVIDSON INVESTMENT ADVISORS 0.18% of their portfolio GREAT FALLS, MT 76,87976.9k $3.7m $3.7m 0.18% Reduced -4.6k -4,638
80 Alera Investment Advisors, LLC 0.41% of their portfolio DEERFIELD, IL 72,95073.0k $3.5m $3.5m 0.41% Added +1.7k +1,691
81 HANCOCK WHITNEY CORP 0.11% of their portfolio GULFPORT, MS 72,57972.6k $3.5m $3.5m 0.11% Reduced -13.8k -13,768
82 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 72,52472.5k $3.5m $3.5m 0.00% Reduced -2.3k -2,310
83 Freedom Investment Management, Inc. 0.27% of their portfolio SOUTH WINDSOR, CT 71,49871.5k $3.4m $3.4m 0.27% Reduced -1.7k -1,701
84 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 70,10170.1k $3.4m $3.4m 0.02% Reduced -6.0k -6,026
85 Detalus Advisors, LLC 1.11% of their portfolio ST. LOUIS, MO 69,58769.6k $3.3m $3.3m 1.11% Reduced -2.4k -2,414
86 Ameraudi Asset Management, Inc. 1.44% of their portfolio New York, NY 65,71265.7k $3.2m $3.2m 1.44% Unchanged
87 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 65,23265.2k $3.1m $3.1m 0.01% Reduced -2.9k -2,941
88 Janney Capital Management LLC 0.21% of their portfolio PITTSBURGH, PA 63,25363.3k $3.0m $3.0m 0.21% Added +142 +142
89 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 63,08663.1k $3.0m $3.0m 0.09% Reduced -1.1k -1,139
90 McNaughton Wealth Management, LLC 1.35% of their portfolio SAN DIEGO, CA 57,57357.6k $2.8m $2.8m 1.35% Added +3.2k +3,218
91 Paulson Wealth Management Inc. 0.73% of their portfolio West Palm Beach, FL 57,00557.0k $2.7m $2.7m 0.73% Reduced -21.5k -21,541
92 SteelPeak Wealth, LLC 0.12% of their portfolio WOODLAND HILLS, CA 56,82756.8k $2.7m $2.7m 0.12% Reduced -2.6k -2,626
93 First International Bank & Trust 0.86% of their portfolio WATFORD CITY, ND 56,00456.0k $2.7m $2.7m 0.86% Reduced -4.1k -4,051
94 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 55,71655.7k $2.7m $2.7m 0.02% Reduced -32.0k -32,017
95 Tilson Financial Group, Inc. 1.16% of their portfolio NEW PROVIDENCE, NJ 55,60155.6k $2.7m $2.7m 1.16% Reduced -70 -70
96 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 55,58255.6k $2.7m $2.7m 0.02% Reduced -31.1k -31,093
97 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 55,46355.5k $2.7m $2.7m 0.00% Reduced -5.4k -5,404
98 ST GERMAIN D J CO INC 0.12% of their portfolio SPRINGFIELD, MA 55,29755.3k $2.7m $2.7m 0.12% Reduced -1.8k -1,795
99 Dakota Wealth Management 0.06% of their portfolio PALM BEACH GARDENS, FL 55,10055.1k $2.7m $2.7m 0.06% Added +13.9k +13,941
100 Focus Partners Advisor Solutions, LLC 0.05% of their portfolio SAINT LOUIS, MO 53,71653.7k $2.6m $2.6m 0.05% New