Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

428 institutional holders -6 vs Q4 2023
88,570,53588.6m shares reported held*
$4.2bnreported value*
31 new 121 added 189 reduced 35 sold out net bought ≈ $24.2m (+548.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433Q2 23: 428Q3 23: 406Q4 23: 434Q1 24: 428428Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433
Q2 2023428
Q3 2023406
Q4 2023434
Q1 2024428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 197 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 146 bought or addedQ1 23: 239 cut or sold outQ1 23Q2 23: 163 bought or addedQ2 23: 213 cut or sold outQ2 23Q3 23: 141 bought or addedQ3 23: 235 cut or sold outQ3 23Q4 23: 164 bought or addedQ4 23: 229 cut or sold outQ4 23Q1 24: 152 bought or addedQ1 24: 224 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022197233
Q1 2023146239
Q2 2023163213
Q3 2023141235
Q4 2023164229
Q1 2024152224

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $46.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$46.3k—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +5,471,328+5.5m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +1,375,639+1.4m
BANK OF AMERICA CORP /DE/ Added +1,268,429+1.3m
WELLS FARGO & COMPANY/MN Added +375,280+375.3k
Foster Group, Inc. New +136,677+136.7k
Quent Capital, LLC Added +125,413+125.4k
Cercano Management LLC New +110,000+110.0k
STIFEL FINANCIAL CORP Added +85,969+86.0k
CONFLUENCE INVESTMENT MANAGEMENT LLC New +75,554+75.6k
SteelPeak Wealth, LLC New +67,994+68.0k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -2,967,703-3.0m
JANE STREET GROUP, LLC Reduced -2,387,610-2.4m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -563,175-563.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -458,430-458.4k
AVANTAX ADVISORY SERVICES, INC. Reduced -230,101-230.1k
OSAIC HOLDINGS, INC. Reduced -178,899-178.9k
TRUIST FINANCIAL CORP Reduced -135,133-135.1k
RENAISSANCE TECHNOLOGIES LLC Reduced -133,700-133.7k
Transamerica Financial Advisors, LLC Reduced -117,717-117.7k
Cullen/Frost Bankers, Inc. Reduced -115,480-115.5k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 16,956,67217.0m $804.4m $804.4m 0.02% Added +5.5m +5,471,328
2 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 16,002,97416.0m $759.2m $759.2m 0.07% Added +1.3m +1,268,429
3 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 8,461,3228.5m $401.4m $401.4m 0.11% Added +375.3k +375,280
4 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 7,523,3607.5m $356.9m $356.9m 0.08% Reduced -3.0m -2,967,703
5 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 6,126,8256.1m $290.7m $290.7m 0.11% Reduced -458.4k -458,430
6 MERCER GLOBAL ADVISORS INC /ADV 0.40% of their portfolio DENVER, CO 2,948,2592.9m $139.9m $139.9m 0.40% Reduced -112.4k -112,448
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.00% of their portfolio IRVING, TX 2,543,4462.5m $120.7m $120.7m 1.00% Reduced -41.9k -41,915
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 2,216,9822.2m $105.2m $105.2m 0.11% Reduced -563.2k -563,175
9 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 1,718,1381.7m $81.5m $81.5m 0.06% Reduced -68.0k -68,026
10 COMMONWEALTH EQUITY SERVICES, LLC 0.12% of their portfolio WALTHAM, MA 1,534,7181.5m $72.8m $72.8m 0.12% Added +16.3k +16,269
11 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.51% of their portfolio MINNEAPOLIS, MN 1,394,7131.4m $66.2m $66.2m 1.51% Added +1.4m +1,375,639
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,183,4601.2m $56.1m $56.1m 0.00% Reduced -108.7k -108,720
13 Quent Capital, LLC 4.84% of their portfolio NEW YORK, NY 872,583872.6k $41.4m $41.4m 4.84% Added +125.4k +125,413
14 Financial Engines Advisors L.L.C. 0.08% of their portfolio SANTA CLARA, CA 760,811760.8k $36.1m $36.1m 0.08% Reduced -6.2k -6,152
15 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 679,116679.1k $32.2m $32.2m 0.02% Reduced -50.4k -50,442
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 530,315530.3k $25.2m $25.2m 0.01% Reduced -14.0k -13,957
17 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 525,294525.3k $24.9m $24.9m 0.03% Added +86.0k +85,969
18 HTLF Bank 2.83% of their portfolio Denver, CO 519,325519.3k $24.6m $24.6m 2.83% Added +38.7k +38,700
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 475,882475.9k $22.6m $22.6m 0.06% Added +21.7k +21,739
20 Wealthcare Advisory Partners LLC 0.70% of their portfolio WEST CHESTER, PA 452,563452.6k $21.5m $21.5m 0.70% Added +53.4k +53,380
21 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 425,777425.8k $20.2m $20.2m 0.03% Reduced -19.4k -19,448
22 Prime Capital Investment Advisors, LLC 0.27% of their portfolio OVERLAND PARK, KS 413,992414.0k $19.6m $19.6m 0.27% Added +64.0k +64,006
23 OLD NATIONAL BANCORP /IN/ 0.44% of their portfolio EVANSVILLE, IN 393,997394.0k $18.7m $18.7m 0.44% Reduced -23.2k -23,247
24 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 303,616303.6k $14.4m $14.4m 0.02% Added +19.4k +19,415
25 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 274,430274.4k $13.0m $13.0m 0.09% Reduced -5.3k -5,316
26 TRUSTMARK BANK TRUST DEPARTMENT 0.99% of their portfolio JACKSON, MS 254,819254.8k $12.1m $12.1m 0.99% Reduced -42.8k -42,840
27 Gerber Kawasaki Wealth & Investment Management 0.65% of their portfolio SANTA MONICA, CA 254,196254.2k $12.1m $12.1m 0.65% Added +24.4k +24,404
28 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 231,244231.2k $11.0m $11.0m 0.03% Added +60.3k +60,270
29 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 224,473224.5k $10.6m $10.6m 0.02% Reduced -135.1k -135,133
30 Farther Finance Advisors, LLC 0.62% of their portfolio SAN FRANCISCO, CA 216,720216.7k $10.2m $10.2m 0.62% Reduced -41.4k -41,404
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 214,275214.3k $10.2m $10.2m 0.00% Reduced -29.1k -29,116
32 TD PRIVATE CLIENT WEALTH LLC 0.33% of their portfolio NEW YORK, NY 210,472210.5k $10.0m $10.0m 0.33% Added +51.3k +51,326
33 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 194,498194.5k $9.2m $9.2m 0.08% Reduced -230.1k -230,101
34 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 188,966189.0k $9.0m $9.0m 0.01% Added +15.5k +15,471
35 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 184,185184.2k $8.7m $8.7m 0.10% Added +16.0k +15,971
36 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 182,900182.9k $8.7m $8.7m 0.01% Reduced -133.7k -133,700
37 ALTFEST L J & CO INC 1.21% of their portfolio NEW YORK, NY 179,473179.5k $8.5m $8.5m 1.21% Reduced -15.3k -15,323
38 Alaska Wealth Advisors, LLC 1.26% of their portfolio ANCHORAGE, AK 176,192176.2k $8.4m $8.4m 1.26% Added +60.6k +60,571
39 Cullen/Frost Bankers, Inc. 0.12% of their portfolio San Antonio, TX 173,659173.7k $8.2m $8.2m 0.12% Reduced -115.5k -115,480
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 167,423167.4k $7.9m $7.9m 0.00% Reduced -62.8k -62,760
41 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.24% of their portfolio Seattle, WA 162,520162.5k $7.7m $7.7m 0.24% Reduced -12.6k -12,590
42 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 160,972161.0k $7.6m $7.6m 0.02% Reduced -70.5k -70,458
43 Symmetry Partners, LLC 0.54% of their portfolio GLASTONBURY, CT 146,142146.1k $6.9m $6.9m 0.54% Reduced -85.1k -85,146
44 Apella Capital, LLC 0.34% of their portfolio WEST HARTFORD, CT 144,463144.5k $6.8m $6.8m 0.34% Added +4.4k +4,364
45 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 139,977140.0k $6.6m $6.6m 0.06% Added +5.2k +5,239
46 Foster Group, Inc. 0.32% of their portfolio WEST DES MOINES, IA 136,677136.7k $6.5m $6.5m 0.32% New
47 Brio Consultants, LLC 1.08% of their portfolio SAN FRANCISCO, CA 135,055135.1k $6.4m $6.4m 1.08% Added +3.9k +3,942
48 Karpus Management, Inc. 0.18% of their portfolio Pittsford, NY 134,206134.2k $6.4m $6.4m 0.18% Added +55.4k +55,420
49 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 133,648133.6k $6.3m $6.3m 0.01% Reduced -178.9k -178,899
50 GenTrust, LLC 0.38% of their portfolio MIAMI, FL 129,095129.1k $6.1m $6.1m 0.38% Added +74 +74
51 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 128,278128.3k $6.1m $6.1m 0.00% Added +8.8k +8,812
52 Mariner, LLC 0.01% of their portfolio Overland Park, KS 128,143128.1k $6.1m $6.1m 0.01% Reduced -10.5k -10,451
53 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.99% of their portfolio PITTSBURGH, PA 123,607123.6k $5.9m $5.9m 0.99% Unchanged
54 CHATHAM CAPITAL GROUP, INC. 1.07% of their portfolio SAVANNAH, GA 123,450123.5k $5.9m $5.9m 1.07% Reduced -8.8k -8,800
55 Strategies Wealth Advisors, LLC 0.85% of their portfolio GRAND RAPIDS, MI 116,920116.9k $5.5m $5.5m 0.85% Reduced -1.9k -1,920
56 CWM, LLC 0.03% of their portfolio OMAHA, NE 115,819115.8k $5.5m $5.5m 0.03% Reduced -256 -256
57 Cercano Management LLC 0.15% of their portfolio BELLEVUE, WA 110,000110.0k $5.2m $5.2m 0.15% New
58 AUA CAPITAL MANAGEMENT, LLC 2.99% of their portfolio MECHANICSBURG, PA 109,375109.4k $5.2m $5.2m 2.99% Reduced -3.3k -3,289
59 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 107,446107.4k $5.1m $5.1m 0.01% Added +43.5k +43,466
60 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 105,640105.6k $5.0m $5.0m 0.05% Reduced -665 -665
61 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 105,640105.6k $5.0m $5.0m 0.05% Reduced -665 -665
62 Aaron Wealth Advisors LLC 0.70% of their portfolio Chicago, IL 102,420102.4k $4.9m $4.9m 0.70% Unchanged
63 Leisure Capital Management 2.42% of their portfolio COSTA MESA, CA 101,812101.8k $4.8m $4.8m 2.42% Reduced -2.3k -2,318
64 Smithfield Trust Co 0.24% of their portfolio PITTSBURGH, PA 95,90295.9k $4.6m $4.6m 0.24% Added +355 +355
65 DAVIDSON INVESTMENT ADVISORS 0.23% of their portfolio GREAT FALLS, MT 95,26995.3k $4.5m $4.5m 0.23% Reduced -21.6k -21,597
66 Capital Analysts, LLC 0.21% of their portfolio FORT WASHINGTON, PA 95,16195.2k $4.5m $4.5m 0.21% Added +5.7k +5,670
67 HANCOCK WHITNEY CORP 0.15% of their portfolio GULFPORT, MS 92,69992.7k $4.4m $4.4m 0.15% Reduced -2.5k -2,454
68 Aquire Wealth Advisors, LLC 1.53% of their portfolio Salt Lake City, UT 92,32992.3k $4.4m $4.4m 1.53% Reduced -1.2k -1,197
69 TruNorth Capital Management, LLC 1.51% of their portfolio KALAMAZOO, MI 92,09592.1k $4.4m $4.4m 1.51% First filing
70 STUDIO INVESTMENT MANAGEMENT LLC 1.01% of their portfolio CHICAGO, IL 89,61489.6k $4.3m $4.3m 1.01% Reduced -10.8k -10,810
71 COMERICA BANK 0.02% of their portfolio DALLAS, TX 88,64288.6k $4.2m $4.2m 0.02% Reduced -1.4k -1,436
72 RW Investment Management LLC 0.58% of their portfolio Eagle, ID 87,17687.2k $4.1m $4.1m 0.58% Added +743 +743
73 MONEYWISE, INC. 2.25% of their portfolio FOREST, VA 87,07587.1k $4.1m $4.1m 2.25% Reduced -26.1k -26,106
74 Johnson Financial Group, LLC 0.52% of their portfolio Denver, CO 86,76786.8k $4.1m $4.1m 0.52% Reduced -14.1k -14,131
75 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 86,54886.5k $4.1m $4.1m 0.01% Reduced -2.4m -2,387,610
76 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 85,17485.2k $4.0m $4.0m 0.01% Reduced -20.3k -20,281
77 Quotient Wealth Partners, LLC 0.14% of their portfolio DALLAS, TX 85,10085.1k $4.0m $4.0m 0.14% Reduced -60.3k -60,312
78 Paulson Wealth Management Inc. 1.18% of their portfolio West Palm Beach, FL 84,79784.8k $4.0m $4.0m 1.18% Reduced -6.0k -6,010
79 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 83,96584.0k $4.0m $4.0m 0.03% Reduced -27.5k -27,467
80 Apollon Wealth Management, LLC 0.12% of their portfolio MOUNT PLEASANT, SC 83,47183.5k $4.0m $4.0m 0.12% Reduced -28.7k -28,657
81 KWMG, LLC 0.42% of their portfolio OVERLAND PARK, KS 81,65081.7k $3.9m $3.9m 0.42% Added +2.6k +2,558
82 Detalus Advisors, LLC 1.38% of their portfolio ST. LOUIS, MO 81,53481.5k $3.9m $3.9m 1.38% Added +1.9k +1,863
83 Chesley Taft & Associates LLC 0.19% of their portfolio CHICAGO, IL 78,68478.7k $3.7m $3.7m 0.19% Reduced -7.7k -7,700
84 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 77,07477.1k $3.7m $3.7m 0.02% Added +9.1k +9,133
85 BENJAMIN F. EDWARDS & COMPANY, INC. 0.07% of their portfolio ST. LOUIS, MO 76,74376.7k $3.6m $3.6m 0.07% Added +51.6k +51,598
86 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 75,55475.6k $3.6m $3.6m 0.05% New
87 JAMES INVESTMENT RESEARCH, INC. 0.41% of their portfolio ALPHA, OH 73,58073.6k $3.5m $3.5m 0.41% Reduced -7.2k -7,240
88 Freedom Investment Management, Inc. 0.27% of their portfolio SOUTH WINDSOR, CT 71,82071.8k $3.4m $3.4m 0.27% Added +1.6k +1,607
89 McAdam, LLC 0.21% of their portfolio Philadelphia, PA 69,24169.2k $3.3m $3.3m 0.21% Added +11.0k +11,002
90 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 69,04169.0k $3.3m $3.3m 0.01% Added +5.3k +5,267
91 SteelPeak Wealth, LLC 0.17% of their portfolio WOODLAND HILLS, CA 67,99468.0k $3.2m $3.2m 0.17% New
92 Kades & Cheifetz LLC 2.03% of their portfolio Berwyn, PA 66,88266.9k $3.2m $3.2m 2.03% Reduced -39.3k -39,310
93 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 66,12366.1k $3.1m $3.1m 0.00% Reduced -57.0k -56,981
94 Ameraudi Asset Management, Inc. 1.45% of their portfolio New York, NY 65,71265.7k $3.1m $3.1m 1.45% Unchanged
95 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 63,51163.5k $3.0m $3.0m 0.01% Reduced -32.4k -32,355
96 ST GERMAIN D J CO INC 0.15% of their portfolio SPRINGFIELD, MA 63,25563.3k $3.0m $3.0m 0.15% Reduced -3.6k -3,623
97 Janney Capital Management LLC 0.20% of their portfolio PITTSBURGH, PA 63,10463.1k $3.0m $3.0m 0.20% Reduced -290 -290
98 Crestwood Advisors Group, LLC 0.06% of their portfolio BOSTON, MA 61,59061.6k $2.9m $2.9m 0.06% Reduced -28.2k -28,192
99 One Capital Management, LLC 0.11% of their portfolio WESTLAKE VILLAGE, CA 61,32361.3k $2.9m $2.9m 0.11% Reduced -7.0k -7,005
100 MBM WEALTH CONSULTANTS, LLC 1.01% of their portfolio CHESTERFIELD, MO 60,79160.8k $2.9m $2.9m 1.01% Added +5.3k +5,342