Vault-13

SPDR SER TR TFI

NUVEEN BLMBRG MU · ETP · CUSIP 78468R721

298 institutional holders +1 vs Q1 2024
66,700,89766.7m shares reported held*
$3.1bnreported value*
27 new 99 added 110 reduced 30 sold out net sold ≈ $1.2bn (-26.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($369.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.76.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 316Q4 22: 320Q1 23: 300Q2 23: 311Q3 23: 296Q4 23: 315Q1 24: 297Q2 24: 298298Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022316
Q4 2022320
Q1 2023300
Q2 2023311
Q3 2023296
Q4 2023315
Q1 2024297
Q2 2024298

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 156 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 157 cut or sold outQ2 23: 133 bought or addedQ2 23: 127 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 153 cut or sold outQ4 23: 155 bought or addedQ4 23: 144 cut or sold outQ4 23Q1 24: 121 bought or addedQ1 24: 151 cut or sold outQ2 24: 126 bought or addedQ2 24: 140 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022156157
Q1 2023121157
Q2 2023133127
Q3 2023131153
Q4 2023155144
Q1 2024121151
Q2 2024126140

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 23 calls: $0Q3 23 puts: $22.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$22.3k—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +412,748+412.7k
BANK OF AMERICA CORP /DE/ Added +345,812+345.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +238,474+238.5k
Elequin Capital, LP New +103,864+103.9k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +76,467+76.5k
LPL Financial LLC Added +43,217+43.2k
EFG Private Wealth Management (Americas) Corp. New +37,197+37.2k
ROYAL BANK OF CANADA Added +27,113+27.1k
RAYMOND JAMES & ASSOCIATES Added +26,688+26.7k
Eagle Strategies LLC New +24,370+24.4k

Biggest sellers

MORGAN STANLEY Reduced -25,396,879-25.4m
JANE STREET GROUP, LLC Reduced -572,005-572.0k
Advisors Preferred, LLC Sold out -222,840-222.8k
BAILARD, INC. Reduced -219,415-219.4k
Cullen/Frost Bankers, Inc. Reduced -187,945-187.9k
MML INVESTORS SERVICES, LLC Reduced -170,146-170.1k
OLD MISSION CAPITAL LLC Sold out -148,743-148.7k
Betterment LLC Reduced -131,345-131.3k
TRUIST FINANCIAL CORP Reduced -107,943-107.9k
STIFEL FINANCIAL CORP Reduced -105,186-105.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 17,108,07817.1m $782.7m $782.7m 0.08% Added +345.8k +345,812
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 11,511,19111.5m $526.6m $526.6m 0.04% Reduced -25.4m -25,396,879
3 Betterment LLC 0.82% of their portfolio NEW YORK, NY 6,904,1146.9m $315.9m $315.9m 0.82% Reduced -131.3k -131,345
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.20% of their portfolio MILWAUKEE, WI 4,522,7104.5m $206.9m $206.9m 0.20% Added +238.5k +238,474
5 Fisher Asset Management, LLC 0.08% of their portfolio PLANO, TX 4,007,8534.0m $183.4m $183.4m 0.08% Reduced -59.2k -59,244
6 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.61% of their portfolio MINNEAPOLIS, MN 1,643,2591.6m $75.2m $75.2m 1.61% Added +76.5k +76,467
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,446,7441.4m $66.2m $66.2m 0.00% Added +412.7k +412,748
8 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 1,232,4911.2m $56.7m $56.7m 0.02% Reduced -100.8k -100,809
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,061,4451.1m $48.6m $48.6m 0.02% Added +4.5k +4,472
10 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 943,878943.9k $43.2m $43.2m 0.02% Added +43.2k +43,217
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 845,382845.4k $38.7m $38.7m 0.01% Added +11.2k +11,159
12 Financial Engines Advisors L.L.C. 0.08% of their portfolio SANTA CLARA, CA 802,968803.0k $36.7m $36.7m 0.08% Added +9.9k +9,908
13 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 709,652709.7k $32.5m $32.5m 0.10% Added +5.6k +5,565
14 One Capital Management, LLC 0.96% of their portfolio WESTLAKE VILLAGE, CA 615,940615.9k $28.2m $28.2m 0.96% Reduced -50.1k -50,096
15 Foster Group, Inc. 0.95% of their portfolio WEST DES MOINES, IA 530,328530.3k $24.3m $24.3m 0.95% Reduced -27.2k -27,233
16 Allworth Financial LP 0.13% of their portfolio FOLSOM, CA 451,024451.0k $20.8m $20.8m 0.13% Added +2.3k +2,296
17 Revolve Wealth Partners, LLC 2.80% of their portfolio Hackensack, NJ 371,049371.0k $17.0m $17.0m 2.80% Added +19.0k +19,024
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 356,575356.6k $16.3m $16.3m 0.00% Reduced -8.5k -8,541
19 Avidian Wealth Enterprises, LLC 0.78% of their portfolio Houston, TX 354,911354.9k $16.2m $16.2m 0.78% Added +10.2k +10,151
20 Ackerman Capital Advisors, LLC 4.14% of their portfolio DALLAS, TX 341,248341.2k $15.6m $15.6m 4.14% Added +24.4k +24,360
21 JFS WEALTH ADVISORS, LLC 1.18% of their portfolio HERMITAGE, PA 327,996328.0k $15.0m $15.0m 1.18% Reduced -860 -860
22 Wealthcare Advisory Partners LLC 0.45% of their portfolio WEST CHESTER, PA 313,150313.1k $14.3m $14.3m 0.45% Added +15.6k +15,623
23 BAILARD, INC. 0.39% of their portfolio Foster City, CA 310,550310.6k $14.2m $14.2m 0.39% Reduced -219.4k -219,415
24 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 297,264297.3k $13.6m $13.6m 0.03% Added +12.7k +12,661
25 HBK Sorce Advisory LLC 0.47% of their portfolio ERIE, PA 295,502295.5k $13.5m $13.5m 0.47% Reduced -58.8k -58,819
26 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 285,800285.8k $13.1m $13.1m 0.03% Unchanged
27 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 280,856280.9k $12.8m $12.8m 0.01% Added +26.7k +26,688
28 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 279,727279.7k $12.8m $12.8m 0.01% Reduced -572.0k -572,005
29 Arax Advisory Partners 1.02% of their portfolio NEW YORK, NY 229,742229.7k $10.5m $10.5m 1.02% Added +9.3k +9,268
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 229,278229.3k $10.5m $10.5m 0.01% Reduced -105.2k -105,186
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 223,001223.0k $10.2m $10.2m 0.00% Added +7.0k +6,950
32 MATHER GROUP, LLC. 0.12% of their portfolio CHICAGO, IL 204,537204.5k $9.5m $9.5m 0.12% Added +6.5k +6,527
33 McAdam, LLC 0.55% of their portfolio Philadelphia, PA 200,472200.5k $9.2m $9.2m 0.55% Added +3.0k +2,990
34 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 196,032196.0k $9.0m $9.0m 0.02% Added +20.5k +20,509
35 WEALTHCARE CAPITAL MANAGEMENT LLC 0.93% of their portfolio RICHMOND, VA 191,110191.1k $8.7m $8.7m 0.93% Reduced -590 -590
36 Sterling Financial Group, Inc. 3.87% of their portfolio PASADENA, CA 186,513186.5k $8.5m $8.5m 3.87% Added +4.7k +4,723
37 Crestwood Advisors Group, LLC 0.18% of their portfolio BOSTON, MA 186,447186.4k $8.5m $8.5m 0.18% Reduced -8.0k -8,042
38 Wealthspire Advisors, LLC 0.11% of their portfolio NEW YORK, NY 180,856180.9k $8.3m $8.3m 0.11% Reduced -14.3k -14,342
39 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 167,990168.0k $7.7m $7.7m 0.01% Added +11.9k +11,894
40 Steele Capital Management, Inc. 0.40% of their portfolio DUBUQUE, IA 157,448157.4k $7.2m $7.2m 0.40% Reduced -398 -398
41 Cullen/Frost Bankers, Inc. 0.10% of their portfolio San Antonio, TX 157,393157.4k $7.2m $7.2m 0.10% Reduced -187.9k -187,945
42 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 148,407148.4k $6.8m $6.8m 0.03% Added +7.8k +7,841
43 SAGE FINANCIAL GROUP INC 0.59% of their portfolio W. CONSHOHOCKEN, PA 148,304148.3k $6.8m $6.8m 0.59% Reduced -18.7k -18,744
44 CWM, LLC 0.03% of their portfolio OMAHA, NE 145,682145.7k $6.7m $6.7m 0.03% Added +13.9k +13,944
45 COMERICA BANK 0.03% of their portfolio DALLAS, TX 145,249145.2k $6.6m $6.6m 0.03% Reduced -6.8k -6,850
46 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 142,730142.7k $6.5m $6.5m 0.01% Reduced -92.0k -91,970
47 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 142,016142.0k $6.5m $6.5m 0.01% Added +6.3k +6,269
48 TD PRIVATE CLIENT WEALTH LLC 0.20% of their portfolio NEW YORK, NY 139,212139.2k $6.4m $6.4m 0.20% Added +8.9k +8,926
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 137,724137.7k $6.3m $6.3m 0.01% Reduced -8.9k -8,903
50 Mariner, LLC 0.01% of their portfolio Overland Park, KS 132,223132.2k $6.0m $6.0m 0.01% Added +12.0k +11,972
51 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 128,083128.1k $5.9m $5.9m 0.01% Reduced -107.9k -107,943
52 Towercrest Capital Management 0.94% of their portfolio NEWTOWN, PA 125,032125.0k $5.7m $5.7m 0.94% Added +4.3k +4,343
53 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 118,224118.2k $5.4m $5.4m 0.06% Reduced -1.3k -1,295
54 Alliance Wealth Management Group 1.52% of their portfolio FLEMINGTON, NJ 116,409116.4k $5.3m $5.3m 1.52% Added +4.4k +4,353
55 Elequin Capital, LP 1.26% of their portfolio NEW YORK, NY 103,864103.9k $4.8m $4.8m 1.26% New
56 Aquire Wealth Advisors, LLC 1.57% of their portfolio Salt Lake City, UT 102,382102.4k $4.7m $4.7m 1.57% Reduced -5.7k -5,670
57 Mayflower Financial Advisors, LLC 0.77% of their portfolio BOSTON, MA 102,033102.0k $4.7m $4.7m 0.77% Reduced -225 -225
58 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 101,908101.9k $4.7m $4.7m 0.02% Reduced -170.1k -170,146
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 100,458100.5k $4.6m $4.6m 0.00% Added +27.1k +27,113
60 Versant Capital Management, Inc 1.12% of their portfolio PHOENIX, AZ 96,93696.9k $4.4m $4.4m 1.12% Added +1.1k +1,134
61 Invst, LLC 0.48% of their portfolio INDIANAPOLIS, IN 96,05396.1k $4.4m $4.4m 0.48% Added +16.1k +16,053
62 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 92,51492.5k $4.2m $4.2m 0.01% Added +17.7k +17,741
63 SWS Partners 1.24% of their portfolio COLUMBUS, OH 90,66090.7k $4.1m $4.1m 1.24% Reduced -1.9k -1,858
64 GREAT VALLEY ADVISOR GROUP, INC. 0.11% of their portfolio WILMINGTON, DE 86,80686.8k $4.0m $4.0m 0.11% Added +8.7k +8,672
65 TruNorth Capital Management, LLC 1.17% of their portfolio KALAMAZOO, MI 78,66578.7k $3.6m $3.6m 1.17% Added +3.3k +3,300
66 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 71,22271.2k $3.3m $3.3m 0.02% Added +21.5k +21,488
67 Evensky & Katz LLC 0.21% of their portfolio CORAL GABLES, FL 64,72564.7k $3.0m $3.0m 0.21% Reduced -7.2k -7,209
68 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 63,43363.4k $2.9m $2.9m 0.04% Added +19.5k +19,494
69 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 63,09063.1k $2.9m $2.9m 0.00% Added +2.2k +2,225
70 SteelPeak Wealth, LLC 0.14% of their portfolio WOODLAND HILLS, CA 62,51562.5k $2.9m $2.9m 0.14% Reduced -9.5k -9,517
71 HHM Wealth Advisors, LLC 0.42% of their portfolio CHATTANOOGA, TN 61,27461.3k $2.8m $2.8m 0.42% Reduced -5.6k -5,630
72 Cornerstone Wealth Management, LLC 0.20% of their portfolio ST. PETERS, MO 56,36456.4k $2.6m $2.6m 0.20% Reduced -570 -570
73 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 55,72655.7k $2.5m $2.5m 0.01% Added +2.0k +2,007
74 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 54,41654.4k $2.5m $2.5m 0.00% Reduced -781 -781
75 Fifth Third Securities, Inc. 0.22% of their portfolio Cincinnati, OH 52,96353.0k $2.4m $2.4m 0.22% Added +2.2k +2,213
76 Advisor OS, LLC 0.23% of their portfolio CHICAGO, IL 45,85945.9k $2.1m $2.1m 0.23% Reduced -3.5k -3,523
77 COLLECTIVE FAMILY OFFICE LLC 0.58% of their portfolio YORK, PA 43,01743.0k $2.0m $2.0m 0.58% Added +2.9k +2,856
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 42,25642.3k $1.9m $1.9m 0.00% Added +2.5k +2,501
79 FIRST NATIONAL CORP /MA/ /ADV 0.44% of their portfolio ROCKLAND, MA 40,46940.5k $1.9m $1.9m 0.44% Added +1.7k +1,710
80 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 39,69139.7k $1.8m $1.8m 0.02% Added +120 +120
81 Linscomb Wealth, Inc. 0.09% of their portfolio Houston, TX 38,54638.5k $1.8m $1.8m 0.09% Reduced -972 -972
82 Goodman Advisory Group, LLC 0.52% of their portfolio NEEDHAM, MA 38,38338.4k $1.8m $1.8m 0.52% Reduced -2.2k -2,245
83 Moser Wealth Advisors, LLC 0.95% of their portfolio BELLEVUE, WA 38,19038.2k $1.7m $1.7m 0.95% Reduced -500 -500
84 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 37,40937.4k $1.7m $1.7m 0.00% Added +6.8k +6,813
85 EFG Private Wealth Management (Americas) Corp. 0.33% of their portfolio MIAMI, FL 37,19737.2k $1.7m $1.7m 0.33% New
86 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 36,99237.0k $1.7m $1.7m 0.02% Added +15.1k +15,130
87 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 36,99237.0k $1.7m $1.7m 0.02% Added +15.1k +15,130
88 CFS Investment Advisory Services, LLC 0.14% of their portfolio TOTOWA, NJ 36,83136.8k $1.7m $1.7m 0.14% Reduced -15.2k -15,250
89 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 36,73536.7k $1.7m $1.7m 0.07% Reduced -196 -196
90 ST GERMAIN D J CO INC 0.08% of their portfolio SPRINGFIELD, MA 35,82035.8k $1.6m $1.6m 0.08% Reduced -9.7k -9,741
91 Northeast Financial Group, Inc. 0.69% of their portfolio Allentown, PA 35,14235.1k $1.6m $1.6m 0.69% Added +11.4k +11,423
92 EAGLE ROCK INVESTMENT COMPANY, LLC 0.29% of their portfolio ATLANTA, GA 35,12735.1k $1.6m $1.6m 0.29% Reduced -94 -94
93 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 34,90934.9k $1.6m $1.6m 0.01% First filing
94 Cornerstone Wealth Group, LLC 0.14% of their portfolio HUNTERSVILLE, NC 34,20134.2k $1.6m $1.6m 0.14% Reduced -1.2k -1,227
95 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 31,54431.5k $1.4m $1.4m 0.05% Added +5.9k +5,923
96 Austin Private Wealth, LLC 0.15% of their portfolio Austin, TX 29,65929.7k $1.4m $1.4m 0.15% Added +4.0k +3,995
97 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 29,33429.3k $1.3m $1.3m 0.00% Added +36 +36
98 WBH ADVISORY INC 0.13% of their portfolio BALTIMORE, MD 28,85128.9k $1.3m $1.3m 0.13% Added +289 +289
99 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 27,81427.8k $1.3m $1.3m 0.01% Added +2.9k +2,915
100 FINANCIAL LIFE ADVISORS 0.51% of their portfolio SAN ANTONIO, TX 27,62127.6k $1.3m $1.3m 0.51% Unchanged