Vault-13

SPDR SER TR TFI

NUVEEN BLMBRG MU · ETP · CUSIP 78468R721

297 institutional holders -18 vs Q4 2023
92,942,24592.9m shares reported held*
$4.3bnreported value*
24 new 97 added 111 reduced 40 sold out net bought ≈ $509.4m (+11.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($571.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 316Q4 22: 320Q1 23: 300Q2 23: 311Q3 23: 296Q4 23: 315Q1 24: 297297Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022316
Q4 2022320
Q1 2023300
Q2 2023311
Q3 2023296
Q4 2023315
Q1 2024297

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 156 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 133 bought or addedQ2 23: 127 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 153 cut or sold outQ3 23Q4 23: 155 bought or addedQ4 23: 144 cut or sold outQ4 23Q1 24: 121 bought or addedQ1 24: 151 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022156157
Q1 2023121157
Q2 2023133127
Q3 2023131153
Q4 2023155144
Q1 2024121151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $281.6kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $22.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$281.6k—
Q3 2023$0$22.3k—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +12,920,918+12.9m
BANK OF AMERICA CORP /DE/ Added +714,150+714.1k
Foster Group, Inc. New +557,561+557.6k
JANE STREET GROUP, LLC Added +449,764+449.8k
Avidian Wealth Enterprises, LLC Added +332,892+332.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +229,229+229.2k
BANK OF MONTREAL /CAN/ Added +133,296+133.3k
JPMORGAN CHASE & CO Added +116,594+116.6k
AMERIPRISE FINANCIAL INC Added +106,215+106.2k
Sterling Financial Group, Inc. Added +95,707+95.7k

Biggest sellers

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Reduced -1,580,161-1.6m
BAILARD, INC. Reduced -641,601-641.6k
Cullen/Frost Bankers, Inc. Reduced -499,052-499.1k
ACT Advisors, LLC. Sold out -337,656-337.7k
LPL Financial LLC Reduced -261,472-261.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -232,400-232.4k
OSAIC HOLDINGS, INC. Reduced -199,263-199.3k
Betterment LLC Reduced -186,881-186.9k
ASSETMARK, INC Reduced -127,982-128.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -118,821-118.8k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 36,908,07036.9m $1.7bn $1.7bn 0.05% Added +12.9m +12,920,918
2 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 16,762,26616.8m $779.1m $779.1m 0.08% Added +714.1k +714,150
3 Betterment LLC 0.88% of their portfolio NEW YORK, NY 7,035,4597.0m $327.0m $327.0m 0.88% Reduced -186.9k -186,881
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.20% of their portfolio MILWAUKEE, WI 4,284,2364.3m $199.1m $199.1m 0.20% Added +229.2k +229,229
5 Fisher Asset Management, LLC 0.09% of their portfolio PLANO, TX 4,067,0974.1m $189.0m $189.0m 0.09% Reduced -9.0k -8,951
6 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.66% of their portfolio MINNEAPOLIS, MN 1,566,7921.6m $72.8m $72.8m 1.66% Reduced -1.6m -1,580,161
7 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 1,333,3001.3m $62.2m $62.2m 0.02% Added +133.3k +133,296
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,056,9731.1m $49.1m $49.1m 0.02% Reduced -118.8k -118,821
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,033,9961.0m $48.1m $48.1m 0.00% Added +116.6k +116,594
10 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 900,661900.7k $41.9m $41.9m 0.02% Reduced -261.5k -261,472
11 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 851,732851.7k $39.6m $39.6m 0.05% Added +449.8k +449,764
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 834,223834.2k $38.8m $38.8m 0.01% Reduced -48.4k -48,385
13 Financial Engines Advisors L.L.C. 0.08% of their portfolio SANTA CLARA, CA 793,060793.1k $36.9m $36.9m 0.08% Added +22.7k +22,722
14 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 704,087704.1k $32.7m $32.7m 0.11% Reduced -128.0k -127,982
15 One Capital Management, LLC 1.12% of their portfolio WESTLAKE VILLAGE, CA 666,036666.0k $31.0m $31.0m 1.12% Reduced -6.9k -6,897
16 Foster Group, Inc. 1.29% of their portfolio WEST DES MOINES, IA 557,561557.6k $25.9m $25.9m 1.29% New
17 BAILARD, INC. 0.68% of their portfolio Foster City, CA 529,965530.0k $24.6m $24.6m 0.68% Reduced -641.6k -641,601
18 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 448,728448.7k $20.9m $20.9m 0.15% Reduced -4.2k -4,247
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 365,116365.1k $17.0m $17.0m 0.00% Reduced -11.4k -11,428
20 HBK Sorce Advisory LLC 0.58% of their portfolio ERIE, PA 354,321354.3k $16.5m $16.5m 0.58% Reduced -16.0k -16,045
21 Revolve Wealth Partners, LLC 2.80% of their portfolio Hackensack, NJ 352,025352.0k $16.4m $16.4m 2.80% Added +44.2k +44,226
22 Cullen/Frost Bankers, Inc. 0.24% of their portfolio San Antonio, TX 345,338345.3k $16.1m $16.1m 0.24% Reduced -499.1k -499,052
23 Avidian Wealth Enterprises, LLC 0.86% of their portfolio Houston, TX 344,760344.8k $16.0m $16.0m 0.86% Added +332.9k +332,892
24 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 334,464334.5k $15.5m $15.5m 0.02% Added +23.3k +23,293
25 JFS WEALTH ADVISORS, LLC 1.21% of their portfolio HERMITAGE, PA 328,856328.9k $15.3m $15.3m 1.21% Added +10.0k +9,958
26 Ackerman Capital Advisors, LLC 4.07% of their portfolio DALLAS, TX 316,888316.9k $14.7m $14.7m 4.07% Reduced -2.0k -1,960
27 Wealthcare Advisory Partners LLC 0.45% of their portfolio WEST CHESTER, PA 297,527297.5k $13.8m $13.8m 0.45% Added +2.3k +2,328
28 STATE OF WISCONSIN INVESTMENT BOARD 0.04% of their portfolio MADISON, WI 285,800285.8k $13.3m $13.3m 0.04% Unchanged
29 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 284,603284.6k $13.2m $13.2m 0.03% Reduced -199.3k -199,263
30 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 272,054272.1k $12.6m $12.6m 0.05% Reduced -14.1k -14,083
31 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 254,168254.2k $11.8m $11.8m 0.01% Added +35.8k +35,753
32 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 236,026236.0k $11.0m $11.0m 0.02% Added +31.1k +31,074
33 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 234,700234.7k $10.9m $10.9m 0.02% Reduced -232.4k -232,400
34 Advisors Preferred, LLC 1.73% of their portfolio ROCKVILLE, MD 222,840222.8k $10.3m $10.3m 1.73% Reduced -35.7k -35,710
35 Arax Advisory Partners 1.08% of their portfolio NEW YORK, NY 220,474220.5k $10.2m $10.2m 1.08% Reduced -12.3k -12,303
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 216,051216.1k $10.0m $10.0m 0.00% Added +106.2k +106,215
37 MATHER GROUP, LLC. 0.15% of their portfolio CHICAGO, IL 198,010198.0k $9.3m $9.3m 0.15% Reduced -413 -413
38 McAdam, LLC 0.59% of their portfolio Philadelphia, PA 197,482197.5k $9.2m $9.2m 0.59% Added +27.4k +27,404
39 Wealthspire Advisors, LLC 0.12% of their portfolio NEW YORK, NY 195,198195.2k $9.1m $9.1m 0.12% Reduced -9.0k -9,031
40 Crestwood Advisors Group, LLC 0.20% of their portfolio BOSTON, MA 194,489194.5k $9.0m $9.0m 0.20% Reduced -36.0k -36,020
41 WEALTHCARE CAPITAL MANAGEMENT LLC 0.99% of their portfolio RICHMOND, VA 191,700191.7k $8.9m $8.9m 0.99% Reduced -12.7k -12,684
42 Sterling Financial Group, Inc. 4.01% of their portfolio PASADENA, CA 181,790181.8k $8.4m $8.4m 4.01% Added +95.7k +95,707
43 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 175,523175.5k $8.2m $8.2m 0.02% Added +62.4k +62,361
44 SAGE FINANCIAL GROUP INC 0.70% of their portfolio W. CONSHOHOCKEN, PA 167,048167.0k $7.8m $7.8m 0.70% Added +1 +1
45 Steele Capital Management, Inc. 0.42% of their portfolio DUBUQUE, IA 157,846157.8k $7.3m $7.3m 0.42% Reduced -5.6k -5,573
46 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 156,096156.1k $7.3m $7.3m 0.01% Reduced -4.0k -3,982
47 COMERICA BANK 0.03% of their portfolio DALLAS, TX 152,099152.1k $7.1m $7.1m 0.03% Added +1.2k +1,237
48 OLD MISSION CAPITAL LLC 0.17% of their portfolio CHICAGO, IL 148,743148.7k $6.9m $6.9m 0.17% Added +14.0k +13,988
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 146,627146.6k $6.8m $6.8m 0.02% Added +834 +834
50 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 140,566140.6k $6.5m $6.5m 0.03% Added +11.1k +11,140
51 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 135,747135.7k $6.3m $6.3m 0.01% Added +3.5k +3,478
52 CWM, LLC 0.03% of their portfolio OMAHA, NE 131,738131.7k $6.1m $6.1m 0.03% Added +1.1k +1,136
53 TD PRIVATE CLIENT WEALTH LLC 0.20% of their portfolio NEW YORK, NY 130,286130.3k $6.1m $6.1m 0.20% Added +4.4k +4,422
54 Towercrest Capital Management 0.95% of their portfolio NEWTOWN, PA 120,689120.7k $5.6m $5.6m 0.95% Reduced -799 -799
55 Mariner, LLC 0.01% of their portfolio Overland Park, KS 120,251120.3k $5.6m $5.6m 0.01% Reduced -1.4k -1,358
56 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 119,519119.5k $5.6m $5.6m 0.06% Added +12.6k +12,607
57 Alliance Wealth Management Group 1.53% of their portfolio FLEMINGTON, NJ 112,056112.1k $5.2m $5.2m 1.53% Reduced -731 -731
58 Aquire Wealth Advisors, LLC 1.76% of their portfolio Salt Lake City, UT 108,052108.1k $5.0m $5.0m 1.76% Reduced -2.9k -2,947
59 Mayflower Financial Advisors, LLC 0.79% of their portfolio BOSTON, MA 102,258102.3k $4.8m $4.8m 0.79% Reduced -129 -129
60 Versant Capital Management, Inc 1.27% of their portfolio PHOENIX, AZ 95,80295.8k $4.5m $4.5m 1.27% Reduced -2.0k -1,961
61 SWS Partners 1.29% of their portfolio COLUMBUS, OH 92,51892.5k $4.3m $4.3m 1.29% Added +3.6k +3,631
62 Invst, LLC 0.44% of their portfolio INDIANAPOLIS, IN 80,00080.0k $3.7m $3.7m 0.44% Added +115 +115
63 GREAT VALLEY ADVISOR GROUP, INC. 0.11% of their portfolio WILMINGTON, DE 78,13478.1k $3.6m $3.6m 0.11% Reduced -378 -378
64 TruNorth Capital Management, LLC 1.21% of their portfolio KALAMAZOO, MI 75,36575.4k $3.5m $3.5m 1.21% First filing
65 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 74,77374.8k $3.5m $3.5m 0.01% Reduced -14.2k -14,164
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,34573.3k $3.4m $3.4m 0.00% Reduced -60.2k -60,234
67 SteelPeak Wealth, LLC 0.17% of their portfolio WOODLAND HILLS, CA 72,03272.0k $3.3m $3.3m 0.17% Added +44.8k +44,786
68 Evensky & Katz LLC 0.24% of their portfolio CORAL GABLES, FL 71,93471.9k $3.3m $3.3m 0.24% Added +7.1k +7,129
69 HHM Wealth Advisors, LLC 0.51% of their portfolio CHATTANOOGA, TN 66,90466.9k $3.1m $3.1m 0.51% Added +1.1k +1,083
70 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 60,86560.9k $2.8m $2.8m 0.00% Reduced -3.7k -3,739
71 XML Financial, LLC 0.28% of their portfolio BETHESDA, MD 58,38458.4k $2.7m $2.7m 0.28% Reduced -640 -640
72 Cornerstone Wealth Management, LLC 0.21% of their portfolio ST. PETERS, MO 56,93456.9k $2.6m $2.6m 0.21% Unchanged
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 55,19755.2k $2.6m $2.6m 0.00% Reduced -152 -152
74 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 53,71953.7k $2.5m $2.5m 0.02% Added +816 +816
75 CFS Investment Advisory Services, LLC 0.41% of their portfolio TOTOWA, NJ 52,08152.1k $2.4m $2.4m 0.41% Added +30.2k +30,191
76 Fifth Third Securities, Inc. 0.23% of their portfolio Cincinnati, OH 50,75050.8k $2.4m $2.4m 0.23% Added +3.6k +3,620
77 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 49,73449.7k $2.3m $2.3m 0.02% Reduced -33.0k -32,968
78 Advisor OS, LLC 0.26% of their portfolio CHICAGO, IL 49,38249.4k $2.3m $2.3m 0.26% Added +1.2k +1,162
79 Transcendent Capital Group LLC 0.67% of their portfolio EDMOND, OK 46,34346.3k $2.2m $2.2m 0.67% Added +23.6k +23,608
80 ST GERMAIN D J CO INC 0.10% of their portfolio SPRINGFIELD, MA 45,56145.6k $2.1m $2.1m 0.10% Reduced -736 -736
81 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,40944.4k $2.1m $2.1m 0.00% Reduced -68.9k -68,870
82 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 43,93943.9k $2.0m $2.0m 0.03% Reduced -12.4k -12,362
83 Goodman Advisory Group, LLC 0.60% of their portfolio NEEDHAM, MA 40,62840.6k $1.9m $1.9m 0.60% Added +2.8k +2,777
84 COLLECTIVE FAMILY OFFICE LLC 0.61% of their portfolio YORK, PA 40,16140.2k $1.9m $1.9m 0.61% Added +34.9k +34,897
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 39,75539.8k $1.8m $1.8m 0.00% Added +342 +342
86 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 39,57139.6k $1.8m $1.8m 0.02% Reduced -4.4k -4,443
87 Linscomb Wealth, Inc. 0.09% of their portfolio Houston, TX 39,51839.5k $1.8m $1.8m 0.09% Unchanged
88 FIRST NATIONAL CORP /MA/ /ADV 0.45% of their portfolio ROCKLAND, MA 38,75938.8k $1.8m $1.8m 0.45% Unchanged
89 Moser Wealth Advisors, LLC 1.00% of their portfolio BELLEVUE, WA 38,69038.7k $1.8m $1.8m 1.00% Unchanged
90 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 36,93136.9k $1.7m $1.7m 0.08% Reduced -4.0k -4,014
91 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 35,72035.7k $1.7m $1.7m 0.00% Reduced -19.2k -19,191
92 Cornerstone Wealth Group, LLC 0.15% of their portfolio HUNTERSVILLE, NC 35,42835.4k $1.6m $1.6m 0.15% Added +1.2k +1,217
93 EAGLE ROCK INVESTMENT COMPANY, LLC 0.30% of their portfolio ATLANTA, GA 35,22135.2k $1.6m $1.6m 0.30% Unchanged
94 One Wealth Advisors, LLC 0.28% of their portfolio SAN FRANCISCO, CA 35,20535.2k $1.6m $1.6m 0.28% Unchanged
95 Johnson Financial Group, LLC 0.20% of their portfolio Denver, CO 34,90934.9k $1.6m $1.6m 0.20% Added +708 +708
96 Braun-Bostich & Associates Inc. 1.26% of their portfolio CANONSBURG, PA 32,26332.3k $1.5m $1.5m 1.26% Reduced -2.3k -2,325
97 Tortoise Investment Management, LLC 0.18% of their portfolio WHITE PLAINS, NY 31,36731.4k $1.5m $1.5m 0.18% Reduced -1.1k -1,055
98 Forvis Mazars Wealth Advisors, LLC 0.04% of their portfolio Springfield, MO 31,33831.3k $1.5m $1.5m 0.04% Reduced -83.6k -83,639
99 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 30,59630.6k $1.4m $1.4m 0.00% Reduced -5.0k -4,986
100 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 29,29829.3k $1.4m $1.4m 0.00% Reduced -72.7k -72,747