Vault-13

SPDR SER TR TFI

NUVEEN BLMBRG MU · ETP · CUSIP 78468R721

315 institutional holders +19 vs Q3 2023
81,934,03981.9m shares reported held*
$3.9bnreported value*
54 new 101 added 100 reduced 44 sold out net bought ≈ $761.5m (+16.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($662.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.00.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 316Q4 22: 320Q1 23: 300Q2 23: 311Q3 23: 296Q4 23: 315315Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022316
Q4 2022320
Q1 2023300
Q2 2023311
Q3 2023296
Q4 2023315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 156 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 133 bought or addedQ2 23: 127 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 153 cut or sold outQ3 23Q4 23: 155 bought or addedQ4 23: 144 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156157
Q1 2023121157
Q2 2023133127
Q3 2023131153
Q4 2023155144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $281.6kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $22.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$281.6k—
Q3 2023$0$22.3k—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +12,476,648+12.5m
BANK OF AMERICA CORP /DE/ Added +5,684,352+5.7m
Betterment LLC Added +2,067,348+2.1m
BANK OF MONTREAL /CAN/ Added +985,595+985.6k
Cullen/Frost Bankers, Inc. Added +616,122+616.1k
RENAISSANCE TECHNOLOGIES LLC New +467,100+467.1k
BAILARD, INC. Added +390,390+390.4k
ACT Advisors, LLC. New +337,656+337.7k
Ackerman Capital Advisors, LLC New +318,848+318.8k
Advisors Preferred, LLC New +258,550+258.6k

Biggest sellers

Wealthfront Advisers LLC Reduced -6,269,119-6.3m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -564,860-564.9k
JANE STREET GROUP, LLC Reduced -556,064-556.1k
CX Institutional Reduced -453,715-453.7k
FLOW TRADERS U.S. LLC Reduced -451,237-451.2k
Buttonwood Financial Group, LLC Sold out -192,542-192.5k
One Capital Management, LLC Reduced -151,551-151.6k
Parcion Private Wealth LLC Reduced -107,656-107.7k
ROBINSON CAPITAL MANAGEMENT, LLC Sold out -107,000-107.0k
IHT Wealth Management, LLC Reduced -98,493-98.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 23,987,15224.0m $1.1bn $1.1bn 0.05% Added +12.5m +12,476,648
2 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 16,048,11616.0m $754.3m $754.3m 0.09% Added +5.7m +5,684,352
3 Betterment LLC 0.98% of their portfolio NEW YORK, NY 7,222,3407.2m $339.4m $339.4m 0.98% Added +2.1m +2,067,348
4 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 4,076,0484.1m $191.6m $191.6m 0.10% Reduced -86.8k -86,769
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.21% of their portfolio MILWAUKEE, WI 4,055,0074.1m $190.6m $190.6m 0.21% Added +69.2k +69,172
6 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.68% of their portfolio MINNEAPOLIS, MN 3,146,9533.1m $147.9m $147.9m 3.68% Reduced -71.6k -71,561
7 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 1,200,0041.2m $56.5m $56.5m 0.02% Added +985.6k +985,595
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,175,7941.2m $55.3m $55.3m 0.02% Added +120.6k +120,588
9 BAILARD, INC. 1.63% of their portfolio Foster City, CA 1,171,5661.2m $55.1m $55.1m 1.63% Added +390.4k +390,390
10 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,162,1331.2m $54.6m $54.6m 0.03% Reduced -44.4k -44,355
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 917,402917.4k $43.1m $43.1m 0.00% Added +177.9k +177,883
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 882,608882.6k $41.5m $41.5m 0.02% Reduced -11.0k -10,995
13 Cullen/Frost Bankers, Inc. 0.62% of their portfolio San Antonio, TX 844,390844.4k $39.7m $39.7m 0.62% Added +616.1k +616,122
14 ASSETMARK, INC 0.14% of their portfolio CONCORD, CA 832,069832.1k $39.1m $39.1m 0.14% Reduced -34.0k -34,023
15 Financial Engines Advisors L.L.C. 0.09% of their portfolio SANTA CLARA, CA 770,338770.3k $36.2m $36.2m 0.09% Reduced -17.5k -17,476
16 One Capital Management, LLC 1.25% of their portfolio WESTLAKE VILLAGE, CA 672,933672.9k $31.6m $31.6m 1.25% Reduced -151.6k -151,551
17 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 483,866483.9k $22.7m $22.7m 0.04% Added +100.9k +100,864
18 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 467,100467.1k $22.0m $22.0m 0.03% New
19 Allworth Financial LP 0.16% of their portfolio FOLSOM, CA 452,975453.0k $21.3m $21.3m 0.16% Added +205.6k +205,613
20 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 401,968402.0k $18.9m $18.9m 0.02% Reduced -556.1k -556,064
21 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 376,544376.5k $17.7m $17.7m 0.01% Added +83.6k +83,619
22 HBK Sorce Advisory LLC 0.67% of their portfolio ERIE, PA 370,366370.4k $17.4m $17.4m 0.67% Reduced -34.0k -34,011
23 ACT Advisors, LLC. 9.05% of their portfolio ASHEVILLE, NC 337,656337.7k $15.9m $15.9m 9.05% New
24 JFS WEALTH ADVISORS, LLC 1.27% of their portfolio HERMITAGE, PA 318,898318.9k $15.0m $15.0m 1.27% Reduced -52.6k -52,551
25 Ackerman Capital Advisors, LLC 4.20% of their portfolio DALLAS, TX 318,848318.8k $15.0m $15.0m 4.20% New
26 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 311,171311.2k $14.6m $14.6m 0.02% Added +61.1k +61,062
27 Revolve Wealth Partners, LLC 2.80% of their portfolio Hackensack, NJ 307,799307.8k $14.5m $14.5m 2.80% Added +40.2k +40,159
28 Wealthcare Advisory Partners LLC 0.55% of their portfolio WEST CHESTER, PA 295,199295.2k $13.9m $13.9m 0.55% Added +189.0k +189,004
29 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 286,137286.1k $13.4m $13.4m 0.06% Added +42.2k +42,154
30 STATE OF WISCONSIN INVESTMENT BOARD 0.04% of their portfolio MADISON, WI 285,800285.8k $13.4m $13.4m 0.04% Unchanged
31 Advisors Preferred, LLC 2.01% of their portfolio ROCKVILLE, MD 258,550258.6k $12.1m $12.1m 2.01% New
32 Arax Advisory Partners 1.22% of their portfolio NEW YORK, NY 232,777232.8k $10.9m $10.9m 1.22% Added +3.1k +3,052
33 Crestwood Advisors Group, LLC 0.25% of their portfolio BOSTON, MA 230,509230.5k $10.8m $10.8m 0.25% Added +85.7k +85,650
34 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 218,415218.4k $10.3m $10.3m 0.01% Added +17.4k +17,383
35 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 204,952205.0k $9.6m $9.6m 0.02% Added +91.6k +91,603
36 WEALTHCARE CAPITAL MANAGEMENT LLC 1.10% of their portfolio RICHMOND, VA 204,384204.4k $9.6m $9.6m 1.10% New
37 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 204,229204.2k $9.6m $9.6m 0.14% Reduced -16.7k -16,659
38 MATHER GROUP, LLC. 0.15% of their portfolio CHICAGO, IL 198,423198.4k $9.3m $9.3m 0.15% Added +76.5k +76,515
39 McAdam, LLC 0.58% of their portfolio Philadelphia, PA 170,078170.1k $8.0m $8.0m 0.58% Reduced -5.3k -5,281
40 SAGE FINANCIAL GROUP INC 0.76% of their portfolio W. CONSHOHOCKEN, PA 167,047167.0k $7.9m $7.9m 0.76% Added +83.6k +83,644
41 Steele Capital Management, Inc. 0.50% of their portfolio DUBUQUE, IA 163,419163.4k $7.7m $7.7m 0.50% First filing
42 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 160,078160.1k $7.5m $7.5m 0.01% Added +29.3k +29,298
43 COMERICA BANK 0.03% of their portfolio DALLAS, TX 150,862150.9k $7.1m $7.1m 0.03% Reduced -18.3k -18,349
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 145,793145.8k $6.9m $6.9m 0.02% Reduced -564.9k -564,860
45 OLD MISSION CAPITAL LLC 0.18% of their portfolio CHICAGO, IL 134,755134.8k $6.3m $6.3m 0.18% New
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133,579133.6k $6.3m $6.3m 0.00% Added +1.7k +1,725
47 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 132,269132.3k $6.2m $6.2m 0.01% Added +26.1k +26,089
48 CWM, LLC 0.03% of their portfolio OMAHA, NE 130,602130.6k $6.1m $6.1m 0.03% Reduced -41.9k -41,854
49 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 129,426129.4k $6.1m $6.1m 0.03% Added +19.1k +19,150
50 TD PRIVATE CLIENT WEALTH LLC 0.21% of their portfolio NEW YORK, NY 125,864125.9k $5.9m $5.9m 0.21% Reduced -7.7k -7,691
51 Mariner, LLC 0.01% of their portfolio Overland Park, KS 121,609121.6k $5.7m $5.7m 0.01% Added +69.1k +69,131
52 Towercrest Capital Management 1.02% of their portfolio NEWTOWN, PA 121,488121.5k $5.7m $5.7m 1.02% Reduced -19.3k -19,337
53 Forvis Mazars Wealth Advisors, LLC 0.15% of their portfolio Springfield, MO 114,977115.0k $5.4m $5.4m 0.15% Added +496 +496
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 113,279113.3k $5.3m $5.3m 0.01% Added +51.6k +51,590
55 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 113,162113.2k $5.3m $5.3m 0.04% Reduced -7.7k -7,675
56 Alliance Wealth Management Group 1.65% of their portfolio FLEMINGTON, NJ 112,787112.8k $5.3m $5.3m 1.65% First filing
57 Aquire Wealth Advisors, LLC 1.98% of their portfolio Salt Lake City, UT 110,999111.0k $5.2m $5.2m 1.98% Reduced -14.0k -14,028
58 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 109,836109.8k $5.2m $5.2m 0.00% Added +14.7k +14,707
59 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 106,912106.9k $5.0m $5.0m 0.06% Reduced -647 -647
60 Mayflower Financial Advisors, LLC 0.66% of their portfolio BOSTON, MA 102,387102.4k $4.8m $4.8m 0.66% Added +67.1k +67,124
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 102,045102.0k $4.8m $4.8m 0.00% Added +86.7k +86,654
62 Versant Capital Management, Inc 1.37% of their portfolio PHOENIX, AZ 97,76397.8k $4.6m $4.6m 1.37% Reduced -592 -592
63 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 88,93788.9k $4.2m $4.2m 0.02% Added +29.2k +29,157
64 SWS Partners 1.36% of their portfolio COLUMBUS, OH 88,88788.9k $4.2m $4.2m 1.36% Added +27.4k +27,354
65 Sterling Financial Group, Inc. 2.40% of their portfolio PASADENA, CA 86,08386.1k $4.0m $4.0m 2.40% Reduced -17.1k -17,127
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 85,84185.8k $4.0m $4.0m 0.00% Added +1.4k +1,363
67 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 82,70282.7k $3.9m $3.9m 0.04% Added +46.7k +46,700
68 Invst, LLC 0.48% of their portfolio INDIANAPOLIS, IN 79,88579.9k $3.7m $3.7m 0.48% Added +12.2k +12,178
69 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 79,41679.4k $3.7m $3.7m 0.11% Reduced -451.2k -451,237
70 GREAT VALLEY ADVISOR GROUP, INC. 0.13% of their portfolio WILMINGTON, DE 78,51278.5k $3.7m $3.7m 0.13% Reduced -4.4k -4,384
71 HHM Wealth Advisors, LLC 0.54% of their portfolio CHATTANOOGA, TN 65,82165.8k $3.1m $3.1m 0.54% Added +5.0k +4,956
72 Evensky & Katz LLC 0.23% of their portfolio CORAL GABLES, FL 64,80564.8k $3.0m $3.0m 0.23% Added +22.5k +22,451
73 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 64,60464.6k $3.0m $3.0m 0.00% Added +2.0k +2,038
74 XML Financial, LLC 0.29% of their portfolio BETHESDA, MD 59,02459.0k $2.8m $2.8m 0.29% Added +483 +483
75 Cornerstone Wealth Management, LLC 0.23% of their portfolio ST. PETERS, MO 56,93456.9k $2.7m $2.7m 0.23% Added +51.2k +51,158
76 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 56,30156.3k $2.6m $2.6m 0.04% Reduced -1.8k -1,767
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 55,34955.3k $2.6m $2.6m 0.00% Added +34.0k +33,969
78 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 54,91154.9k $2.6m $2.6m 0.01% Reduced -34.8k -34,835
79 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 53,49253.5k $2.5m $2.5m 0.01% Reduced -1.2k -1,170
80 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 52,90352.9k $2.5m $2.5m 0.02% Added +36.6k +36,554
81 WealthShield Partners, LLC 0.41% of their portfolio CARY, NC 52,48352.5k $2.5m $2.5m 0.41% Added +25.4k +25,398
82 Advisor OS, LLC 0.29% of their portfolio CHICAGO, IL 48,22048.2k $2.3m $2.3m 0.29% Reduced -32.0k -32,018
83 Fifth Third Securities, Inc. 0.23% of their portfolio Cincinnati, OH 47,13047.1k $2.2m $2.2m 0.23% Added +1.2k +1,240
84 ST GERMAIN D J CO INC 0.11% of their portfolio SPRINGFIELD, MA 46,29746.3k $2.2m $2.2m 0.11% Added +3.2k +3,199
85 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 44,01444.0k $2.1m $2.1m 0.02% Reduced -39.0k -38,954
86 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 40,94540.9k $1.9m $1.9m 0.09% Added +817 +817
87 Linscomb Wealth, Inc. 0.10% of their portfolio Houston, TX 39,51839.5k $1.9m $1.9m 0.10% New
88 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 39,41339.4k $1.9m $1.9m 0.00% Added +609 +609
89 FIRST NATIONAL CORP /MA/ /ADV 0.45% of their portfolio ROCKLAND, MA 38,75938.8k $1.8m $1.8m 0.45% Reduced -9.2k -9,160
90 Moser Wealth Advisors, LLC 1.16% of their portfolio BELLEVUE, WA 38,69038.7k $1.8m $1.8m 1.16% Reduced -100 -100
91 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 38,53838.5k $1.8m $1.8m 0.07% Added +14.4k +14,408
92 Goodman Advisory Group, LLC 0.61% of their portfolio NEEDHAM, MA 37,85137.9k $1.8m $1.8m 0.61% Reduced -87.9k -87,948
93 EFG Private Wealth Management (Americas) Corp. 0.37% of their portfolio MIAMI, FL 36,59036.6k $1.7m $1.7m 0.37% New
94 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 35,58235.6k $1.7m $1.7m 0.01% Added +20.5k +20,454
95 EAGLE ROCK INVESTMENT COMPANY, LLC 0.34% of their portfolio ATLANTA, GA 35,22135.2k $1.7m $1.7m 0.34% Reduced -1.9k -1,948
96 One Wealth Advisors, LLC 0.32% of their portfolio SAN FRANCISCO, CA 35,20535.2k $1.7m $1.7m 0.32% Reduced -3.9k -3,862
97 Braun-Bostich & Associates Inc. 1.47% of their portfolio CANONSBURG, PA 34,58834.6k $1.6m $1.6m 1.47% Added +1.6k +1,637
98 Cornerstone Wealth Group, LLC 0.23% of their portfolio HUNTERSVILLE, NC 34,21134.2k $1.6m $1.6m 0.23% Added +7.6k +7,587
99 Johnson Financial Group, LLC 0.21% of their portfolio Denver, CO 34,20134.2k $1.6m $1.6m 0.21% Added +22.6k +22,575
100 Tortoise Investment Management, LLC 0.21% of their portfolio WHITE PLAINS, NY 32,42232.4k $1.5m $1.5m 0.21% Reduced -7.3k -7,330