Vault-13

SPDR SER TR TFI

NUVEEN BLMBRG MU · ETP · CUSIP 78468R721

296 institutional holders -15 vs Q2 2023
66,025,79166.0m shares reported held*
$2.9bnreported value*
38 new 93 added 103 reduced 50 sold out net sold ≈ $81.8m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.70. Options: 0 managers hold calls (— notional), 1 hold puts ($22.3k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 316Q4 22: 320Q1 23: 300Q2 23: 311Q3 23: 296296Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022316
Q4 2022320
Q1 2023300
Q2 2023311
Q3 2023296

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 156 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 133 bought or addedQ2 23: 127 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 153 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156157
Q1 2023121157
Q2 2023133127
Q3 2023131153

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $281.6kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $22.3kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$281.6k—
Q3 2023$0$22.3k—

Biggest buyers

JANE STREET GROUP, LLC New +958,032+958.0k
JPMORGAN CHASE & CO Added +724,511+724.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +640,598+640.6k
PATHSTONE FAMILY OFFICE, LLC New +572,522+572.5k
One Capital Management, LLC Added +559,773+559.8k
FLOW TRADERS U.S. LLC New +530,653+530.7k
Buttonwood Financial Group, LLC New +192,542+192.5k
BANK OF AMERICA CORP /DE/ Added +190,242+190.2k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +181,159+181.2k
COMERICA BANK New +169,211+169.2k

Biggest sellers

Wealthfront Advisers LLC Reduced -3,265,260-3.3m
BARCLAYS PLC Sold out -799,988-800.0k
Betterment LLC Reduced -707,226-707.2k
LPL Financial LLC Reduced -393,409-393.4k
One Wealth Advisors, LLC Reduced -335,373-335.4k
RAYMOND JAMES & ASSOCIATES Reduced -192,216-192.2k
1900 WEALTH MANAGEMENT LLC Reduced -162,241-162.2k
RENAISSANCE TECHNOLOGIES LLC Sold out -148,300-148.3k
WEALTHSOURCE PARTNERS, LLC Reduced -104,068-104.1k
ONE Advisory Partners, LLC Sold out -103,736-103.7k

Biggest calls

None

Biggest puts

Private Advisor Group, LLC New $22.3k51.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 11,510,50411.5m $503.0m $503.0m 0.05% Reduced -30.4k -30,394
2 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 10,363,76410.4m $452.9m $452.9m 0.06% Added +190.2k +190,242
3 Wealthfront Advisers LLC 1.18% of their portfolio Palo Alto, CA 6,290,4236.3m $274.9m $274.9m 1.18% Reduced -3.3m -3,265,260
4 Betterment LLC 0.71% of their portfolio NEW YORK, NY 5,154,9925.2m $225.3m $225.3m 0.71% Reduced -707.2k -707,226
5 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 4,162,8174.2m $181.9m $181.9m 0.10% Reduced -95.5k -95,532
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.23% of their portfolio MILWAUKEE, WI 3,985,8354.0m $174.2m $174.2m 0.23% Added +56.0k +56,047
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.94% of their portfolio MINNEAPOLIS, MN 3,218,5143.2m $140.6m $140.6m 3.94% Added +181.2k +181,159
8 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,206,4881.2m $52.7m $52.7m 0.04% Reduced -393.4k -393,409
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,055,2061.1m $46.1m $46.1m 0.02% Added +53.7k +53,727
10 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 958,032958.0k $41.9m $41.9m 0.07% New
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 893,603893.6k $39.1m $39.1m 0.02% Reduced -44.8k -44,808
12 ASSETMARK, INC 0.15% of their portfolio CONCORD, CA 866,092866.1k $37.8m $37.8m 0.15% Added +38.4k +38,419
13 One Capital Management, LLC 1.60% of their portfolio WESTLAKE VILLAGE, CA 824,484824.5k $36.0m $36.0m 1.60% Added +559.8k +559,773
14 Financial Engines Advisors L.L.C. 0.09% of their portfolio SANTA CLARA, CA 787,814787.8k $34.4m $34.4m 0.09% Reduced -24.7k -24,678
15 BAILARD, INC. 1.13% of their portfolio Foster City, CA 781,176781.2k $34.1m $34.1m 1.13% Reduced -23.4k -23,429
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 739,519739.5k $32.3m $32.3m 0.00% Added +724.5k +724,511
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 710,653710.7k $31.1m $31.1m 0.10% Added +640.6k +640,598
18 PATHSTONE FAMILY OFFICE, LLC 0.19% of their portfolio ENGLEWOOD, NJ 572,522572.5k $25.0m $25.0m 0.19% New
19 FLOW TRADERS U.S. LLC 1.09% of their portfolio NEW YORK, NY 530,653530.7k $23.2m $23.2m 1.09% New
20 CX Institutional 1.11% of their portfolio AUBURN, IN 461,171461.2k $20.1m $20.1m 1.11% Added +93.9k +93,890
21 HBK Sorce Advisory LLC 0.78% of their portfolio ERIE, PA 404,377404.4k $17.7m $17.7m 0.78% Reduced -40.9k -40,881
22 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 383,002383.0k $16.7m $16.7m 0.02% Added +146.5k +146,475
23 JFS WEALTH ADVISORS, LLC 1.53% of their portfolio HERMITAGE, PA 371,449371.4k $16.2m $16.2m 1.53% Reduced -13.5k -13,468
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 292,925292.9k $12.8m $12.8m 0.00% Reduced -26.0k -25,979
25 STATE OF WISCONSIN INVESTMENT BOARD 0.04% of their portfolio MADISON, WI 285,800285.8k $12.5m $12.5m 0.04% Unchanged
26 Revolve Wealth Partners, LLC 2.72% of their portfolio Hackensack, NJ 267,640267.6k $11.7m $11.7m 2.72% Added +13.1k +13,071
27 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 250,109250.1k $10.9m $10.9m 0.02% Reduced -31.7k -31,656
28 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 247,362247.4k $10.8m $10.8m 0.09% Added +6.9k +6,858
29 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 243,983244.0k $10.7m $10.7m 0.06% Added +36.1k +36,119
30 Arax Advisory Partners 1.25% of their portfolio NEW YORK, NY 229,725229.7k $10.0m $10.0m 1.25% Added +12.1k +12,137
31 Cullen/Frost Bankers, Inc. 0.17% of their portfolio San Antonio, TX 228,268228.3k $10.0m $10.0m 0.17% Reduced -9.9k -9,912
32 Wealthspire Advisors, LLC 0.16% of their portfolio NEW YORK, NY 220,888220.9k $9.7m $9.7m 0.16% Reduced -3.8k -3,849
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 214,409214.4k $9.7m $9.7m 0.00% Reduced -24.3k -24,262
34 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 201,032201.0k $8.8m $8.8m 0.01% Reduced -192.2k -192,216
35 Buttonwood Financial Group, LLC 6.05% of their portfolio Kansas City, MO 192,542192.5k $8.3m $8.3m 6.05% New
36 McAdam, LLC 0.63% of their portfolio Philadelphia, PA 175,359175.4k $7.7m $7.7m 0.63% Reduced -24.2k -24,229
37 CWM, LLC 0.05% of their portfolio OMAHA, NE 172,456172.5k $7.5m $7.5m 0.05% Added +742 +742
38 COMERICA BANK 0.04% of their portfolio DALLAS, TX 169,211169.2k $7.4m $7.4m 0.04% New
39 Crestwood Advisors Group, LLC 0.17% of their portfolio BOSTON, MA 144,859144.9k $6.3m $6.3m 0.17% Added +68.8k +68,838
40 Towercrest Capital Management 1.20% of their portfolio NEWTOWN, PA 140,825140.8k $6.2m $6.2m 1.20% Reduced -34.3k -34,320
41 TD PRIVATE CLIENT WEALTH LLC 0.25% of their portfolio NEW YORK, NY 133,555133.6k $5.8m $5.8m 0.25% Added +13.9k +13,902
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 131,854131.9k $5.8m $5.8m 0.00% Reduced -61.1k -61,137
43 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 130,780130.8k $5.7m $5.7m 0.01% Reduced -10.1k -10,087
44 Goodman Advisory Group, LLC 2.05% of their portfolio NEEDHAM, MA 125,799125.8k $5.5m $5.5m 2.05% Reduced -35.0k -34,970
45 Aquire Wealth Advisors, LLC 2.28% of their portfolio Salt Lake City, UT 125,027125.0k $5.5m $5.5m 2.28% Reduced -13.1k -13,085
46 IHT Wealth Management, LLC 0.27% of their portfolio Chicago, IL 123,289123.3k $5.4m $5.4m 0.27% Added +3.5k +3,529
47 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 121,908121.9k $5.3m $5.3m 0.09% Added +3.2k +3,166
48 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 120,837120.8k $5.3m $5.3m 0.05% Reduced -5.2k -5,236
49 Forvis Mazars Wealth Advisors, LLC 0.15% of their portfolio Springfield, MO 114,481114.5k $5.0m $5.0m 0.15% Added +1.1k +1,114
50 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 113,349113.3k $5.0m $5.0m 0.01% Reduced -20.5k -20,456
51 Parcion Private Wealth LLC 0.51% of their portfolio BELLEVUE, WA 111,933111.9k $4.9m $4.9m 0.51% Reduced -3.5k -3,475
52 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 110,276110.3k $4.8m $4.8m 0.02% Added +9.7k +9,674
53 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 107,559107.6k $4.7m $4.7m 0.06% Added +15.4k +15,403
54 ROBINSON CAPITAL MANAGEMENT, LLC 2.07% of their portfolio GROSSE POINTE FARMS, MI 107,000107.0k $4.6m $4.6m 2.07% New
55 Wealthcare Advisory Partners LLC 0.21% of their portfolio WEST CHESTER, PA 106,195106.2k $4.6m $4.6m 0.21% Added +4.0k +3,979
56 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 106,180106.2k $4.6m $4.6m 0.01% Added +42.6k +42,584
57 ADVISOR PARTNERS II, LLC 0.18% of their portfolio WALNUT CREEK, CA 103,395103.4k $4.5m $4.5m 0.18% Added +90.3k +90,270
58 Sterling Financial Group, Inc. 2.83% of their portfolio PASADENA, CA 103,210103.2k $4.5m $4.5m 2.83% New
59 Versant Capital Management, Inc 1.37% of their portfolio PHOENIX, AZ 98,35598.4k $4.3m $4.3m 1.37% Reduced -1.4k -1,394
60 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 95,12995.1k $4.1m $4.1m 0.00% Added +16.6k +16,568
61 RWA WEALTH PARTNERS, LLC 0.09% of their portfolio BOSTON, MA 89,95090.0k $3.9m $3.9m 0.09% Added +824 +824
62 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 89,74689.7k $3.9m $3.9m 0.01% Added +12.1k +12,099
63 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 84,47884.5k $3.7m $3.7m 0.00% New
64 SAGE FINANCIAL GROUP INC 0.40% of their portfolio W. CONSHOHOCKEN, PA 83,40383.4k $3.6m $3.6m 0.40% Reduced -19.5k -19,483
65 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 82,96883.0k $3.6m $3.6m 0.02% Reduced -3.9k -3,947
66 GREAT VALLEY ADVISOR GROUP, INC. 0.15% of their portfolio WILMINGTON, DE 82,89682.9k $3.6m $3.6m 0.15% Reduced -29.5k -29,527
67 Advisor OS, LLC 0.53% of their portfolio CHICAGO, IL 80,23880.2k $3.5m $3.5m 0.53% Added +4.6k +4,639
68 SteelPeak Wealth, LLC 0.21% of their portfolio WOODLAND HILLS, CA 77,74777.7k $3.4m $3.4m 0.21% Reduced -8.4k -8,426
69 Invst, LLC 0.43% of their portfolio INDIANAPOLIS, IN 67,70767.7k $3.0m $3.0m 0.43% Added +2.9k +2,935
70 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 62,56662.6k $2.7m $2.7m 0.00% Reduced -2.5k -2,521
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 61,68961.7k $2.7m $2.7m 0.00% New
72 Facet Wealth, Inc. 0.13% of their portfolio WEST PALM BEACH, FL 61,60961.6k $2.7m $2.7m 0.13% New
73 SWS Partners 0.99% of their portfolio COLUMBUS, OH 61,53361.5k $2.7m $2.7m 0.99% Reduced -4.4k -4,371
74 HHM Wealth Advisors, LLC 0.52% of their portfolio CHATTANOOGA, TN 60,86560.9k $2.7m $2.7m 0.52% Reduced -3.5k -3,487
75 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 59,78059.8k $2.6m $2.6m 0.01% First filing
76 XML Financial, LLC 0.31% of their portfolio BETHESDA, MD 58,54158.5k $2.6m $2.6m 0.31% Added +45.6k +45,557
77 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 58,06858.1k $2.5m $2.5m 0.04% Reduced -71 -71
78 WEALTHSOURCE PARTNERS, LLC 0.17% of their portfolio SAN LUIS OBISPO, CA 56,90356.9k $2.5m $2.5m 0.17% Reduced -104.1k -104,068
79 Aveo Capital Partners, LLC 0.33% of their portfolio ENGLEWOOD, CO 56,90156.9k $2.5m $2.5m 0.33% Added +424 +424
80 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 54,66254.7k $2.4m $2.4m 0.02% Added +1.6k +1,619
81 Mariner, LLC 0.01% of their portfolio Overland Park, KS 52,47852.5k $2.3m $2.3m 0.01% Reduced -17.0k -16,998
82 WBH ADVISORY INC 0.27% of their portfolio BALTIMORE, MD 51,26651.3k $2.2m $2.2m 0.27% Reduced -1.7k -1,734
83 1900 WEALTH MANAGEMENT LLC 0.22% of their portfolio SAN ANTONIO, TX 50,67750.7k $2.2m $2.2m 0.22% Reduced -162.2k -162,241
84 FIRST NATIONAL CORP /MA/ /ADV 0.56% of their portfolio ROCKLAND, MA 47,91947.9k $2.1m $2.1m 0.56% Added +140 +140
85 Fifth Third Securities, Inc. 0.22% of their portfolio Cincinnati, OH 45,89045.9k $2.0m $2.0m 0.22% Added +728 +728
86 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 44,20544.2k $1.9m $1.9m 0.13% Reduced -40.3k -40,318
87 Stokes Family Office, LLC 0.23% of their portfolio NEW ORLEANS, LA 43,99944.0k $1.9m $1.9m 0.23% Reduced -48.8k -48,790
88 ST GERMAIN D J CO INC 0.11% of their portfolio SPRINGFIELD, MA 43,09843.1k $1.9m $1.9m 0.11% Added +4.1k +4,079
89 Evensky & Katz LLC 0.16% of their portfolio CORAL GABLES, FL 42,35442.4k $1.9m $1.9m 0.16% Added +6.8k +6,782
90 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 40,12840.1k $1.8m $1.8m 0.08% Reduced -44.9k -44,876
91 Tortoise Investment Management, LLC 0.26% of their portfolio WHITE PLAINS, NY 39,75239.8k $1.7m $1.7m 0.26% Reduced -7.8k -7,807
92 One Wealth Advisors, LLC 0.38% of their portfolio SAN FRANCISCO, CA 39,06739.1k $1.7m $1.7m 0.38% Reduced -335.4k -335,373
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 38,80438.8k $1.7m $1.7m 0.00% Added +4 +4
94 Moser Wealth Advisors, LLC 1.19% of their portfolio BELLEVUE, WA 38,79038.8k $1.7m $1.7m 1.19% Reduced -1.2k -1,200
95 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 37,36337.4k $1.6m $1.6m 0.03% New
96 EAGLE ROCK INVESTMENT COMPANY, LLC 0.37% of their portfolio ATLANTA, GA 37,16937.2k $1.6m $1.6m 0.37% Reduced -1.8k -1,819
97 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 36,00236.0k $1.6m $1.6m 0.02% New
98 FMR LLC 0.00% of their portfolio BOSTON, MA 35,92835.9k $1.6m $1.6m 0.00% Reduced -7.3k -7,322
99 Mayflower Financial Advisors, LLC 0.23% of their portfolio BOSTON, MA 35,26335.3k $1.5m $1.5m 0.23% Reduced -56.8k -56,798
100 Keebeck Wealth Management 0.26% of their portfolio Chicago, IL 34,39434.4k $1.5m $1.5m 0.26% Reduced -59.1k -59,053