SPDR SER TR MMTM
S&P1500MOMTILT · ETP · CUSIP 78468R705
32
institutional holders
+5 vs Q4 2022
183.1k
shares reported held*
$31.4mreported value*
9 new
6 added
5 reduced
4 sold out
net sold ≈ $10.8m (-63.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $171.49. Options: 2 managers hold calls ($122.0k notional), 0 hold puts (—).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 26 |
| Q4 2022 | 27 |
| Q1 2023 | 32 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 14 | 12 |
| Q1 2023 | 15 | 9 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $122.0k | $0 | 0.00 |
Biggest buyers
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC | New | +16.6k |
| CITADEL ADVISORS LLC | New | +8.2k |
| Steward Partners Investment Advisory, LLC | Added | +2.5k |
| ROYAL BANK OF CANADA | New | +1.9k |
| Cambridge Investment Research Advisors, Inc. | New | +1.7k |
| Baltimore-Washington Financial Advisors, Inc. | Added | +1.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +1.2k |
| Professional Financial Advisors, LLC | Added | +720 |
| BANK OF AMERICA CORP /DE/ | Added | +469 |
| Householder Group Estate & Retirement Specialist, LLC | New | +269 |
Biggest sellers
| LPL Financial LLC | Reduced | -85.5k |
| Good Life Advisors, LLC | Sold out | -4.7k |
| FLAGSHIP HARBOR ADVISORS, LLC | Sold out | -3.5k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -3.5k |
| MORGAN STANLEY | Reduced | -1.0k |
| VitalStone Financial, LLC | Sold out | -825 |
| IAG Wealth Partners, LLC | Sold out | -324 |
| Southland Equity Partners LLC | Reduced | -17 |
| WELLS FARGO & COMPANY/MN | Reduced | -1 |
Biggest calls
| Cutler Group LLC / CA | New | $122.0k20.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.01% of their portfolio | 49.0k $8.3m | Reduced -85.5k |
| Professional Financial Advisors, LLC 3.07% of their portfolio | 26.9k $5.2m | Added +720 |
| Baltimore-Washington Financial Advisors, Inc. 0.29% of their portfolio | 19.4k $3.3m | Added +1.6k |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.47% of their portfolio | 16.6k $2.8m | New |
| Western Wealth Management, LLC 0.16% of their portfolio | 9.9k $1.7m | Unchanged |
| Steward Partners Investment Advisory, LLC 0.02% of their portfolio | 8.9k $1.5m | Added +2.5k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 8.2k $1.4m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 7.7k $1.3m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 7.6k $1.3m | Added +469 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 4.8k $812.4k | Reduced -3.5k |
| IFP Advisors, Inc 0.02% of their portfolio | 4.1k $489.9k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 3.2k $546.0k | Added +1.2k |
| Southland Equity Partners LLC 0.17% of their portfolio | 2.6k $436.0k | Reduced -17 |
| MORGAN STANLEY 0.00% of their portfolio | 2.5k $425.9k | Reduced -1.0k |
| RFG Advisory, LLC 0.02% of their portfolio | 2.1k $349.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.9k $322.4k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.9k $320.0k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 1.7k $283.0k | New |
| Mezzasalma Advisors, LLC 0.15% of their portfolio | 1.2k $205.3k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 545 $92.0k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 533 $90.0k | Unchanged |
| AdvisorNet Financial, Inc 0.01% of their portfolio | 351 $59.3k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.02% of their portfolio | 269 $45.0k | New |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 267 $45.1k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 265 $44.8k | New |
| Cutler Group LLC / CA 0.01% of their portfolio | 200 $33.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 147 $24.9k | Reduced -1 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 137 $23.1k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 55 $9.3k | New |
| Castleview Partners, LLC 0.01% of their portfolio | 52 $8.8k | Added +4 |
| Advisory Services Network, LLC 0.00% of their portfolio | 45 $7.6k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |