Vault-13

SPDR SER TR CNRG

S&P KENSHO CLEAN · ETP · CUSIP 78468R655

85 institutional holders -8 vs Q2 2023
967,091967.1k shares reported held*
$65.2mreported value*
5 new 30 added 29 reduced 13 sold out net bought ≈ $612.4k (+9.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $67.44.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 86Q4 22: 94Q1 23: 94Q2 23: 93Q3 23: 8585Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202286
Q4 202294
Q1 202394
Q2 202393
Q3 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 42 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225427
Q1 20235133
Q2 20235136
Q3 20233542

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $2.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $203.1kQ2 23 puts: $25.4kQ2 23P/C 0.12Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$2.0k$00.00
Q2 2023$203.1k$25.4k0.12
Q3 2023$0$0—

Biggest buyers

WELLS FARGO & COMPANY/MN Added +88,814+88.8k
LPL Financial LLC Added +17,389+17.4k
Phoenix Wealth Advisors New +4,358+4.4k
Walleye Capital LLC New +3,371+3.4k
Stonehearth Capital Management, LLC Added +3,102+3.1k
Wealthfront Advisers LLC Added +3,050+3.0k
ROYAL BANK OF CANADA Added +2,842+2.8k
OSAIC HOLDINGS, INC. Added +2,511+2.5k
Spire Wealth Management New +1,862+1.9k
SPINNAKER TRUST Added +1,825+1.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -41,704-41.7k
Raymond James Financial Services Advisors, Inc. Reduced -19,001-19.0k
Eagle Strategies LLC Sold out -18,795-18.8k
Qube Research & Technologies Ltd Reduced -10,289-10.3k
TOBIAS FINANCIAL ADVISORS, INC. Sold out -5,384-5.4k
Stonebridge Financial Planning Group, LLC Sold out -4,833-4.8k
CreativeOne Wealth, LLC Reduced -4,334-4.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -4,302-4.3k
U.S. Capital Wealth Advisors, LLC Sold out -3,113-3.1k
RAYMOND JAMES & ASSOCIATES Sold out -2,747-2.7k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 176,174176.2k $11.9m $11.9m 0.01% Added +17.4k +17,389
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 142,822142.8k $9.6m $9.6m 0.00% Reduced -41.7k -41,704
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 99,61699.6k $6.7m $6.7m 0.00% Added +88.8k +88,814
4 Stonehearth Capital Management, LLC 2.13% of their portfolio DANVERS, MA 57,73657.7k $3.9m $3.9m 2.13% Added +3.1k +3,102
5 Exchange Capital Management, Inc. 0.37% of their portfolio Ann Arbor, MI 28,92228.9k $2.0m $2.0m 0.37% Added +100 +100
6 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 28,22728.2k $1.9m $1.9m 0.14% Reduced -4.3k -4,334
7 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,97828.0k $1.9m $1.9m 0.00% Reduced -19.0k -19,001
8 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 20,32620.3k $1.4m $1.4m 0.08% Reduced -503 -503
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,76919.8k $1.3m $1.3m 0.00% Reduced -4.3k -4,302
10 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,49819.5k $1.3m $1.3m 0.01% Reduced -1.2k -1,201
11 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 19,34619.3k $1.3m $1.3m 0.01% Reduced -318 -318
12 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,21416.2k $1.1m $1.1m 0.00% Added +112 +112
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,10715.1k $1.0m $1.0m 0.00% Reduced -1.7k -1,723
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,95815.0k $1.0m $1.0m 0.00% Reduced -873 -873
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,87614.9k $1.0m $1.0m 0.00% Added +2.8k +2,842
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,45514.5k $975.1k $975.1k 0.00% Reduced -122 -122
17 Seven Springs Wealth Group, LLC 0.45% of their portfolio BRENTWOOD, TN 13,81213.8k $931.7k $931.7k 0.45% Unchanged
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,03112.0k $811.6k $811.6k 0.01% Added +1.4k +1,388
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,38211.4k $768.0k $768.0k 0.00% Reduced -500 -500
20 WealthCare Investment Partners, LLC 0.44% of their portfolio PORTSMOUTH, RI 11,18311.2k $724.6k $724.6k 0.44% Added +766 +766
21 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 11,01011.0k $742.7k $742.7k 0.00% Added +3.0k +3,050
22 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 10,88310.9k $734.1k $734.1k 0.02% Added +117 +117
23 Bulltick Wealth Management, LLC 0.15% of their portfolio Miami, FL 8,9338.9k $602.6k $602.6k 0.15% Added +600 +600
24 Concord Wealth Partners 0.13% of their portfolio ABINGDON, VA 8,7698.8k $591.6k $591.6k 0.13% Reduced -1.4k -1,355
25 USAdvisors Wealth Management, LLC 0.25% of their portfolio EDEN PRAIRIE, MN 8,2598.3k $557.0k $557.0k 0.25% Added +574 +574
26 Fort Point Capital Partners LLC 0.09% of their portfolio San Francisco, CA 7,9127.9k $533.7k $533.7k 0.09% Reduced -30 -30
27 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,2687.3k $490.2k $490.2k 0.01% Added +1.8k +1,823
28 Concord Asset Management, LLC/VA 0.16% of their portfolio ABINGDON, VA 7,1507.2k $482.3k $482.3k 0.16% Reduced -639 -639
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,0617.1k $476.3k $476.3k 0.00% Added +2.5k +2,511
30 Archford Capital Strategies, LLC 0.09% of their portfolio SWANSEA, IL 6,8406.8k $461.4k $461.4k 0.09% Added +2 +2
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,0536.1k $408.3k $408.3k 0.00% Added +623 +623
32 Wilmington Savings Fund Society, FSB 0.02% of their portfolio WILMINGTON, DE 5,8685.9k $395.8k $395.8k 0.02% Added +807 +807
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,5545.6k $374.7k $374.7k 0.00% Added +704 +704
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,3535.4k $361.2k $361.2k 0.00% Added +744 +744
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,0375.0k $339.8k $339.8k 0.00% Unchanged
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,9054.9k $330.9k $330.9k 0.00% Reduced -12 -12
37 Good Life Advisors, LLC 0.04% of their portfolio READING, PA 4,7294.7k $319.0k $319.0k 0.04% Added +43 +43
38 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 4,7204.7k $319.0k $319.0k 0.04% Added +562 +562
39 SPINNAKER TRUST 0.02% of their portfolio PORTLAND, ME 4,6104.6k $311.0k $311.0k 0.02% Added +1.8k +1,825
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,5704.6k $308.3k $308.3k 0.00% Added +1.6k +1,552
41 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,4804.5k $302.2k $302.2k 0.00% Reduced -295 -295
42 Phoenix Wealth Advisors 0.17% of their portfolio CHAPEL HILL, NC 4,3584.4k $294.0k $294.0k 0.17% New
43 Bluespring Wealth Management, LLC 0.04% of their portfolio AUSTIN, TX 4,1314.1k $278.7k $278.7k 0.04% Unchanged
44 Better Money Decisions, LLC 0.24% of their portfolio Santa Fe, NM 3,9694.0k $267.7k $267.7k 0.24% Reduced -86 -86
45 Independent Wealth Network Inc. 0.16% of their portfolio URBANDALE, IA 3,7903.8k $255.7k $255.7k 0.16% Added +69 +69
46 YHB Investment Advisors, Inc. 0.02% of their portfolio West Hartford, CT 3,6903.7k $248.9k $248.9k 0.02% Reduced -300 -300
47 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 3,6293.6k $244.8k $244.8k 0.00% Reduced -59 -59
48 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 3,6063.6k $243.3k $243.3k 0.02% Unchanged
49 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,3783.4k $227.9k $227.9k 0.00% Reduced -304 -304
50 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 3,3713.4k $227.4k $227.4k 0.00% New
51 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 3,2953.3k $222.3k $222.3k 0.03% Unchanged
52 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 3,2493.2k $219.2k $219.2k 0.03% Added +76 +76
53 Banco Santander, S.A. 0.00% of their portfolio Madrid, U3 3,0903.1k $208.4k $208.4k 0.00% Unchanged
54 Mascoma Wealth Management LLC 0.05% of their portfolio HANOVER, NH 2,1532.2k $145.2k $145.2k 0.05% Reduced -25 -25
55 Nalls Sherbakoff Group, LLC 0.13% of their portfolio KNOXVILLE, TN 2,0542.1k $138.6k $138.6k 0.13% Unchanged
56 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,8621.9k $125.6k $125.6k 0.00% New
57 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6281.6k $110.0k $110.0k 0.00% Added +1.2k +1,178
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,5751.6k $106.3k $106.3k 0.00% Reduced -49 -49
59 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,5371.5k $103.7k $103.7k 0.00% Added +381 +381
60 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 845845 $57.0k $57.0k 0.00% Reduced -2.4k -2,382
61 TOTH FINANCIAL ADVISORY CORP 0.01% of their portfolio LEESBURG, VA 760760 $51.3k $51.3k 0.01% Unchanged
62 Founders Capital Management 0.04% of their portfolio HOUSTON, TX 753753 $50.8k $50.8k 0.04% Reduced -2.3k -2,296
63 Covestor Ltd 0.04% of their portfolio LONDON, X0 708708 $48.0k $48.0k 0.04% Reduced -47 -47
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 701701 $53.3k $53.3k 0.00% Unchanged
65 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 650650 $43.8k $43.8k 0.00% Unchanged
66 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 410410 $27.7k $27.7k 0.00% Reduced -10.3k -10,289
67 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 402402 $27.1k $27.1k 0.00% Unchanged
68 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 400400 $33.8k $33.8k 0.01% Unchanged
69 EPG Wealth Management LLC 0.01% of their portfolio ATLANTA, GA 400400 $27.0k $27.0k 0.01% Unchanged
70 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 350350 $23.6k $23.6k 0.01% Reduced -68 -68
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 346346 $23.3k $23.3k 0.00% New
72 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 335335 $22.6k $22.6k 0.00% Unchanged
73 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 315315 $21.2k $21.2k 0.00% Added +1 +1
74 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 175175 $11.0k $11.0k 0.00% First filing
75 Milestone Investment Advisors LLC 0.00% of their portfolio MIDDLETON, WI 174174 $11.8k $11.8k 0.00% Unchanged
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 145145 $9.8k $9.8k 0.00% Added +145 +145
77 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 132132 $8.9k $8.9k 0.00% Unchanged
78 Sandy Spring Bank 0.00% of their portfolio Olney, MD 125125 $8.4k $8.4k 0.00% Unchanged
79 WFA Asset Management Corp 0.00% of their portfolio WHITEFISH BAY, WI 6060 $4.0k $4.0k 0.00% Reduced -416 -416
80 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 4444 $3.0k $3.0k 0.00% Unchanged
81 Steward Financial Group LLC 0.00% of their portfolio COLLEYVILLE, TX 3535 $2.0k $2.0k 0.00% New
82 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3333 $2.1k $2.1k 0.00% Added +4 +4
83 FMR LLC 0.00% of their portfolio BOSTON, MA 2222 $1.5k $1.5k 0.00% Reduced -6 -6
84 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 1010 $675 $675 0.00% Unchanged
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged