Vault-13

SPDR SER TR KOMP

S&P KENSHO NEW · ETP · CUSIP 78468R648

130 institutional holders -5 vs Q2 2024
38,874,96138.9m shares reported held*
$1.9bnreported value*
15 new 37 added 44 reduced 20 sold out net bought ≈ $16.1m (+325.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.33. Options: 1 managers hold calls ($14.8k notional), 1 hold puts ($315.7k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 132Q4 22: 122Q1 23: 119Q2 23: 116Q3 23: 121Q4 23: 129Q1 24: 131Q2 24: 135Q3 24: 130130Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022132
Q4 2022122
Q1 2023119
Q2 2023116
Q3 2023121
Q4 2023129
Q1 2024131
Q2 2024135
Q3 2024130

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 76 cut or sold outQ1 23: 57 bought or addedQ1 23: 52 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 43 cut or sold outQ3 23: 53 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 46 bought or addedQ4 23: 59 cut or sold outQ1 24: 61 bought or addedQ1 24: 53 cut or sold outQ1 24Q2 24: 49 bought or addedQ2 24: 63 cut or sold outQ3 24: 52 bought or addedQ3 24: 64 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224176
Q1 20235752
Q2 20235143
Q3 20235349
Q4 20234659
Q1 20246153
Q2 20244963
Q3 20245264

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $18.7kQ4 23 puts: $4.7kQ4 23P/C 0.25Q1 24 calls: $67.3kQ1 24 puts: $4.8kQ1 24P/C 0.07Q2 24 calls: $1.2mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $14.8kQ3 24 puts: $315.7kQ3 24P/C 21.33
Numbers
QuarterCallsPutsP/C
Q4 2023$18.7k$4.7k0.25
Q1 2024$67.3k$4.8k0.07
Q2 2024$1.2m$00.00
Q3 2024$14.8k$315.7k21.33

Biggest buyers

Financial Engines Advisors L.L.C. Added +339,452+339.5k
Betterment LLC Added +88,976+89.0k
GOLDMAN SACHS GROUP INC New +59,537+59.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +45,816+45.8k
MGO ONE SEVEN LLC Added +45,515+45.5k
McCarthy & Cox New +45,348+45.3k
Baird Financial Group, Inc. New +22,953+23.0k
Strategic Advocates LLC Added +22,348+22.3k
Stratos Wealth Advisors, LLC Added +19,038+19.0k
Stratos Investment Management, LLC New +17,164+17.2k

Biggest sellers

Horizon Investments, LLC Sold out -220,382-220.4k
NovaPoint Capital, LLC Reduced -33,225-33.2k
D. E. Shaw & Co., Inc. Reduced -32,088-32.1k
Cambridge Investment Research Advisors, Inc. Reduced -26,450-26.4k
SteelPeak Wealth, LLC Sold out -25,571-25.6k
JANE STREET GROUP, LLC Reduced -18,577-18.6k
One Capital Management, LLC Sold out -15,740-15.7k
LPL Financial LLC Reduced -11,505-11.5k
Tower Research Capital LLC (TRC) Reduced -10,637-10.6k
SOL Capital Management CO Reduced -6,870-6.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $14.8k300 shares

Biggest puts

CITADEL ADVISORS LLC New $315.7k6.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.52% of their portfolio SANTA CLARA, CA 34,225,69434.2m $1.7bn $1.7bn 3.52% Added +339.5k +339,452
2 Betterment LLC 0.20% of their portfolio NEW YORK, NY 1,672,0691.7m $82.5m $82.5m 0.20% Added +89.0k +88,976
3 Strategic Advocates LLC 8.76% of their portfolio SACRAMENTO, CA 496,033496.0k $24.5m $24.5m 8.76% Added +22.3k +22,348
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 216,412216.4k $10.7m $10.7m 0.00% Added +236 +236
5 Mariner, LLC 0.01% of their portfolio Overland Park, KS 171,336171.3k $8.5m $8.5m 0.01% Reduced -5.7k -5,674
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,629103.6k $5.1m $5.1m 0.00% Reduced -4.4k -4,418
7 Good Life Advisors, LLC 0.31% of their portfolio READING, PA 101,487101.5k $5.0m $5.0m 0.31% Added +1.7k +1,723
8 Towerpoint Wealth, LLC 2.12% of their portfolio SACRAMENTO, CA 90,67490.7k $4.5m $4.5m 2.12% Added +2.5k +2,478
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 81,40981.4k $4.0m $4.0m 0.00% Reduced -6.1k -6,085
10 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 77,18477.2k $3.8m $3.8m 0.06% Added +4.9k +4,910
11 Financial Guidance Group, Inc. 2.22% of their portfolio Palm Harbor, FL 77,04777.0k $3.8m $3.8m 2.22% Added +4.8k +4,773
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 75,68375.7k $3.7m $3.7m 0.00% Reduced -360 -360
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 74,09074.1k $3.7m $3.7m 0.00% Reduced -11.5k -11,505
14 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 67,58367.6k $3.3m $3.3m 0.15% Added +19.0k +19,038
15 MGO ONE SEVEN LLC 0.14% of their portfolio Beachwood, OH 66,59366.6k $3.3m $3.3m 0.14% Added +45.5k +45,515
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 63,72563.7k $3.1m $3.1m 0.01% Added +45.8k +45,816
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 63,68663.7k $3.1m $3.1m 0.00% Added +1.9k +1,880
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 59,53759.5k $2.9m $2.9m 0.00% New
19 Sweet Financial Partners, LLC 0.62% of their portfolio FAIRMONT, MN 57,94357.9k $2.9m $2.9m 0.62% Added +4 +4
20 PENOBSCOT WEALTH MANAGEMENT 1.40% of their portfolio PORTLAND, ME 52,47552.5k $2.6m $2.6m 1.40% Added +4.1k +4,090
21 NovaPoint Capital, LLC 0.73% of their portfolio ATLANTA, GA 48,02248.0k $2.4m $2.4m 0.73% Reduced -33.2k -33,225
22 SOL Capital Management CO 0.25% of their portfolio ROCKVILLE, MD 46,13546.1k $2.3m $2.3m 0.25% Reduced -6.9k -6,870
23 McCarthy & Cox 0.86% of their portfolio MARYSVILLE, OH 45,34845.3k $2.2m $2.2m 0.86% New
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,97744.0k $2.2m $2.2m 0.00% Reduced -2.3k -2,330
25 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 42,92442.9k $2.1m $2.1m 0.06% Reduced -1.2k -1,158
26 Advantage Trust Co 1.39% of their portfolio SALINA, KS 41,50041.5k $2.0m $2.0m 1.39% Unchanged
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,76440.8k $2.0m $2.0m 0.00% Added +286 +286
28 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 37,62237.6k $1.9m $1.9m 0.02% Added +1.6k +1,557
29 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 37,62237.6k $1.9m $1.9m 0.02% Added +1.6k +1,557
30 Lunt Capital Management, Inc. 0.82% of their portfolio HOLLADAY, UT 35,37635.4k $1.7m $1.7m 0.82% Added +2.5k +2,522
31 Austin Wealth Management, LLC 0.37% of their portfolio Austin, TX 34,82934.8k $1.7m $1.7m 0.37% Added +83 +83
32 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 32,80632.8k $1.6m $1.6m 0.06% Reduced -448 -448
33 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 28,58328.6k $1.4m $1.4m 0.00% Reduced -32.1k -32,088
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,42727.4k $1.4m $1.4m 0.00% Added +1.0k +1,015
35 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 24,11624.1k $1.2m $1.2m 0.03% Reduced -1.5k -1,537
36 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 22,95323.0k $1.1m $1.1m 0.00% New
37 WealthCare Investment Partners, LLC 0.42% of their portfolio PORTSMOUTH, RI 19,50519.5k $957.7k $957.7k 0.42% Added +65 +65
38 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 18,44418.4k $909.8k $909.8k 0.01% Reduced -5.7k -5,669
39 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 17,80417.8k $878.3k $878.3k 0.01% Reduced -4.5k -4,530
40 Stratos Investment Management, LLC 0.06% of their portfolio BEACHWOOD, OH 17,16417.2k $846.7k $846.7k 0.06% New
41 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,48315.5k $763.8k $763.8k 0.00% Added +10.3k +10,279
42 Essex LLC 0.15% of their portfolio DEER PARK, IL 15,03515.0k $741.7k $741.7k 0.15% Reduced -22 -22
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,29714.3k $705.3k $705.3k 0.00% Reduced -481 -481
44 GYL Financial Synergies, LLC 0.05% of their portfolio West Hartford, CT 14,27814.3k $704.3k $704.3k 0.05% Added +780 +780
45 Summit Investment Advisory Services, LLC 0.34% of their portfolio ROSEVILLE, MN 13,16413.2k $649.4k $649.4k 0.34% New
46 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 12,20612.2k $602.0k $602.0k 0.02% Added +147 +147
47 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 11,63311.6k $574.2k $574.2k 0.06% Added +7.5k +7,473
48 Capital Planning Advisors, LLC 0.09% of their portfolio Roseville, CA 11,46011.5k $565.3k $565.3k 0.09% Reduced -43 -43
49 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,12011.1k $548.6k $548.6k 0.01% Reduced -1.4k -1,395
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,96811.0k $541.0k $541.0k 0.00% Reduced -26.4k -26,450
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,70210.7k $527.9k $527.9k 0.00% Added +2.3k +2,337
52 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 9,6009.6k $473.6k $473.6k 0.00% Added +800 +800
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,1809.2k $452.9k $452.9k 0.00% Added +8.9k +8,884
54 RPG Investment Advisory, LLC 0.06% of their portfolio Pleasanton, CA 8,8188.8k $435.0k $435.0k 0.06% Reduced -870 -870
55 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 8,7708.8k $433.0k $433.0k 0.00% Added +2.0k +2,040
56 SHEETS SMITH WEALTH MANAGEMENT 0.05% of their portfolio WINSTON-SALEM, NC 8,5968.6k $424.1k $424.1k 0.05% Reduced -501 -501
57 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 8,5008.5k $391.6k $391.6k 0.01% Unchanged
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,6837.7k $379.1k $379.1k 0.00% Reduced -901 -901
59 Meridian Financial Advisors, LLC 0.22% of their portfolio HOLLISTON, MA 6,6056.6k $325.8k $325.8k 0.22% Reduced -405 -405
60 Lynx Investment Advisory 0.22% of their portfolio WASHINGTON, DC, DC 6,1746.2k $304.5k $304.5k 0.22% Added +93 +93
61 Berger Financial Group, Inc 0.02% of their portfolio PLYMOUTH, MN 6,1526.2k $303.5k $303.5k 0.02% Reduced -1.1k -1,137
62 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,0566.1k $298.7k $298.7k 0.00% Reduced -1.0k -1,015
63 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 6,0156.0k $296.7k $296.7k 0.03% Reduced -360 -360
64 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,8415.8k $288.1k $288.1k 0.00% Reduced -1.9k -1,866
65 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 5,8275.8k $287.5k $287.5k 0.00% Reduced -386 -386
66 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,1905.2k $256.0k $256.0k 0.00% Reduced -18.6k -18,577
67 FMR LLC 0.00% of their portfolio BOSTON, MA 5,1185.1k $252.5k $252.5k 0.00% Added +1.3k +1,326
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,5314.5k $223.5k $223.5k 0.00% Reduced -4.4k -4,353
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,4814.5k $221.0k $221.0k 0.00% Reduced -692 -692
70 Bluespring Wealth Management, LLC 0.02% of their portfolio AUSTIN, TX 4,4764.5k $220.8k $220.8k 0.02% Unchanged
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4114.4k $218.0k $218.0k 0.00% Reduced -155 -155
72 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 4,1514.2k $204.8k $204.8k 0.00% New
73 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,1264.1k $220.7k $220.7k 0.00% New
74 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 4,1124.1k $203.0k $203.0k 0.01% New
75 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,4033.4k $167.8k $167.8k 0.01% Added +156 +156
76 HHM Wealth Advisors, LLC 0.02% of their portfolio CHATTANOOGA, TN 2,4052.4k $118.6k $118.6k 0.02% Unchanged
77 OPTIMUM INVESTMENT ADVISORS 0.05% of their portfolio Chicago, IL 2,2962.3k $113.3k $113.3k 0.05% Unchanged
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0622.1k $101.7k $101.7k 0.00% Added +179 +179
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,6361.6k $80.8k $80.8k 0.00% Unchanged
80 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,5881.6k $78.3k $78.3k 0.00% Reduced -353 -353
81 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,5241.5k $75.2k $75.2k 0.00% Unchanged
82 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 1,3821.4k $68.0k $68.0k 0.01% Unchanged
83 Global Financial Private Client, LLC 0.03% of their portfolio Sarasota, FL 1,3661.4k $67.4k $67.4k 0.03% Unchanged
84 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 1,2601.3k $65.2k $65.2k 0.01% Reduced -127 -127
85 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,1891.2k $58.7k $58.7k 0.00% Reduced -1.2k -1,237
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,1231.1k $55.4k $55.4k 0.00% Reduced -60 -60
87 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0041.0k $49.5k $49.5k 0.00% Added +300 +300
88 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 974974 $48.1k $48.1k 0.00% Reduced -1.1k -1,145
89 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 900900 $44.4k $44.4k 0.01% Reduced -248 -248
90 DUNCKER STREETT & CO INC 0.01% of their portfolio St. Louis, MO 750750 $37.0k $37.0k 0.01% Reduced -100 -100
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 721721 $35.6k $35.6k 0.00% Reduced -117 -117
92 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 594594 $29.3k $29.3k 0.00% Added +370 +370
93 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 571571 $28.2k $28.2k 0.00% Unchanged
94 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 558558 $27.5k $27.5k 0.00% New
95 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 491491 $24.0k $24.0k 0.00% Unchanged
96 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 468468 $23.1k $23.1k 0.01% Unchanged
97 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 400400 $19.7k $19.7k 0.00% Unchanged
98 Tradewinds Capital Management, LLC 0.01% of their portfolio BELLINGHAM, WA 380380 $18.7k $18.7k 0.01% Unchanged
99 HOWE & RUSLING INC 0.00% of their portfolio ROCHESTER, NY 363363 $17.9k $17.9k 0.00% Added +263 +263
100 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 350350 $17.3k $17.3k 0.00% Unchanged