Vault-13

SPDR SER TR KOMP

S&P KENSHO NEW · ETP · CUSIP 78468R648

116 institutional holders -3 vs Q1 2023
36,732,53536.7m shares reported held*
$1.6bnreported value*
10 new 41 added 31 reduced 12 sold out net bought ≈ $59.1m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.60. Options: 1 managers hold calls ($1.2m notional), 1 hold puts ($138.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 132Q4 22: 122Q1 23: 119Q2 23: 116116Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022132
Q4 2022122
Q1 2023119
Q2 2023116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 76 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 52 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 43 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224176
Q1 20235752
Q2 20235143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $475.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $27.6kQ4 22 puts: $39.4kQ4 22P/C 1.43Q1 23 calls: $375.8kQ1 23 puts: $187.9kQ1 23P/C 0.50Q2 23 calls: $1.2mQ2 23 puts: $138.3kQ2 23P/C 0.11
Numbers
QuarterCallsPutsP/C
Q3 2022$475.0k$00.00
Q4 2022$27.6k$39.4k1.43
Q1 2023$375.8k$187.9k0.50
Q2 2023$1.2m$138.3k0.11

Biggest buyers

Financial Engines Advisors L.L.C. Added +1,293,877+1.3m
Betterment LLC Added +126,108+126.1k
Orion Portfolio Solutions, LLC Added +54,248+54.2k
Orion Porfolio Solutions, LLC Added +54,248+54.2k
Mariner, LLC Added +48,746+48.7k
Prime Capital Investment Advisors, LLC New +25,615+25.6k
SteelPeak Wealth, LLC New +23,000+23.0k
Marquette Asset Management, LLC Added +21,725+21.7k
Apollon Wealth Management, LLC New +19,382+19.4k
MERCER GLOBAL ADVISORS INC /ADV New +12,100+12.1k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -203,566-203.6k
WELLS FARGO & COMPANY/MN Reduced -46,683-46.7k
Wealthspire Advisors, LLC Reduced -31,159-31.2k
Merit Financial Group, LLC Reduced -28,287-28.3k
MORGAN STANLEY Reduced -19,742-19.7k
Tower Research Capital LLC (TRC) Reduced -18,721-18.7k
OneDigital Investment Advisors LLC Reduced -18,055-18.1k
UBS Group AG Reduced -14,056-14.1k
TRAPHAGEN INVESTMENT ADVISORS LLC Sold out -11,613-11.6k
CITADEL ADVISORS LLC Sold out -8,554-8.6k

Biggest calls

CITADEL ADVISORS LLC Added $1.2m27.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $138.3k3.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.58% of their portfolio SANTA CLARA, CA 31,645,32731.6m $1.4bn $1.4bn 3.58% Added +1.3m +1,293,877
2 Betterment LLC 0.16% of their portfolio NEW YORK, NY 1,175,2961.2m $52.4m $52.4m 0.16% Added +126.1k +126,108
3 Marquette Asset Management, LLC 3.57% of their portfolio MINNEAPOLIS, MN 322,470322.5k $14.4m $14.4m 3.57% Added +21.7k +21,725
4 Heartwood Wealth Advisors LLC 1.81% of their portfolio RICHMOND, VA 286,676286.7k $12.8m $12.8m 1.81% Added +4.7k +4,731
5 Mariner, LLC 0.03% of their portfolio Overland Park, KS 268,515268.5k $12.0m $12.0m 0.03% Added +48.7k +48,746
6 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 266,641266.6k $11.9m $11.9m 0.02% Added +10.7k +10,725
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 198,293198.3k $8.8m $8.8m 0.00% Reduced -4.5k -4,484
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 187,582187.6k $8.4m $8.4m 0.01% Added +9.8k +9,753
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 178,736178.7k $8.0m $8.0m 0.00% Reduced -19.7k -19,742
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 130,401130.4k $5.8m $5.8m 0.00% Added +941 +941
11 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 114,533114.5k $5.1m $5.1m 0.05% Added +54.2k +54,248
12 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 114,533114.5k $5.1m $5.1m 0.05% Added +54.2k +54,248
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 99,38899.4k $4.4m $4.4m 0.00% Added +4.3k +4,318
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 99,13199.1k $4.4m $4.4m 0.00% Reduced -46.7k -46,683
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 92,58992.6k $4.1m $4.1m 0.00% Reduced -4.1k -4,125
16 Good Life Advisors, LLC 0.46% of their portfolio READING, PA 92,23292.2k $4.1m $4.1m 0.46% Added +2.5k +2,461
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 88,67288.7k $4.0m $4.0m 0.01% Added +3.7k +3,703
18 NovaPoint Capital, LLC 1.38% of their portfolio ATLANTA, GA 82,95083.0k $3.7m $3.7m 1.38% Reduced -1.6k -1,631
19 SOL Capital Management CO 0.49% of their portfolio ROCKVILLE, MD 71,80471.8k $3.2m $3.2m 0.49% Reduced -1.4k -1,415
20 Towerpoint Wealth, LLC 1.74% of their portfolio SACRAMENTO, CA 69,41569.4k $3.1m $3.1m 1.74% Added +6.2k +6,150
21 Sweet Financial Partners, LLC 0.70% of their portfolio FAIRMONT, MN 60,32160.3k $2.7m $2.7m 0.70% Added +395 +395
22 Financial Guidance Group, Inc. 1.92% of their portfolio Palm Harbor, FL 58,48758.5k $2.6m $2.6m 1.92% Added +224 +224
23 Stratos Investment Management, LLC 0.38% of their portfolio BEACHWOOD, OH 55,68455.7k $2.5m $2.5m 0.38% Added +2.4k +2,394
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,51755.5k $2.5m $2.5m 0.00% Reduced -45 -45
25 Wealthcare Advisory Partners LLC 0.11% of their portfolio WEST CHESTER, PA 55,22355.2k $2.5m $2.5m 0.11% Reduced -4.8k -4,831
26 Archford Capital Strategies, LLC 0.47% of their portfolio SWANSEA, IL 53,58653.6k $2.5m $2.5m 0.47% Added +655 +655
27 Stratos Wealth Advisors, LLC 0.16% of their portfolio BEACHWOOD, OH 49,51449.5k $2.2m $2.2m 0.16% Added +8.2k +8,188
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,53346.5k $2.1m $2.1m 0.01% Added +215 +215
29 OneDigital Investment Advisors LLC 0.05% of their portfolio OVERLAND PARK, KS 46,01346.0k $2.1m $2.1m 0.05% Reduced -18.1k -18,055
30 PENOBSCOT WEALTH MANAGEMENT 1.37% of their portfolio PORTLAND, ME 41,75841.8k $1.9m $1.9m 1.37% Added +1.2k +1,193
31 Geneos Wealth Management Inc. 0.08% of their portfolio ENGLEWOOD, CO 33,90433.9k $1.5m $1.5m 0.08% Added +84 +84
32 Veltria Advisors Corp. 0.69% of their portfolio MIAMI, FL 32,00932.0k $1.4m $1.4m 0.69% Unchanged
33 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 29,44129.4k $1.3m $1.3m 0.02% Added +6.9k +6,895
34 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 28,66028.7k $1.3m $1.3m 0.03% Added +972 +972
35 Lunt Capital Management, Inc. 0.67% of their portfolio HOLLADAY, UT 27,92127.9k $1.2m $1.2m 0.67% First filing
36 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 26,80126.8k $1.2m $1.2m 0.02% Reduced -31.2k -31,159
37 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 26,67526.7k $1.2m $1.2m 0.04% Reduced -28.3k -28,287
38 Essex LLC 0.33% of their portfolio DEER PARK, IL 26,56526.6k $1.2m $1.2m 0.33% Reduced -5.0k -5,015
39 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 25,61525.6k $1.1m $1.1m 0.02% New
40 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 23,08923.1k $1.0m $1.0m 0.02% Added +1.8k +1,781
41 SteelPeak Wealth, LLC 0.06% of their portfolio WOODLAND HILLS, CA 23,00023.0k $1.0m $1.0m 0.06% New
42 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 19,89919.9k $887.0k $887.0k 0.10% Unchanged
43 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 19,38219.4k $864.5k $864.5k 0.04% New
44 WealthCare Investment Partners, LLC 0.50% of their portfolio PORTSMOUTH, RI 18,44818.4k $827.6k $827.6k 0.50% Reduced -577 -577
45 SHEETS SMITH WEALTH MANAGEMENT 0.11% of their portfolio WINSTON-SALEM, NC 17,39517.4k $775.8k $775.8k 0.11% Added +231 +231
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,96115.0k $667.3k $667.3k 0.00% Reduced -14.1k -14,056
47 PFG Advisors 0.05% of their portfolio Phoenix, AZ 14,59314.6k $650.8k $650.8k 0.05% Reduced -2.2k -2,153
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,00414.0k $624.6k $624.6k 0.00% Reduced -4.8k -4,804
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,71713.7k $611.8k $611.8k 0.00% Reduced -203.6k -203,566
50 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 12,19912.2k $544.1k $544.1k 0.03% Added +1.4k +1,404
51 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,10012.1k $540.0k $540.0k 0.00% New
52 Capital Planning Advisors, LLC 0.10% of their portfolio Roseville, CA 11,39511.4k $508.2k $508.2k 0.10% Unchanged
53 Summit Investment Advisory Services, LLC 0.33% of their portfolio ROSEVILLE, MN 11,25311.3k $501.9k $501.9k 0.33% Reduced -215 -215
54 GYL Financial Synergies, LLC 0.04% of their portfolio West Hartford, CT 8,9298.9k $398.2k $398.2k 0.04% Added +903 +903
55 Ategra Capital Management, LLC 0.21% of their portfolio VIENNA, VA 8,4798.5k $378.2k $378.2k 0.21% Unchanged
56 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,2768.3k $369.1k $369.1k 0.00% Reduced -1.2k -1,206
57 Meridian Financial Advisors, LLC 0.33% of their portfolio HOLLISTON, MA 8,0988.1k $361.2k $361.2k 0.33% Added +2 +2
58 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,9628.0k $295.5k $295.5k 0.01% Added +6.0k +5,987
59 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 7,7457.7k $345.4k $345.4k 0.06% Added +410 +410
60 ARQ WEALTH ADVISORS, LLC 0.21% of their portfolio SCOTTSDALE, AZ 7,1337.1k $318.1k $318.1k 0.21% Added +144 +144
61 RPG Investment Advisory, LLC 0.05% of their portfolio Pleasanton, CA 7,0077.0k $312.5k $312.5k 0.05% Added +1.9k +1,900
62 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,9707.0k $310.9k $310.9k 0.01% Reduced -18.7k -18,721
63 HHM Wealth Advisors, LLC 0.05% of their portfolio CHATTANOOGA, TN 5,9506.0k $265.4k $265.4k 0.05% Added +15 +15
64 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,9205.9k $264.1k $264.1k 0.00% New
65 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 5,8355.8k $260.3k $260.3k 0.04% Reduced -379 -379
66 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 5,5785.6k $248.8k $248.8k 0.00% Unchanged
67 American Trust 0.02% of their portfolio LEXINGTON, KY 5,4845.5k $227.6k $227.6k 0.02% Unchanged
68 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,9334.9k $220.1k $220.1k 0.01% Reduced -11 -11
69 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 4,7174.7k $210.4k $210.4k 0.00% New
70 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 4,5774.6k $204.0k $204.0k 0.03% Reduced -493 -493
71 OPTIMUM INVESTMENT ADVISORS 0.09% of their portfolio Chicago, IL 4,3134.3k $192.4k $192.4k 0.09% Reduced -437 -437
72 Concord Wealth Partners 0.04% of their portfolio ABINGDON, VA 4,1324.1k $184.3k $184.3k 0.04% Added +550 +550
73 DUNCKER STREETT & CO INC 0.02% of their portfolio St. Louis, MO 2,1502.1k $95.9k $95.9k 0.02% Unchanged
74 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 2,1142.1k $94.3k $94.3k 0.04% New
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,8681.9k $83.3k $83.3k 0.00% Added +4 +4
76 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 1,5141.5k $67.5k $67.5k 0.01% New
77 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 1,4521.5k $65.0k $65.0k 0.01% Reduced -150 -150
78 FMR LLC 0.00% of their portfolio BOSTON, MA 1,4191.4k $63.3k $63.3k 0.00% Reduced -611 -611
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4001.4k $62.6k $62.6k 0.00% Unchanged
80 Sandy Spring Bank 0.00% of their portfolio Olney, MD 980980 $43.7k $43.7k 0.00% Unchanged
81 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 615615 $27.4k $27.4k 0.00% Added +3 +3
82 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 546546 $24.4k $24.4k 0.00% Unchanged
83 Mascoma Wealth Management LLC 0.01% of their portfolio HANOVER, NH 545545 $24.5k $24.5k 0.01% Reduced -996 -996
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 502502 $22.0k $22.0k 0.00% Added +122 +122
85 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 468468 $20.9k $20.9k 0.01% Added +4 +4
86 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 437437 $19.5k $19.5k 0.00% Unchanged
87 Princeton Global Asset Management LLC 0.01% of their portfolio PRINCETON, NJ 400400 $17.8k $17.8k 0.01% Unchanged
88 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 351351 $15.7k $15.7k 0.00% Reduced -10 -10
89 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 350350 $15.6k $15.6k 0.00% Unchanged
90 Coston, McIsaac & Partners 0.01% of their portfolio BAR HARBOR, ME 349349 $15.0k $15.0k 0.01% Unchanged
91 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 300300 $13 $13 0.00% New
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 281281 $12.5k $12.5k 0.00% Added +47 +47
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 273273 $12.2k $12.2k 0.00% Added +193 +193
94 EVERMAY WEALTH MANAGEMENT LLC 0.00% of their portfolio ARLINGTON, VA 195195 $8.7k $8.7k 0.00% Unchanged
95 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 147147 $6.6k $6.6k 0.00% Unchanged
96 HORIZON BANCORP INC /IN/ 0.00% of their portfolio MICHIGAN CITY, IN 133133 $6.0k $6.0k 0.00% New
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 116116 $5.2k $5.2k 0.00% Reduced -245 -245
98 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 111111 $5.0k $5.0k 0.00% Unchanged
99 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 101101 $4.5k $4.5k 0.00% Reduced -491 -491
100 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 8383 $3.7k $3.7k 0.00% Unchanged