Vault-13

SPDR SER TR KOMP

S&P KENSHO NEW · ETP · CUSIP 78468R648

119 institutional holders -3 vs Q4 2022
35,411,54335.4m shares reported held*
$1.5bnreported value*
14 new 43 added 35 reduced 17 sold out net bought ≈ $46.4m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.57. Options: 1 managers hold calls ($375.8k notional), 1 hold puts ($187.9k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 132Q4 22: 122Q1 23: 119119Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022132
Q4 2022122
Q1 2023119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 76 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 52 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224176
Q1 20235752

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $475.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $27.6kQ4 22 puts: $39.4kQ4 22P/C 1.43Q1 23 calls: $375.8kQ1 23 puts: $187.9kQ1 23P/C 0.50
Numbers
QuarterCallsPutsP/C
Q3 2022$475.0k$00.00
Q4 2022$27.6k$39.4k1.43
Q1 2023$375.8k$187.9k0.50

Biggest buyers

Financial Engines Advisors L.L.C. Added +1,076,482+1.1m
Marquette Asset Management, LLC Added +90,957+91.0k
Mariner, LLC Added +76,860+76.9k
Betterment LLC Added +76,670+76.7k
Orion Portfolio Solutions, LLC Added +53,612+53.6k
Financial Guidance Group, Inc. Added +26,458+26.5k
Orion Porfolio Solutions, LLC Added +15,169+15.2k
HighTower Advisors, LLC Added +14,362+14.4k
Archford Capital Strategies, LLC Added +13,868+13.9k
UBS Group AG Added +12,740+12.7k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -103,616-103.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -43,281-43.3k
JANE STREET GROUP, LLC Sold out -24,456-24.5k
Concord Wealth Partners Reduced -24,044-24.0k
RAYMOND JAMES & ASSOCIATES Reduced -19,618-19.6k
LPL Financial LLC Reduced -17,670-17.7k
AMERIPRISE FINANCIAL INC Reduced -17,069-17.1k
Merit Financial Group, LLC Reduced -16,175-16.2k
Mayflower Financial Advisors, LLC Sold out -14,673-14.7k
Integrated Wealth Concepts LLC Reduced -12,405-12.4k

Biggest calls

CITADEL ADVISORS LLC Added $375.8k8.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $187.9k4.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.44% of their portfolio SANTA CLARA, CA 30,351,45030.4m $1.3bn $1.3bn 3.44% Added +1.1m +1,076,482
2 Betterment LLC 0.15% of their portfolio NEW YORK, NY 1,049,1881.0m $44.8m $44.8m 0.15% Added +76.7k +76,670
3 Marquette Asset Management, LLC 3.41% of their portfolio MINNEAPOLIS, MN 300,745300.7k $12.8m $12.8m 3.41% Added +91.0k +90,957
4 Heartwood Wealth Advisors LLC 1.79% of their portfolio RICHMOND, VA 281,945281.9k $12.0m $12.0m 1.79% Added +6.9k +6,876
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 255,916255.9k $10.9m $10.9m 0.02% Added +11.2k +11,224
6 Mariner, LLC 0.03% of their portfolio Overland Park, KS 219,769219.8k $9.4m $9.4m 0.03% Added +76.9k +76,860
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 217,283217.3k $9.3m $9.3m 0.02% Reduced -103.6k -103,616
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 202,777202.8k $8.7m $8.7m 0.00% Reduced -11.2k -11,215
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 198,478198.5k $8.5m $8.5m 0.00% Added +3.3k +3,289
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 177,829177.8k $7.6m $7.6m 0.01% Reduced -17.7k -17,670
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 145,814145.8k $6.2m $6.2m 0.00% Added +2.3k +2,307
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 129,460129.5k $5.5m $5.5m 0.00% Reduced -1.6k -1,606
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 96,71496.7k $4.1m $4.1m 0.00% Added +263 +263
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 95,07095.1k $4.1m $4.1m 0.00% Reduced -19.6k -19,618
15 Good Life Advisors, LLC 0.49% of their portfolio READING, PA 89,77189.8k $3.8m $3.8m 0.49% Added +6.3k +6,345
16 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 84,96985.0k $3.6m $3.6m 0.01% Added +14.4k +14,362
17 NovaPoint Capital, LLC 1.48% of their portfolio ATLANTA, GA 84,58184.6k $3.6m $3.6m 1.48% Added +564 +564
18 SOL Capital Management CO 0.51% of their portfolio ROCKVILLE, MD 73,21973.2k $3.1m $3.1m 0.51% Added +7.2k +7,174
19 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 64,06864.1k $2.7m $2.7m 0.06% Reduced -10.7k -10,729
20 Towerpoint Wealth, LLC 1.55% of their portfolio SACRAMENTO, CA 63,26563.3k $2.7m $2.7m 1.55% Added +6.3k +6,298
21 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 60,28560.3k $497.1k $497.1k 0.01% Added +15.2k +15,169
22 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 60,28560.3k $497.1k $497.1k 0.01% Added +53.6k +53,612
23 Wealthcare Advisory Partners LLC 0.11% of their portfolio WEST CHESTER, PA 60,05460.1k $2.6m $2.6m 0.11% Reduced -6.8k -6,781
24 Sweet Financial Partners, LLC 0.71% of their portfolio FAIRMONT, MN 59,92659.9k $2.6m $2.6m 0.71% Reduced -1 -1
25 Financial Guidance Group, Inc. 1.89% of their portfolio Palm Harbor, FL 58,26358.3k $2.5m $2.5m 1.89% Added +26.5k +26,458
26 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 57,96058.0k $2.5m $2.5m 0.04% Reduced -1.7k -1,742
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,56255.6k $2.4m $2.4m 0.00% Added +2.4k +2,445
28 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 54,96255.0k $2.3m $2.3m 0.09% Reduced -16.2k -16,175
29 Stratos Investment Management, LLC 0.38% of their portfolio BEACHWOOD, OH 53,29053.3k $2.3m $2.3m 0.38% Added +4.0k +4,049
30 Archford Capital Strategies, LLC 0.45% of their portfolio SWANSEA, IL 52,93152.9k $2.2m $2.2m 0.45% Added +13.9k +13,868
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,31846.3k $2.0m $2.0m 0.01% Reduced -505 -505
32 Stratos Wealth Advisors, LLC 0.14% of their portfolio BEACHWOOD, OH 41,32641.3k $1.8m $1.8m 0.14% Added +1.0k +1,005
33 PENOBSCOT WEALTH MANAGEMENT 1.35% of their portfolio PORTLAND, ME 40,56540.6k $1.7m $1.7m 1.35% Added +1.4k +1,407
34 Geneos Wealth Management Inc. 0.09% of their portfolio ENGLEWOOD, CO 33,82033.8k $1.4m $1.4m 0.09% Added +2.6k +2,629
35 Veltria Advisors Corp. 0.55% of their portfolio MIAMI, FL 32,00932.0k $1.4m $1.4m 0.55% Unchanged
36 Essex LLC 0.38% of their portfolio DEER PARK, IL 31,58031.6k $1.2m $1.2m 0.38% Unchanged
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 29,01729.0k $1.2m $1.2m 0.00% Added +12.7k +12,740
38 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 27,68827.7k $1.2m $1.2m 0.02% Added +1.6k +1,650
39 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 25,69125.7k $1.1m $1.1m 0.03% Added +2.7k +2,676
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,54622.5k $962.7k $962.7k 0.01% Added +5.4k +5,385
41 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 21,30821.3k $910.0k $910.0k 0.02% Reduced -12.4k -12,405
42 Catalyst Wealth Management, LLC 0.83% of their portfolio ATLANTA, GA 20,76320.8k $886.6k $886.6k 0.83% Added +1.9k +1,884
43 WCG Wealth Advisors LLC 0.11% of their portfolio LAS VEGAS, NV 19,89919.9k $850.0k $850.0k 0.11% Unchanged
44 WealthCare Investment Partners, LLC 0.49% of their portfolio PORTSMOUTH, RI 19,02519.0k $812.4k $812.4k 0.49% Added +2.8k +2,837
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,80818.8k $803.1k $803.1k 0.00% Reduced -43.3k -43,281
46 SHEETS SMITH WEALTH MANAGEMENT 0.11% of their portfolio WINSTON-SALEM, NC 17,16417.2k $732.9k $732.9k 0.11% Reduced -4.5k -4,541
47 PFG Advisors 0.06% of their portfolio Phoenix, AZ 16,74616.7k $715.1k $715.1k 0.06% Added +835 +835
48 Andesa Financial Management Inc. 0.13% of their portfolio ALLENTOWN, PA 12,10012.1k $258.3k $258.3k 0.13% Added +6.0k +6,050
49 TRAPHAGEN INVESTMENT ADVISORS LLC 0.07% of their portfolio ORADELL, NJ 11,61311.6k $495.9k $495.9k 0.07% Reduced -8.5k -8,536
50 Summit Investment Advisory Services, LLC 0.35% of their portfolio ROSEVILLE, MN 11,46811.5k $489.7k $489.7k 0.35% Reduced -227 -227
51 Capital Planning Advisors, LLC 0.10% of their portfolio Roseville, CA 11,39511.4k $486.6k $486.6k 0.10% Reduced -2.0k -2,001
52 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 10,79510.8k $460.9k $460.9k 0.03% Added +293 +293
53 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 9,4829.5k $404.9k $404.9k 0.00% Reduced -17.1k -17,069
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,5548.6k $365.3k $365.3k 0.00% Reduced -8.1k -8,113
55 Ategra Capital Management, LLC 0.20% of their portfolio VIENNA, VA 8,4798.5k $362.1k $362.1k 0.20% Reduced -791 -791
56 Meridian Financial Advisors, LLC 0.34% of their portfolio HOLLISTON, MA 8,0968.1k $345.7k $345.7k 0.34% Added +202 +202
57 GYL Financial Synergies, LLC 0.04% of their portfolio West Hartford, CT 8,0268.0k $342.7k $342.7k 0.04% Added +1.2k +1,183
58 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 7,3357.3k $297.9k $297.9k 0.06% Reduced -3.1k -3,054
59 CABOT WEALTH MANAGEMENT INC 0.05% of their portfolio BEVERLY, MA 7,2267.2k $309.0k $309.0k 0.05% Reduced -1.1k -1,069
60 ARQ WEALTH ADVISORS, LLC 0.22% of their portfolio SCOTTSDALE, AZ 6,9897.0k $298.4k $298.4k 0.22% Added +362 +362
61 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 6,2146.2k $265.3k $265.3k 0.04% Added +445 +445
62 HHM Wealth Advisors, LLC 0.05% of their portfolio CHATTANOOGA, TN 5,9355.9k $253.4k $253.4k 0.05% Unchanged
63 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 5,5785.6k $238.2k $238.2k 0.00% Added +61 +61
64 American Trust 0.02% of their portfolio LEXINGTON, KY 5,4845.5k $227.6k $227.6k 0.02% New
65 RPG Investment Advisory, LLC 0.04% of their portfolio Pleasanton, CA 5,1075.1k $218.1k $218.1k 0.04% New
66 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 5,0705.1k $216.0k $216.0k 0.04% New
67 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,9444.9k $211.1k $211.1k 0.01% Reduced -267 -267
68 OPTIMUM INVESTMENT ADVISORS 0.11% of their portfolio Chicago, IL 4,7504.8k $202.8k $202.8k 0.11% Reduced -900 -900
69 Concord Wealth Partners 0.04% of their portfolio ABINGDON, VA 3,5823.6k $153.0k $153.0k 0.04% Reduced -24.0k -24,044
70 DUNCKER STREETT & CO INC 0.02% of their portfolio St. Louis, MO 2,1502.1k $91.8k $91.8k 0.02% Unchanged
71 FMR LLC 0.00% of their portfolio BOSTON, MA 2,0302.0k $86.7k $86.7k 0.00% Added +1.1k +1,089
72 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,9752.0k $58.5k $58.5k 0.00% Added +1.7k +1,709
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,8641.9k $79.6k $79.6k 0.00% Reduced -1.4k -1,413
74 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 1,6021.6k $68.0k $68.0k 0.01% Reduced -1.7k -1,680
75 Mascoma Wealth Management LLC 0.02% of their portfolio HANOVER, NH 1,5411.5k $63.1k $63.1k 0.02% Reduced -2.9k -2,946
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4001.4k $59.8k $59.8k 0.00% Unchanged
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2911.3k $55.1k $55.1k 0.00% Added +1.3k +1,268
78 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,2701.3k $54.2k $54.2k 0.01% Unchanged
79 Sandy Spring Bank 0.00% of their portfolio Olney, MD 980980 $41.8k $41.8k 0.00% Unchanged
80 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 612612 $26.2k $26.2k 0.00% New
81 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 592592 $25.3k $25.3k 0.00% New
82 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 546546 $23.3k $23.3k 0.00% Reduced -21 -21
83 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 505505 $21.6k $21.6k 0.00% New
84 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 464464 $19.8k $19.8k 0.01% Unchanged
85 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 437437 $18.7k $18.7k 0.00% Reduced -34 -34
86 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 400400 $17.1k $17.1k 0.00% Unchanged
87 CWM, LLC 0.00% of their portfolio OMAHA, NE 380380 $16.0k $16.0k 0.00% Added +1 +1
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 361361 $15.4k $15.4k 0.00% New
89 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 361361 $15.4k $15.4k 0.00% Reduced -7 -7
90 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 350350 $14.9k $14.9k 0.00% Unchanged
91 Coston, McIsaac & Partners 0.01% of their portfolio BAR HARBOR, ME 349349 $14.0k $14.0k 0.01% Unchanged
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 234234 $10.0k $10.0k 0.00% Added +134 +134
93 EVERMAY WEALTH MANAGEMENT LLC 0.00% of their portfolio ARLINGTON, VA 195195 $8.3k $8.3k 0.00% Unchanged
94 Kistler-Tiffany Companies, LLC 0.00% of their portfolio BERWYN, PA 158158 $6.7k $6.7k 0.00% Unchanged
95 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 147147 $6.3k $6.3k 0.00% Added +1 +1
96 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 111111 $4.7k $4.7k 0.00% New
97 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 9797 $4.1k $4.1k 0.00% Unchanged
98 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 9191 $3.9k $3.9k 0.00% New
99 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 8383 $3.5k $3.5k 0.00% Unchanged
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8080 $3.4k $3.4k 0.00% Reduced -22 -22