Vault-13

SPDR SERIES TRUST ROKT

SP KENSHO FINAL · ETP · CUSIP 78468R630

50 institutional holders +24 vs Q1 2026
399,823399.8k shares reported held*
$47.6mreported value*
28 new 14 added 3 reduced 5 sold out net bought ≈ $33.0m (+274.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $119.05. Options: 2 managers hold calls ($1.4m notional), 1 hold puts ($179.2k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 17Q4 22: 20Q1 23: 16Q2 23: 15Q3 23: 13Q4 23: 14Q1 24: 13Q2 24: 13Q3 24: 12Q4 24: 10Q1 25: 10Q2 25: 11Q3 25: 8Q4 25: 14Q1 26: 26Q2 26: 5050Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202217
Q4 202220
Q1 202316
Q2 202315
Q3 202313
Q4 202314
Q1 202413
Q2 202413
Q3 202412
Q4 202410
Q1 202510
Q2 202511
Q3 20258
Q4 202514
Q1 202626
Q2 202650

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 3 bought or addedQ3 24: 5 cut or sold outQ4 24: 2 bought or addedQ4 24: 6 cut or sold outQ4 24Q1 25: 5 bought or addedQ1 25: 3 cut or sold outQ2 25: 3 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 4 bought or addedQ3 25: 5 cut or sold outQ4 25: 11 bought or addedQ4 25: 2 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 7 cut or sold outQ2 26: 42 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202435
Q4 202426
Q1 202553
Q2 202536
Q3 202545
Q4 2025112
Q1 2026187
Q2 2026428

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $616.7kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $1.4mQ2 26 puts: $179.2kQ2 26P/C 0.13
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$616.7k$00.00
Q2 2026$1.4m$179.2k0.13

Biggest buyers

LPL Financial LLC Added +136,702+136.7k
FLOW TRADERS U.S. LLC New +26,489+26.5k
URS Advisory LLC New +19,784+19.8k
Cambridge Investment Research Advisors, Inc. Added +19,360+19.4k
US BANCORP \DE\ New +17,436+17.4k
JOHNSON INVESTMENT COUNSEL INC New +11,939+11.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +10,894+10.9k
RAYMOND JAMES FINANCIAL INC Added +10,433+10.4k
OSAIC HOLDINGS, INC. Added +8,712+8.7k
HRT FINANCIAL LP New +6,892+6.9k

Biggest sellers

MOULTON WEALTH MANAGEMENT, INC Sold out -28,176-28.2k
TWO SIGMA INVESTMENTS, LP Sold out -8,200-8.2k
Phillip James Consulting Co. Sold out -4,544-4.5k
FMR LLC Reduced -559-559
Berbice Capital Management LLC Sold out -100-100
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -27-27
FIFTH THIRD BANCORP Reduced -19-19
WELLS FARGO & COMPANY/MN Reduced -1-1

Biggest calls

CITADEL ADVISORS LLC Reduced $728.8k6.1k shares
Belvedere Trading LLC New $693.0k5.8k shares

Biggest puts

Belvedere Trading LLC New $179.2k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 145,680145.7k $17.4m $17.4m 0.00% Added +136.7k +136,702
2 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,82628.8k $3.4m $3.4m 0.00% Added +19.4k +19,360
3 FLOW TRADERS U.S. LLC 0.13% of their portfolio NEW YORK, NY 26,48926.5k $3.2m $3.2m 0.13% New
4 URS Advisory LLC 1.32% of their portfolio JUPITER, FL 19,78419.8k $2.4m $2.4m 1.32% New
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 18,72618.7k $2.2m $2.2m 0.00% Added +10.4k +10,433
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,69318.7k $2.2m $2.2m 0.00% Added +10.9k +10,894
7 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio LIBERTYVILLE, IL 17,76617.8k $2.1m $2.1m 0.21% Added +5.6k +5,590
8 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,43617.4k $2.1m $2.1m 0.00% New
9 WealthBridge Capital Management, LLC 0.36% of their portfolio WESTERVILLE, OH 15,17215.2k $1.8m $1.8m 0.36% Added +1.1k +1,133
10 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 11,93911.9k $1.4m $1.4m 0.01% New
11 Benson Wealth Management INC 1.25% of their portfolio OOLTEWAH, TN, TN 10,42510.4k $1.2m $1.2m 1.25% Added +5.2k +5,172
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,1379.1k $1.1m $1.1m 0.00% Added +8.7k +8,712
13 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 6,8926.9k $823.0k $823.0k 0.00% New
14 Endowment Wealth Management, Inc. 0.30% of their portfolio APPLETON, WI 6,4876.5k $775.0k $775.0k 0.30% New
15 Virginia Estate & Retirement Planning Advisors Inc. 0.49% of their portfolio GLEN ALLEN, VA 4,5614.6k $405.0k $405.0k 0.49% New
16 Flagship Private Wealth, LLC 0.19% of their portfolio Woburn, MA 4,3934.4k $524.9k $524.9k 0.19% New
17 Asset One Wealth Management LLC 0.05% of their portfolio BELLEVUE, WA 4,1654.2k $458.9k $458.9k 0.05% New
18 Virtus Family Office LLC 0.36% of their portfolio EL PASO, TX 3,8023.8k $454.3k $454.3k 0.36% Unchanged
19 COMPASS CAPITAL CORP /MA/ /ADV 0.14% of their portfolio BRAINTREE, MA 3,4253.4k $414.8k $414.8k 0.14% Added +118 +118
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,0893.1k $369.1k $369.1k 0.00% New
21 Fulcrum Equity Management 0.29% of their portfolio PLANO, TX 3,0213.0k $361.0k $361.0k 0.29% Added +95 +95
22 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 2,9673.0k $354.5k $354.5k 0.00% Added +299 +299
23 KINGSWOOD WEALTH ADVISORS, LLC 0.01% of their portfolio SAN DIEGO, CA 2,6112.6k $311.9k $311.9k 0.01% New
24 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 2,3542.4k $281.3k $281.3k 0.00% Unchanged
25 Aurora Private Wealth, Inc. 0.17% of their portfolio ROCKAWAY, NJ 2,2672.3k $271.0k $271.0k 0.17% New
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 1,8461.8k $220.6k $220.6k 0.00% New
27 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,8301.8k $218.6k $218.6k 0.00% New
28 Ankerstar Wealth, LLC 0.13% of their portfolio LEANDER, TX 1,2491.2k $149.2k $149.2k 0.13% New
29 Innovative Asset Advisors Group, LLC 0.05% of their portfolio SHELTON, CT 950950 $113.5k $113.5k 0.05% Added +650 +650
30 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 881881 $105.2k $105.2k 0.00% Reduced -19 -19
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 519519 $62.0k $62.0k 0.00% New
32 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 505505 $60.3k $60.3k 0.00% New
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 393393 $47.0k $47.0k 0.00% Added +339 +339
34 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 355355 $42.4k $42.4k 0.00% Unchanged
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 288288 $34.4k $34.4k 0.00% Added +77 +77
36 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 167167 $20.0k $20.0k 0.00% New
37 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 150150 $17.9k $17.9k 0.00% New
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 135135 $16.1k $16.1k 0.00% New
39 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 135135 $16.1k $16.1k 0.00% First filing
40 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5050 $6.0k $6.0k 0.00% Unchanged
41 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4949 $5.9k $5.9k 0.00% New
42 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4545 $5.4k $5.4k 0.00% New
43 FMR LLC 0.00% of their portfolio BOSTON, MA 4141 $4.9k $4.9k 0.00% Reduced -559 -559
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3535 $4.1k $4.1k 0.00% New
45 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 2626 $3.1k $3.1k 0.00% New
46 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 2525 $3.0k $3.0k 0.00% New
47 MCGUIRE CAPITAL ADVISORS INC 0.00% of their portfolio BETHANY, OK 2525 $3.0k $3.0k 0.00% New
48 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1010 $1.2k $1.2k 0.00% New
49 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 77 $836 $836 0.00% New
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $16 $16 0.00% Reduced -1 -1