Vault-13

SPDR SER TR XES

OILGAS EQUIP · ETP · CUSIP 78468R549

77 institutional holders -2 vs Q3 2024
857,737857.7k shares reported held*
$67.8mreported value*
7 new 15 added 27 reduced 11 sold out net bought ≈ $9.8m (+124.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $79.02. Options: 2 managers hold calls ($836.6k notional), 2 hold puts ($1.4m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 77Q1 23: 89Q2 23: 78Q3 23: 88Q4 23: 91Q1 24: 90Q2 24: 87Q3 24: 79Q4 24: 7777Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202265
Q4 202277
Q1 202389
Q2 202378
Q3 202388
Q4 202391
Q1 202490
Q2 202487
Q3 202479
Q4 202477

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 50 bought or addedQ1 23: 36 cut or sold outQ2 23: 30 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 32 cut or sold outQ4 23: 49 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 53 cut or sold outQ2 24: 30 bought or addedQ2 24: 43 cut or sold outQ2 24Q3 24: 27 bought or addedQ3 24: 44 cut or sold outQ4 24: 22 bought or addedQ4 24: 38 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235036
Q2 20233051
Q3 20235232
Q4 20234944
Q1 20243953
Q2 20243043
Q3 20242744
Q4 20242238

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 24 calls: $4.4mQ1 24 puts: $2.7mQ1 24P/C 0.63Q2 24 calls: $1.8mQ2 24 puts: $754.1kQ2 24P/C 0.43Q3 24 calls: $3.6mQ3 24 puts: $2.1mQ3 24P/C 0.58Q4 24 calls: $836.6kQ4 24 puts: $1.4mQ4 24P/C 1.65
Numbers
QuarterCallsPutsP/C
Q1 2024$4.4m$2.7m0.63
Q2 2024$1.8m$754.1k0.43
Q3 2024$3.6m$2.1m0.58
Q4 2024$836.6k$1.4m1.65

Biggest buyers

WELLS FARGO & COMPANY/MN Added +155,617+155.6k
JPMORGAN CHASE & CO Added +105,309+105.3k
MORGAN STANLEY Added +14,308+14.3k
GTS SECURITIES LLC New +12,579+12.6k
BANK OF AMERICA CORP /DE/ Added +11,901+11.9k
PRIVATE CLIENT SERVICES, LLC New +11,697+11.7k
ROYAL BANK OF CANADA Added +9,581+9.6k
MERIDIAN INVESTMENT COUNSEL INC. Added +6,600+6.6k
BAROMETER CAPITAL MANAGEMENT INC. New +6,100+6.1k
Householder Group Estate & Retirement Specialist, LLC New +4,675+4.7k

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -110,927-110.9k
HRT FINANCIAL LP Sold out -26,753-26.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,334-20.3k
CANTOR FITZGERALD, L. P. Sold out -11,060-11.1k
Tower Research Capital LLC (TRC) Reduced -11,043-11.0k
PRUDENTIAL FINANCIAL INC Sold out -5,982-6.0k
MILLENNIUM MANAGEMENT LLC Sold out -5,724-5.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,485-5.5k
MGB Wealth Management, LLC Sold out -4,537-4.5k
Diversify Advisory Services, LLC Reduced -3,931-3.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $544.5k6.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $292.0k3.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $891.8k11.3k shares
CITADEL ADVISORS LLC Reduced $489.3k6.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 171,350171.3k $13.5m $13.5m 0.00% Added +155.6k +155,617
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 162,235162.2k $12.8m $12.8m 0.00% Added +105.3k +105,309
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 93,25193.3k $7.4m $7.4m 0.00% Added +14.3k +14,308
4 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.70% of their portfolio JUPITER, FL 58,23158.2k $4.6m $4.6m 2.70% Reduced -1.1k -1,086
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 37,66037.7k $3.0m $3.0m 0.00% Added +11.9k +11,901
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 31,96032.0k $2.5m $2.5m 0.00% Reduced -2.7k -2,652
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 30,98231.0k $2.4m $2.4m 0.00% Added +2.0k +1,953
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,04325.0k $2.0m $2.0m 0.00% Added +9.6k +9,581
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,30722.3k $1.8m $1.8m 0.00% Added +3.4k +3,387
10 Aspen Grove Capital, LLC 0.33% of their portfolio AVON, CO 19,70519.7k $1.6m $1.6m 0.33% Added +74 +74
11 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 16,70416.7k $1.3m $1.3m 0.02% Reduced -638 -638
12 MERIDIAN INVESTMENT COUNSEL INC. 0.38% of their portfolio LAFAYETTE, CA 16,14516.1k $1.3m $1.3m 0.38% Added +6.6k +6,600
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,13914.1k $1.1m $1.1m 0.00% Added +743 +743
14 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 12,57912.6k $992.7k $992.7k 0.05% New
15 PRIVATE CLIENT SERVICES, LLC 0.50% of their portfolio LOUISVILLE, KY 11,69711.7k $923.1k $923.1k 0.50% New
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 9,8619.9k $778.2k $778.2k 0.00% First filing
17 Financial Sense Advisors, Inc. 0.26% of their portfolio SAN DIEGO, CA 9,8179.8k $774.7k $774.7k 0.26% Reduced -238 -238
18 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,2849.3k $732.7k $732.7k 0.00% Reduced -2.7k -2,688
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,2489.2k $729.9k $729.9k 0.00% Reduced -5.5k -5,485
20 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 7,9257.9k $625.4k $625.4k 0.01% Reduced -11.0k -11,043
21 BAROMETER CAPITAL MANAGEMENT INC. 0.22% of their portfolio TORONTO, A6 6,1006.1k $554.2k $554.2k 0.22% New
22 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 5,9065.9k $466.1k $466.1k 0.01% Reduced -3.1k -3,143
23 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 5,9025.9k $465.8k $465.8k 0.00% Reduced -43 -43
24 Prosperity Consulting Group, LLC 0.03% of their portfolio OWINGS MILLS, MD 5,7725.8k $455.5k $455.5k 0.03% Reduced -1.7k -1,658
25 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 5,4465.4k $444.3k $444.3k 0.02% Reduced -3.9k -3,931
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,2215.2k $412.1k $412.1k 0.00% Reduced -99 -99
27 Householder Group Estate & Retirement Specialist, LLC 0.28% of their portfolio SCOTTSDALE, AZ 4,6754.7k $368.0k $368.0k 0.28% New
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 3,9784.0k $313.9k $313.9k 0.00% Reduced -20.3k -20,334
29 Keystone Financial Group 0.03% of their portfolio LEXINGTON, KY 3,9584.0k $312.4k $312.4k 0.03% Reduced -20 -20
30 TWIN FOCUS CAPITAL PARTNERS, LLC 0.04% of their portfolio Boston, MA 3,7503.8k $295.9k $295.9k 0.04% Reduced -845 -845
31 Overbrook Management Corp 0.06% of their portfolio NEW YORK, NY 3,7093.7k $292.7k $292.7k 0.06% Unchanged
32 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,6993.7k $291.9k $291.9k 0.00% Reduced -1.4k -1,398
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,4913.5k $275.0k $275.0k 0.00% Added +541 +541
34 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 2,9763.0k $235.0k $235.0k 0.01% Reduced -748 -748
35 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 2,8352.8k $223.7k $223.7k 0.01% Reduced -155 -155
36 Pettinga Financial Advisors LLC 0.05% of their portfolio EVANSVILLE, IN 2,8252.8k $222.9k $222.9k 0.05% New
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 2,6782.7k $211.4k $211.4k 0.00% New
38 PFG Advisors 0.01% of their portfolio Phoenix, AZ 2,6442.6k $208.6k $208.6k 0.01% Reduced -70 -70
39 Concorde Financial Corp 0.12% of their portfolio DALLAS, TX 2,5712.6k $202.9k $202.9k 0.12% Unchanged
40 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6221.6k $128.0k $128.0k 0.00% Reduced -314 -314
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,3081.3k $103.2k $103.2k 0.00% Unchanged
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 864864 $68.2k $68.2k 0.00% Reduced -268 -268
43 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 728728 $57.4k $57.4k 0.00% Reduced -39 -39
44 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 650650 $51.3k $51.3k 0.01% Unchanged
45 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 639639 $50.4k $50.4k 0.00% Unchanged
46 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 637637 $50.3k $50.3k 0.00% Unchanged
47 FMR LLC 0.00% of their portfolio BOSTON, MA 587587 $46.3k $46.3k 0.00% Reduced -8 -8
48 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 293293 $23.1k $23.1k 0.00% Added +1 +1
49 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 238238 $18.7k $18.7k 0.00% Added +1 +1
50 Hara Capital LLC 0.01% of their portfolio BELLEVUE, WA 230230 $18.2k $18.2k 0.01% Added +115 +115
51 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 200200 $15.8k $15.8k 0.00% Unchanged
52 Stonehage Fleming Financial Services Holdings Ltd 0.00% of their portfolio ST. HELIER, Y9 200200 $15.8k $15.8k 0.00% Unchanged
53 Winthrop Capital Management, LLC 0.00% of their portfolio Carmel, IN 200200 $16.0k $16.0k 0.00% Unchanged
54 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 179179 $14.1k $14.1k 0.00% Reduced -119 -119
55 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 132132 $10.4k $10.4k 0.00% Unchanged
56 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 107107 $8.5k $8.5k 0.00% Reduced -415 -415
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 100100 $7.9k $7.9k 0.00% Unchanged
58 Manchester Capital Management LLC 0.00% of their portfolio MANCHESTER, VT 7070 $5.5k $5.5k 0.00% Reduced -50 -50
59 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 6565 $5.1k $5.1k 0.00% New
60 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 5656 $4.4k $4.4k 0.00% Unchanged
61 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 5050 $3.9k $3.9k 0.00% Unchanged
62 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 4545 $3.6k $3.6k 0.00% Unchanged
63 VAN DEN BERG MANAGEMENT I, INC 0.00% of their portfolio AUSTIN, TX 3737 $2.9k $2.9k 0.00% Unchanged
64 Founders Capital Management 0.00% of their portfolio HOUSTON, TX 3333 $2.6k $2.6k 0.00% Unchanged
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3232 $2.5k $2.5k 0.00% Unchanged
66 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 3232 $2.5k $2.5k 0.00% First filing
67 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 3131 $2.4k $2.4k 0.00% First filing
68 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 2525 $2.0k $2.0k 0.00% Unchanged
69 Kiker Wealth Management, LLC 0.00% of their portfolio JASPER, GA 2525 $2.0k $2.0k 0.00% First filing
70 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2020 $1.6k $1.6k 0.00% Unchanged
71 Perritt Capital Management Inc 0.00% of their portfolio Chicago, IL 1818 $1.4k $1.4k 0.00% Unchanged
72 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $1.0k $1.0k 0.00% Unchanged
73 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 77 $552 $552 0.00% Added +6 +6
74 CBIZ Investment Advisory Services, LLC 0.00% of their portfolio INDEPENDENCE, OH 44 $324 $324 0.00% Unchanged
75 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 11 $79 $79 0.00% Reduced -106 -106
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
77 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 00 $15 $15 0.00% Unchanged