SPDR SER TR XES
OILGAS EQUIP · ETP · CUSIP 78468R549
78
institutional holders
-11 vs Q1 2023
1.2m
shares reported held*
$91.0mreported value*
11 new
19 added
29 reduced
22 sold out
net sold ≈ $52.0m (-666.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.26. Options: 2 managers hold calls ($1.9m notional), 3 hold puts ($1.6m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 77 |
| Q1 2023 | 89 |
| Q2 2023 | 78 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 37 | 31 |
| Q1 2023 | 50 | 36 |
| Q2 2023 | 30 | 51 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $2.0m | $828.0k | 0.41 |
| Q4 2022 | $2.1m | $869.3k | 0.41 |
| Q1 2023 | $2.0m | $2.3m | 1.13 |
| Q2 2023 | $1.9m | $1.6m | 0.83 |
Biggest buyers
| TWO SIGMA INVESTMENTS, LP | Added | +23.5k |
| Kingsview Wealth Management, LLC | New | +12.2k |
| Prospera Financial Services Inc | Added | +11.3k |
| HORIZON KINETICS ASSET MANAGEMENT LLC | Added | +8.6k |
| RAYMOND JAMES & ASSOCIATES | Added | +8.0k |
| AVANTAX ADVISORY SERVICES, INC. | New | +7.3k |
| Wealthfront Advisers LLC | Added | +3.6k |
| NWAM LLC | New | +3.2k |
| SFG Wealth Management, LLC. | New | +2.8k |
| Concorde Financial Corp | New | +2.6k |
Biggest sellers
| ROYAL BANK OF CANADA | Reduced | -103.7k |
| MORGAN STANLEY | Reduced | -85.8k |
| Fulcrum Equity Management | Sold out | -58.3k |
| Tower Research Capital LLC (TRC) | Reduced | -40.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -39.6k |
| WELLS FARGO & COMPANY/MN | Reduced | -36.6k |
| GOLDMAN SACHS GROUP INC | Reduced | -36.1k |
| Atria Wealth Solutions, Inc. | Sold out | -35.1k |
| EverSource Wealth Advisors, LLC | Reduced | -33.8k |
| SPC Financial, Inc. | Sold out | -33.2k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.7m22.0k shares |
| CITADEL ADVISORS LLC | Reduced | $195.4k2.5k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $977.1k12.5k shares |
| CITADEL ADVISORS LLC | Reduced | $617.5k7.9k shares |
| Cutler Group LLC / CA | Added | $1.0k3.9k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 182.3k $14.3m | Reduced -85.8k |
| LPL Financial LLC 0.01% of their portfolio | 143.3k $11.2m | Reduced -16.1k |
| Janney Capital Management LLC 0.62% of their portfolio | 113.6k $8.9m | Reduced -3.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 50.9k $4.0m | Reduced -3.3k |
| Prospera Financial Services Inc 0.13% of their portfolio | 44.1k $3.4m | Added +11.3k |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 43.4k $3.4m | Added +23.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 42.8k $3.3m | Reduced -36.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 38.4k $3.0m | Reduced -892 |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.06% of their portfolio | 38.0k $3.0m | Added +8.6k |
| BLAIR WILLIAM & CO/IL 0.01% of their portfolio | 36.0k $2.8m | Added +48 |
| HRT FINANCIAL LP 0.03% of their portfolio | 35.2k $2.8m | Reduced -17.2k |
| UBS Group AG 0.00% of their portfolio | 30.2k $2.4m | Reduced -16.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 28.9k $2.3m | Reduced -36.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 25.0k $2.0m | Reduced -39.6k |
| HighTower Advisors, LLC 0.00% of their portfolio | 24.9k $1.9m | Reduced -1.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 21.6k $1.7m | Reduced -103.7k |
| Aspen Grove Capital, LLC 0.49% of their portfolio | 19.4k $1.5m | Added +37 |
| Financial Sense Advisors, Inc. 0.57% of their portfolio | 15.9k $1.2m | Added +22 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 14.6k $1.1m | Added +205 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 14.3k $1.1m | Reduced -4.5k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 14.3k $1.1m | Added +8.0k |
| Wealthfront Advisers LLC 0.00% of their portfolio | 13.1k $1.0m | Added +3.6k |
| Cetera Advisors LLC 0.02% of their portfolio | 12.7k $995.2k | Reduced -559 |
| Kingsview Wealth Management, LLC 0.04% of their portfolio | 12.2k $951.4k | New |
| Baird Financial Group, Inc. 0.00% of their portfolio | 12.1k $943.9k | Added +129 |
| ArchPoint Investors 0.35% of their portfolio | 11.5k $899.0k | Unchanged |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.56% of their portfolio | 11.3k $881.6k | Reduced -336 |
| BAROMETER CAPITAL MANAGEMENT INC. 0.21% of their portfolio | 10.0k $781.7k | Reduced -1.7k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 9.7k $757.0k | Added +936 |
| OneDigital Investment Advisors LLC 0.01% of their portfolio | 7.8k $606.6k | Added +855 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 7.5k $584.4k | Reduced -13.5k |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 7.3k $571.8k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 6.2k $537.8k | Reduced -872 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.0k $391.0k | Added +1.1k |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.07% of their portfolio | 4.6k $359.2k | Unchanged |
| Keystone Financial Group 0.06% of their portfolio | 4.6k $357.3k | First filing |
| TWO SIGMA SECURITIES, LLC 0.03% of their portfolio | 4.4k $346.4k | Added +1.2k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 4.1k $322.5k | Reduced -134 |
| Cetera Investment Advisers 0.00% of their portfolio | 4.1k $319.2k | Reduced -6.4k |
| Southland Equity Partners LLC 0.10% of their portfolio | 3.7k $287.0k | Unchanged |
| GSA CAPITAL PARTNERS LLP 0.03% of their portfolio | 3.6k $284.0k | Added +611 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 3.2k $254.0k | Reduced -2.5k |
| Veracity Capital LLC 0.11% of their portfolio | 3.2k $250.2k | Reduced -230 |
| NWAM LLC 0.02% of their portfolio | 3.2k $246.9k | New |
| SFG Wealth Management, LLC. 0.19% of their portfolio | 2.8k $221.4k | New |
| SIGNET FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio | 2.7k $209.2k | Reduced -13 |
| Concorde Financial Corp 0.13% of their portfolio | 2.6k $201.0k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.4k $112.6k | Reduced -40.9k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 1.4k $110.8k | Reduced -54 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.2k $145.2k | New |
| Spire Wealth Management 0.00% of their portfolio | 1.1k $82.4k | Added +2 |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 1.0k $78.2k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 957 $74.8k | Reduced -19.2k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 948 $74.0k | Added +403 |
| JTC Employer Solutions Trustee Ltd 0.01% of their portfolio | 800 $63.0k | Unchanged |
| NFSG Corp 0.02% of their portfolio | 553 $43.2k | Unchanged |
| WHITTIER TRUST CO 0.00% of their portfolio | 426 $33.3k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 408 $32.0k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 378 $29.6k | Added +42 |
| Cutler Group LLC / CA 0.01% of their portfolio | 300 $23.0k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 287 $22.4k | Unchanged |
| DUNCKER STREETT & CO INC 0.00% of their portfolio | 200 $15.6k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 151 $11.8k | Unchanged |
| Kistler-Tiffany Companies, LLC 0.00% of their portfolio | 122 $9.5k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 83 $6.5k | Unchanged |
| CVA Family Office, LLC 0.00% of their portfolio | 56 $4.4k | New |
| PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio | 50 $3.9k | Unchanged |
| ORG Partners LLC 0.00% of their portfolio | 48 $3.9k | Reduced -11.9k |
| Founders Financial Alliance, LLC 0.00% of their portfolio | 42 $3.3k | Unchanged |
| VAN DEN BERG MANAGEMENT I, INC 0.00% of their portfolio | 39 $3.0k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 38 $3.0k | Reduced -33.8k |
| Disciplined Investments, LLC 0.00% of their portfolio | 34 $2.7k | New |
| FMR LLC 0.00% of their portfolio | 26 $2.0k | Reduced -26 |
| CITIGROUP INC 0.00% of their portfolio | 20 $1.6k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 15 $1.2k | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 13 $1.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 10 $501 | Added +5 |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 1 $1.0k | New |