Vault-13

SPDR SER TR EFIV

S&P 500 ESG ETF · ETP · CUSIP 78468R531

122 institutional holders +6 vs Q3 2025
5,256,4525.3m shares reported held*
$349.2mreported value*
10 new 56 added 32 reduced 7 sold out net bought ≈ $8.2m (+116.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.44.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 52Q4 22: 60Q1 23: 64Q2 23: 76Q3 23: 79Q4 23: 83Q1 24: 92Q2 24: 106Q3 24: 109Q4 24: 117Q1 25: 114Q2 25: 114Q3 25: 116Q4 25: 122122Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202252
Q4 202260
Q1 202364
Q2 202376
Q3 202379
Q4 202383
Q1 202492
Q2 2024106
Q3 2024109
Q4 2024117
Q1 2025114
Q2 2025114
Q3 2025116
Q4 2025122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 56 bought or addedQ1 24: 26 cut or sold outQ2 24: 58 bought or addedQ2 24: 35 cut or sold outQ2 24Q3 24: 52 bought or addedQ3 24: 39 cut or sold outQ4 24: 59 bought or addedQ4 24: 36 cut or sold outQ4 24Q1 25: 59 bought or addedQ1 25: 45 cut or sold outQ2 25: 64 bought or addedQ2 25: 44 cut or sold outQ2 25Q3 25: 58 bought or addedQ3 25: 44 cut or sold outQ4 25: 66 bought or addedQ4 25: 39 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20245626
Q2 20245835
Q3 20245239
Q4 20245936
Q1 20255945
Q2 20256444
Q3 20255844
Q4 20256639

Biggest buyers

GAM Holding AG New +151,430+151.4k
Creative Planning New +25,190+25.2k
Corient Private Wealth LP Added +17,761+17.8k
Gerber Kawasaki Wealth & Investment Management New +16,624+16.6k
Olde Wealth Management, LLC Added +13,487+13.5k
ROYAL BANK OF CANADA Added +13,358+13.4k
Tower Research Capital LLC (TRC) New +9,539+9.5k
HUNTINGTON NATIONAL BANK Added +8,771+8.8k
Larson Financial Group LLC Added +8,099+8.1k
Financial Engines Advisors L.L.C. Added +6,837+6.8k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Sold out -46,800-46.8k
GOLDMAN SACHS GROUP INC Reduced -30,301-30.3k
CITADEL ADVISORS LLC Sold out -25,525-25.5k
MORGAN STANLEY Reduced -23,000-23.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -22,431-22.4k
Laurel Wealth Planning LLC Reduced -9,787-9.8k
RETIREMENT CAPITAL STRATEGIES Reduced -9,483-9.5k
Integrated Wealth Concepts LLC Reduced -9,480-9.5k
Sanctuary Advisors, LLC Sold out -8,452-8.5k
HRT FINANCIAL LP Sold out -6,159-6.2k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of Italy 2.22% of their portfolio ROME, L6 771,136771.1k $51.0m $51.0m 2.22% Unchanged
2 Olde Wealth Management, LLC 9.92% of their portfolio SAMMAMISH, WA 487,666487.7k $32.3m $32.3m 9.92% Added +13.5k +13,487
3 Koss-Olinger Consulting, LLC 2.10% of their portfolio GAINESVILLE, FL 408,847408.8k $27.0m $27.0m 2.10% Reduced -5.2k -5,220
4 Baltimore-Washington Financial Advisors, Inc. 1.08% of their portfolio Columbia, MD 394,279394.3k $26.1m $26.1m 1.08% Added +5.2k +5,214
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 328,045328.0k $21.7m $21.7m 0.01% Added +4.3k +4,307
6 TOMPKINS FINANCIAL CORP 1.48% of their portfolio ITHACA, NY 288,111288.1k $19.1m $19.1m 1.48% Reduced -1.9k -1,903
7 SOA Wealth Advisors, LLC. 2.25% of their portfolio NEW YORK, NY 201,104201.1k $13.3m $13.3m 2.25% Added +2.9k +2,865
8 Laurel Wealth Planning LLC 5.87% of their portfolio EDINA, MN 160,066160.1k $10.6m $10.6m 5.87% Reduced -9.8k -9,787
9 RETIREMENT CAPITAL STRATEGIES 3.90% of their portfolio SAN JOSE, CA 158,859158.9k $10.5m $10.5m 3.90% Reduced -9.5k -9,483
10 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 153,977154.0k $10.2m $10.2m 0.01% Unchanged
11 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 151,788151.8k $10.0m $10.0m 0.05% Added +1.1k +1,071
12 GAM Holding AG 0.64% of their portfolio Zurich, V8 151,430151.4k $10.0m $10.0m 0.64% New
13 Blue Edge Capital, LLC 0.90% of their portfolio RICHMOND, VA 101,227101.2k $6.7m $6.7m 0.90% Added +1.3k +1,324
14 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 94,47494.5k $6.2m $6.2m 0.01% Added +6.8k +6,837
15 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 83,75583.8k $5.5m $5.5m 0.07% Reduced -9.5k -9,480
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 57,12657.1k $3.8m $3.8m 0.00% Added +3.0k +2,978
17 Gradient Investments LLC 0.06% of their portfolio ARDEN HILLS, MN 56,99257.0k $3.8m $3.8m 0.06% Added +2.8k +2,778
18 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 54,89054.9k $3.6m $3.6m 0.02% Reduced -3.2k -3,223
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 49,22749.2k $3.3m $3.3m 0.00% Added +254 +254
20 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 47,71747.7k $3.2m $3.2m 0.00% Added +1.7k +1,711
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 38,04838.0k $2.5m $2.5m 0.00% Reduced -79 -79
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,02934.0k $2.3m $2.3m 0.00% Reduced -257 -257
23 Larson Financial Group LLC 0.07% of their portfolio ST LOUIS, MO 32,92032.9k $2.2m $2.2m 0.07% Added +8.1k +8,099
24 Armbruster Capital Management, Inc. 0.35% of their portfolio PITTSFORD, NY 31,81231.8k $2.1m $2.1m 0.35% Added +8 +8
25 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 31,72231.7k $2.1m $2.1m 0.00% Added +17.8k +17,761
26 SEEDS INVESTOR LLC 0.39% of their portfolio NEW YORK, NY 31,09331.1k $2.1m $2.1m 0.39% Added +4.6k +4,639
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,48729.5k $2.0m $2.0m 0.00% Added +1.5k +1,509
28 Gilbert Capital Group, Inc. 1.45% of their portfolio NORTH YARMOUTH, ME 29,24629.2k $1.9m $1.9m 1.45% Reduced -1.7k -1,695
29 BIRCHBROOK, INC. 0.94% of their portfolio BANGOR, ME 28,61928.6k $1.9m $1.9m 0.94% Added +2.0k +1,959
30 Savvy Advisors, Inc. 0.05% of their portfolio NEW YORK, NY 25,23025.2k $1.7m $1.7m 0.05% Reduced -884 -884
31 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,19025.2k $1.7m $1.7m 0.00% New
32 Richard P Slaughter Associates Inc 0.35% of their portfolio AUSTIN, TX 25,16625.2k $1.7m $1.7m 0.35% Reduced -677 -677
33 Napier Financial, LLC 0.41% of their portfolio BRAINTREE, MA 24,90524.9k $1.6m $1.6m 0.41% First filing
34 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 24,33024.3k $1.6m $1.6m 0.02% Added +128 +128
35 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 23,85123.9k $1.6m $1.6m 0.01% Added +8.8k +8,771
36 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 22,44522.4k $1.5m $1.5m 0.12% Added +922 +922
37 MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio BENE-BERAQ, L3 21,49021.5k $1.4m $1.4m 0.02% Added +5.8k +5,755
38 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 21,15221.2k $1.4m $1.4m 0.02% Reduced -371 -371
39 R. W. Roge & Company, Inc. 0.68% of their portfolio BOHEMIA, NY 20,66920.7k $1.4m $1.4m 0.68% Added +34 +34
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,72319.7k $1.3m $1.3m 0.00% Reduced -1.5k -1,525
41 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,58319.6k $1.3m $1.3m 0.00% Added +222 +222
42 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 19,39419.4k $1.3m $1.3m 0.04% Added +351 +351
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,08218.1k $1.2m $1.2m 0.00% Reduced -204 -204
44 J.Safra Asset Management Corp 0.06% of their portfolio NEW YORK, NY 16,80416.8k $1.1m $1.1m 0.06% Added +23 +23
45 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 16,62416.6k $1.1m $1.1m 0.04% New
46 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 15,38715.4k $1.0m $1.0m 0.03% Reduced -4.2k -4,243
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,30515.3k $1.0m $1.0m 0.00% Added +13.4k +13,358
48 RETIREMENT INCOME SOLUTIONS, INC 0.17% of their portfolio ANN ARBOR, MI 15,28415.3k $1.0m $1.0m 0.17% Added +1.4k +1,442
49 Coastline Trust Co 0.09% of their portfolio PROVIDENCE, RI 15,22915.2k $1.0m $1.0m 0.09% Reduced -1.4k -1,419
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,89814.9k $985.5k $985.5k 0.00% Reduced -22.4k -22,431
51 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,94713.9k $922.6k $922.6k 0.00% Added +370 +370
52 Crestwood Advisors Group, LLC 0.02% of their portfolio BOSTON, MA 13,84013.8k $915.5k $915.5k 0.02% Added +2.4k +2,369
53 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 13,08113.1k $865.3k $865.3k 0.00% Added +4.6k +4,586
54 Veracity Capital LLC 0.24% of their portfolio Atlanta, GA 12,34812.3k $816.8k $816.8k 0.24% Added +158 +158
55 Sage Advisory Services, Ltd.Co. 0.43% of their portfolio AUSTIN, TX 11,98112.0k $793.0k $793.0k 0.43% Unchanged
56 Ellenbecker Investment Group 0.11% of their portfolio WAUKESHA, WI 11,73811.7k $776.5k $776.5k 0.11% Added +2.8k +2,771
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,62811.6k $769.2k $769.2k 0.00% Reduced -193 -193
58 SAX WEALTH ADVISORS, LLC 0.03% of their portfolio PARSIPPANY, NJ 10,83710.8k $716.9k $716.9k 0.03% Unchanged
59 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,58210.6k $700.0k $700.0k 0.00% Reduced -30.3k -30,301
60 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 9,5399.5k $631.0k $631.0k 0.02% New
61 Warren Street Wealth Advisors, LLC 0.17% of their portfolio IRVINE, CA 9,0529.1k $598.8k $598.8k 0.17% Unchanged
62 VERUS WEALTH MANAGEMENT, LLC 0.55% of their portfolio DE PERE, WI 8,9508.9k $592.0k $592.0k 0.55% Reduced -150 -150
63 Opulen Financial Group LLC 0.42% of their portfolio ARLINGTON, VA 8,6698.7k $573.5k $573.5k 0.42% Added +23 +23
64 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 8,4968.5k $562.0k $562.0k 0.02% Added +4.7k +4,680
65 Operose Advisors LLC 0.13% of their portfolio MILWAUKEE, WI 8,3868.4k $554.8k $554.8k 0.13% Added +22 +22
66 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,3788.4k $554.0k $554.0k 0.00% Reduced -66 -66
67 Single Point Partners, LLC 0.11% of their portfolio BOSTON, MA 8,2178.2k $543.6k $543.6k 0.11% Added +6 +6
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,8127.8k $516.8k $516.8k 0.00% Added +404 +404
69 ST GERMAIN D J CO INC 0.02% of their portfolio SPRINGFIELD, MA 7,5557.6k $499.8k $499.8k 0.02% Unchanged
70 Front Row Advisors LLC 0.16% of their portfolio TIBURON, CA 7,1867.2k $475.4k $475.4k 0.16% Reduced -187 -187
71 Per Stirling Capital Management, LLC. 0.05% of their portfolio AUSTIN, TX 6,8116.8k $450.5k $450.5k 0.05% Unchanged
72 DENVER WEALTH MANAGEMENT, INC. 0.16% of their portfolio DENVER, CO 6,6916.7k $442.6k $442.6k 0.16% Added +24 +24
73 McClarren Financial Advisors, Inc. 0.22% of their portfolio STATE COLLEGE, PA 6,6006.6k $362.2k $362.2k 0.22% Added +1.1k +1,139
74 HBW ADVISORY SERVICES LLC 0.04% of their portfolio SIMI VALLEY, CA 6,1296.1k $405.5k $405.5k 0.04% Added +106 +106
75 Hills Bank & Trust Co 0.02% of their portfolio North Liberty, IA 6,0866.1k $402.6k $402.6k 0.02% Added +41 +41
76 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 5,9876.0k $396.0k $396.0k 0.00% Reduced -83 -83
77 Veridan Wealth LLC 0.13% of their portfolio WEST LINN, OR 5,7665.8k $381.4k $381.4k 0.13% Reduced -144 -144
78 Godfrey Financial Associates, Inc. 0.33% of their portfolio GLENMONT, NY 5,6945.7k $376.7k $376.7k 0.33% First filing
79 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 5,6765.7k $375.5k $375.5k 0.01% Added +158 +158
80 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 5,6085.6k $371.0k $371.0k 0.01% Unchanged
81 Zhang Financial LLC 0.01% of their portfolio PORTAGE, MI 5,4915.5k $363.2k $363.2k 0.01% Added +2 +2
82 BRAVE ASSET MANAGEMENT INC 0.08% of their portfolio Summit, NJ 5,4185.4k $358.4k $358.4k 0.08% Unchanged
83 Marshall Financial Group, LLC 0.07% of their portfolio Hunt Valley, MD 5,3625.4k $354.7k $354.7k 0.07% Reduced -412 -412
84 NOVARE CAPITAL MANAGEMENT LLC 0.03% of their portfolio CHARLOTTE, NC 5,1935.2k $343.5k $343.5k 0.03% Added +100 +100
85 Horizon Wealth Management, LLC 0.05% of their portfolio LA GRANGE, IL 4,5534.6k $301.2k $301.2k 0.05% Added +277 +277
86 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4,5394.5k $300.3k $300.3k 0.00% Reduced -139 -139
87 SFG Wealth Management, LLC. 0.11% of their portfolio TOWSON, MD 4,3034.3k $284.7k $284.7k 0.11% Added +931 +931
88 True Link Financial Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 4,2044.2k $278.1k $278.1k 0.02% New
89 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.05% of their portfolio CEDARBURG, WI 4,2034.2k $278.0k $278.0k 0.05% Added +757 +757
90 LongView Asset Management LLC 0.19% of their portfolio SANTA FE, NM 4,0504.0k $267.9k $267.9k 0.19% Reduced -1.3k -1,271
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,0164.0k $265.7k $265.7k 0.00% Added +51 +51
92 ALTFEST L J & CO INC 0.03% of their portfolio NEW YORK, NY 3,9754.0k $262.9k $262.9k 0.03% Added +2 +2
93 THOMPSON DAVIS & CO., INC. 0.15% of their portfolio RICHMOND, VA 3,8803.9k $256.7k $256.7k 0.15% Unchanged
94 SHP Wealth Management 0.02% of their portfolio PLYMOUTH, MA 3,7693.8k $249.3k $249.3k 0.02% First filing
95 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 3,6313.6k $240.2k $240.2k 0.01% Reduced -13 -13
96 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,5973.6k $231.0k $231.0k 0.01% Added +28 +28
97 Ethic Inc. 0.00% of their portfolio NEW YORK, NY 3,4973.5k $231.3k $231.3k 0.00% Unchanged
98 SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio JACKSON, TN 3,4943.5k $232.7k $232.7k 0.02% Added +53 +53
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,2583.3k $215.5k $215.5k 0.00% Added +8 +8
100 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.02% of their portfolio NEW YORK, NY 3,2293.2k $213.6k $213.6k 0.02% Unchanged