Vault-13

SPDR SER TR BILS

BLOOMBERG 3-12 M · ETP · CUSIP 78468R523

128 institutional holders +65 vs Q4 2022
9,912,9959.9m shares reported held*
$984.0mreported value*
72 new 41 added 10 reduced 9 sold out net bought ≈ $612.8m (+6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $99.27. Options: 1 managers hold calls ($318.8k notional), 1 hold puts ($329.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 20Q4 22: 63Q1 23: 128128Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202220
Q4 202263
Q1 2023128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 54 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 113 bought or addedQ1 23: 19 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022545
Q1 202311319

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $318.8kQ1 23 puts: $329.0kQ1 23P/C 1.03
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$318.8k$329.0k1.03

Biggest buyers

LPL Financial LLC Added +859,276+859.3k
BANK OF AMERICA CORP /DE/ Added +797,176+797.2k
CWM, LLC Added +637,301+637.3k
TMD Wealth Management, LLC New +411,880+411.9k
Waldron Private Wealth LLC New +230,806+230.8k
EP Wealth Advisors, LLC New +207,986+208.0k
RENAISSANCE TECHNOLOGIES LLC Added +187,600+187.6k
Beacon Capital Management, Inc. New +180,902+180.9k
Sargent Investment Group, LLC New +163,079+163.1k
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV New +152,022+152.0k

Biggest sellers

Choate Investment Advisors Reduced -278,508-278.5k
Raymond James Financial Services Advisors, Inc. Reduced -81,095-81.1k
STAPP WEALTH MANAGEMENT, PLLC Sold out -62,892-62.9k
SVB WEALTH LLC Sold out -24,358-24.4k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -21,390-21.4k
GenTrust, LLC Sold out -15,047-15.0k
NewEdge Advisors, LLC Reduced -12,518-12.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -12,463-12.5k
Asset Dedication, LLC Reduced -11,797-11.8k
Dakota Wealth Management Reduced -8,714-8.7k

Biggest calls

Belvedere Trading LLC New $318.8k3.2k shares

Biggest puts

WOLVERINE TRADING, LLC New $329.0k3.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 1,197,7201.2m $119.3m $119.3m 0.09% Added +859.3k +859,276
2 CWM, LLC 0.70% of their portfolio OMAHA, NE 1,045,7741.0m $104.2m $104.2m 0.70% Added +637.3k +637,301
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 982,029982.0k $97.8m $97.8m 0.01% Added +797.2k +797,176
4 AJ WEALTH STRATEGIES, LLC 3.46% of their portfolio NEW YORK, NY 666,841666.8k $66.4m $66.4m 3.46% Added +17.4k +17,436
5 TMD Wealth Management, LLC 11.58% of their portfolio SCOTTSDALE, AZ 411,880411.9k $41.0m $41.0m 11.58% New
6 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 298,700298.7k $29.8m $29.8m 0.04% Added +187.6k +187,600
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 259,535259.5k $25.9m $25.9m 0.01% Added +127.8k +127,827
8 Choate Investment Advisors 1.18% of their portfolio BOSTON, MA 244,591244.6k $24.4m $24.4m 1.18% Reduced -278.5k -278,508
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 240,231240.2k $23.9m $23.9m 0.04% Added +131.6k +131,649
10 Waldron Private Wealth LLC 1.12% of their portfolio BRIDGEVILLE, PA 230,806230.8k $23.0m $23.0m 1.12% New
11 EP Wealth Advisors, LLC 0.33% of their portfolio TORRANCE, CA 207,986208.0k $19.1m $19.1m 0.33% New
12 Dakota Wealth Management 1.28% of their portfolio PALM BEACH GARDENS, FL 192,820192.8k $19.2m $19.2m 1.28% Reduced -8.7k -8,714
13 Beacon Capital Management, Inc. 0.63% of their portfolio DAYTON, OH 180,902180.9k $18.0m $18.0m 0.63% New
14 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 167,588167.6k $16.7m $16.7m 0.04% Added +138.0k +138,007
15 CWA Asset Management Group, LLC 1.22% of their portfolio NAPLES, FL 164,944164.9k $16.4m $16.4m 1.22% Added +132.4k +132,432
16 Sargent Investment Group, LLC 4.27% of their portfolio BETHESDA, MD 163,079163.1k $16.2m $16.2m 4.27% New
17 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 5.27% of their portfolio BERMUDA RUN, NC 152,022152.0k $15.1m $15.1m 5.27% New
18 Ashton Thomas Private Wealth, LLC 1.25% of their portfolio SCOTTSDALE, AZ 143,248143.2k $14.3m $14.3m 1.25% New
19 FLAGSHIP HARBOR ADVISORS, LLC 1.34% of their portfolio BOSTON, MA 142,607142.6k $14.2m $14.2m 1.34% New
20 Peak Asset Management, LLC 3.42% of their portfolio LOUISVILLE, CO 140,525140.5k $14.0m $14.0m 3.42% New
21 Kelman-Lazarov, Inc. 3.54% of their portfolio MEMPHIS, TN 136,880136.9k $13.6m $13.6m 3.54% Added +10.3k +10,346
22 Delos Wealth Advisors, LLC 15.42% of their portfolio DALLAS, TX 122,355122.4k $12.2m $12.2m 15.42% New
23 Equitable Holdings, Inc. 0.17% of their portfolio NEW YORK, NY 105,621105.6k $10.5m $10.5m 0.17% New
24 CENTAURUS FINANCIAL, INC. 0.83% of their portfolio ANAHEIM, CA 104,384104.4k $10.4m $10.4m 0.83% Added +89.3k +89,319
25 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 104,080104.1k $10.4m $10.4m 0.02% New
26 AlphaCore Capital LLC 2.37% of their portfolio LA JOLLA, CA 89,77089.8k $8.9m $8.9m 2.37% New
27 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 83,51183.5k $8.3m $8.3m 0.01% New
28 Waverly Advisors, LLC 0.42% of their portfolio BIRMINGHAM, AL 80,91680.9k $8.1m $8.1m 0.42% New
29 Strategic Wealth Partners, Ltd. 1.23% of their portfolio INDEPENDENCE, OH 80,54480.5k $8.0m $8.0m 1.23% New
30 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 79,94879.9k $8.0m $8.0m 0.10% Reduced -12.5k -12,518
31 Atria Investments, Inc 0.13% of their portfolio Charlotte, NC 69,47669.5k $6.9m $6.9m 0.13% Added +17.2k +17,192
32 Altiora Financial Group, LLC 3.15% of their portfolio LEBANON, OH 68,50968.5k $6.8m $6.8m 3.15% Added +35.4k +35,367
33 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.28% of their portfolio BOSTON, MA 65,09465.1k $6.5m $6.5m 0.28% New
34 Values First Advisors, Inc. 4.11% of their portfolio JOHNSON CITY, TN 64,84164.8k $6.5m $6.5m 4.11% Added +333 +333
35 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 61,49861.5k $6.1m $6.1m 0.05% Added +26.8k +26,759
36 Belpointe Asset Management LLC 0.32% of their portfolio RENO, NV 60,38960.4k $6.0m $6.0m 0.32% New
37 Fortis Capital Advisors, LLC 3.22% of their portfolio PRAIRIE VILLAGE, KS 60,38960.4k $6.0m $6.0m 3.22% New
38 RETIREMENT CAPITAL STRATEGIES 2.87% of their portfolio SAN JOSE, CA 59,37759.4k $5.9m $5.9m 2.87% New
39 MONEY CONCEPTS CAPITAL CORP 0.24% of their portfolio PALM BEACH GARDENS, FL 57,36257.4k $4.4m $4.4m 0.24% New
40 LAKE STREET ADVISORS GROUP, LLC 0.34% of their portfolio PORTSMOUTH, NH 55,79655.8k $5.6m $5.6m 0.34% New
41 Kingfisher Capital LLC 1.40% of their portfolio CHARLOTTE, NC 53,39753.4k $5.3m $5.3m 1.40% New
42 Epoch Investment Partners, Inc. 0.03% of their portfolio New York, NY 48,96349.0k $4.9m $4.9m 0.03% New
43 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 44,50044.5k $4.4m $4.4m 0.01% New
44 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 44,32444.3k $4.4m $4.4m 0.09% Added +4.2k +4,162
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 42,77442.8k $4.3m $4.3m 0.00% Added +40.7k +40,730
46 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 41,03741.0k $4.1m $4.1m 0.04% Added +23.0k +23,021
47 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 37,18737.2k $3.7m $3.7m 0.01% New
48 Jefferies Financial Group Inc. 0.07% of their portfolio NEW YORK, NY 34,63334.6k $3.4m $3.4m 0.07% New
49 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 33,96834.0k $3.4m $3.4m 0.15% Reduced -8.6k -8,631
50 DB Wealth Management Group, LLC 2.05% of their portfolio SAN DIEGO, CA 32,67432.7k $3.3m $3.3m 2.05% Added +34 +34
51 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,42428.4k $2.8m $2.8m 0.00% New
52 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 27,10527.1k $2.7m $2.7m 0.06% Added +14.2k +14,246
53 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 26,16626.2k $2.6m $2.6m 0.02% Added +10.9k +10,911
54 Jacobi Capital Management LLC 0.29% of their portfolio PITTSTON, PA 24,35124.4k $2.4m $2.4m 0.29% Added +16.5k +16,453
55 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 23,78223.8k $2.4m $2.4m 0.06% Added +421 +421
56 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 22,53922.5k $2.2m $2.2m 0.01% New
57 Stratos Wealth Advisors, LLC 0.17% of their portfolio BEACHWOOD, OH 21,64521.6k $2.2m $2.2m 0.17% New
58 Financial Advocates Investment Management 0.16% of their portfolio OLYMPIA, WA 21,58921.6k $2.2m $2.2m 0.16% New
59 OneAscent Wealth Management LLC 0.83% of their portfolio BIRMINGHAM, AL 21,34721.3k $2.1m $2.1m 0.83% New
60 WJ Wealth Management, LLC 1.34% of their portfolio GLENDALE, AZ 19,82319.8k $2.0m $2.0m 1.34% Added +10.0k +10,013
61 Onyx Bridge Wealth Group LLC 0.77% of their portfolio TARRYTOWN, NY 19,27419.3k $1.9m $1.9m 0.77% Added +13.3k +13,296
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,26819.3k $1.9m $1.9m 0.00% Reduced -12.5k -12,463
63 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 18,95219.0k $1.9m $1.9m 0.02% Added +8.2k +8,219
64 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,61116.6k $1.7m $1.7m 0.00% Added +11.0k +10,961
65 Clear Harbor Asset Management, LLC 0.16% of their portfolio Stamford, CT 15,95015.9k $1.6m $1.6m 0.16% New
66 Private Portfolio Partners LLC 0.39% of their portfolio PARAMUS, NJ 14,32214.3k $1.4m $1.4m 0.39% Added +11.3k +11,277
67 PARSONS CAPITAL MANAGEMENT INC/RI 0.11% of their portfolio PROVIDENCE, RI 13,94513.9k $1.4m $1.4m 0.11% Added +1.1k +1,050
68 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 12,69512.7k $1.3m $1.3m 0.01% New
69 WBH ADVISORY INC 0.16% of their portfolio BALTIMORE, MD 12,47812.5k $1.2m $1.2m 0.16% First filing
70 Kohmann Bosshard Financial Services, LLC 0.23% of their portfolio FAIRLAWN, OH 12,11112.1k $1.2m $1.2m 0.23% Added +3.0k +3,000
71 SHEETS SMITH WEALTH MANAGEMENT 0.18% of their portfolio WINSTON-SALEM, NC 12,03012.0k $1.2m $1.2m 0.18% Added +6.7k +6,685
72 True Wealth Design, LLC 0.48% of their portfolio AKRON, OH 11,53011.5k $1.1m $1.1m 0.48% Reduced -380 -380
73 Clear Creek Financial Management, LLC 0.21% of their portfolio SILVERDALE, WA 10,92310.9k $1.1m $1.1m 0.21% New
74 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 10,22810.2k $1.0m $1.0m 0.01% Added +873 +873
75 Treasure Coast Financial Planning 0.71% of their portfolio VERO BEACH, FL 10,14110.1k $1.0m $1.0m 0.71% New
76 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 9,4109.4k $937.3k $937.3k 0.01% New
77 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 9,4109.4k $937.3k $937.3k 0.01% Added +2.3k +2,321
78 Camelot Portfolios, LLC 0.64% of their portfolio Maumee, OH 9,2709.3k $923.4k $923.4k 0.64% New
79 Castleview Partners, LLC 0.81% of their portfolio DALLAS, TX 9,2269.2k $919.0k $919.0k 0.81% Added +587 +587
80 Sound Financial Strategies Group, LLC 0.58% of their portfolio MADISON, MS 8,7318.7k $869.7k $869.7k 0.58% New
81 Alpha Financial Partners LLC 0.96% of their portfolio LEXINGTON, KY 8,5578.6k $852.4k $852.4k 0.96% New
82 Pekin Hardy Strauss, Inc. 0.13% of their portfolio CHICAGO, IL 8,4948.5k $846.1k $846.1k 0.13% New
83 BCGM Wealth Management, LLC 0.40% of their portfolio LAFAYETTE, IN 7,9007.9k $786.9k $786.9k 0.40% Reduced -2.1k -2,100
84 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 7,5577.6k $752.8k $752.8k 0.06% New
85 Capital Advisors, Ltd. LLC 0.11% of their portfolio SHAKER HEIGHTS, OH 6,8926.9k $687.0k $687.0k 0.11% New
86 WORLD EQUITY GROUP, INC. 0.04% of their portfolio SCHAUMBURG, IL 6,3116.3k $261.4k $261.4k 0.04% New
87 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 6,2966.3k $627.0k $627.0k 0.02% New
88 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,1826.2k $615.8k $615.8k 0.00% Reduced -81.1k -81,095
89 MONECO ADVISORS, LLC 0.16% of their portfolio FAIRFIELD, CT 5,5145.5k $549.3k $549.3k 0.16% New
90 Financial Architects, Inc 0.08% of their portfolio MARLTON, NJ 5,2305.2k $521.0k $521.0k 0.08% Added +3.0k +2,970
91 MCF Advisors LLC 0.05% of their portfolio LEXINGTON, KY 5,2305.2k $521.0k $521.0k 0.05% Added +3.0k +3,018
92 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 5,1685.2k $512.5k $512.5k 0.03% Added +4.4k +4,368
93 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,1665.2k $514.6k $514.6k 0.01% New
94 Shepherd Financial Partners LLC 0.08% of their portfolio WINCHESTER, MA 4,6754.7k $465.7k $465.7k 0.08% New
95 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 4,6074.6k $458.9k $458.9k 0.02% Added +713 +713
96 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 4,2124.2k $420.0k $420.0k 0.02% New
97 Worth Asset Management, LLC 0.32% of their portfolio DALLAS, TX 4,1744.2k $415.8k $415.8k 0.32% Added +3.1k +3,111
98 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 4,1234.1k $410.6k $410.6k 0.02% Added +2.1k +2,058
99 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,9834.0k $396.7k $396.7k 0.01% New
100 Vertex Planning Partners, LLC 0.15% of their portfolio DOWNERS GROVE, IL 3,9383.9k $392.3k $392.3k 0.15% New