Vault-13

SPDR SER TR SJNK

BLOOMBERG SHT TE · ETP · CUSIP 78468R408

384 institutional holders +25 vs Q3 2024
132,639,724132.6m shares reported held*
$3.3bnreported value*
45 new 157 added 98 reduced 39 sold out net sold ≈ $57.0m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($359.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.24. Options: 3 managers hold calls ($2.7m notional), 2 hold puts ($1.7m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 349Q1 23: 320Q2 23: 348Q3 23: 341Q4 23: 361Q1 24: 351Q2 24: 362Q3 24: 359Q4 24: 384384Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022296
Q4 2022349
Q1 2023320
Q2 2023348
Q3 2023341
Q4 2023361
Q1 2024351
Q2 2024362
Q3 2024359
Q4 2024384

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 141 bought or addedQ1 23: 193 cut or sold outQ2 23: 188 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 151 bought or addedQ3 23: 167 cut or sold outQ4 23: 166 bought or addedQ4 23: 167 cut or sold outQ4 23Q1 24: 183 bought or addedQ1 24: 152 cut or sold outQ2 24: 169 bought or addedQ2 24: 160 cut or sold outQ2 24Q3 24: 178 bought or addedQ3 24: 141 cut or sold outQ4 24: 202 bought or addedQ4 24: 137 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023141193
Q2 2023188133
Q3 2023151167
Q4 2023166167
Q1 2024183152
Q2 2024169160
Q3 2024178141
Q4 2024202137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 24 calls: $55.5kQ1 24 puts: $2.5kQ1 24P/C 0.05Q2 24 calls: $2.5kQ2 24 puts: $5.0kQ2 24P/C 2.00Q3 24 calls: $7.7kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $2.7mQ4 24 puts: $1.7mQ4 24P/C 0.62
Numbers
QuarterCallsPutsP/C
Q1 2024$55.5k$2.5k0.05
Q2 2024$2.5k$5.0k2.00
Q3 2024$7.7k$00.00
Q4 2024$2.7m$1.7m0.62

Biggest buyers

AMERIPRISE FINANCIAL INC Added +5,600,323+5.6m
Horizon Wealth Management, LLC New +2,663,821+2.7m
GOLDMAN SACHS GROUP INC Added +2,122,037+2.1m
D. E. Shaw & Co., Inc. Added +1,743,600+1.7m
SAM Advisors, LLC Added +658,072+658.1k
Wealthfront Advisers LLC Added +502,399+502.4k
AMJ Financial Wealth Management New +491,391+491.4k
MORGAN STANLEY Added +471,624+471.6k
Tidal Investments LLC New +465,229+465.2k
Angeles Investment Advisors, LLC Added +465,000+465.0k

Biggest sellers

Ilmarinen Mutual Pension Insurance Co Reduced -13,900,000-13.9m
JPMORGAN CHASE & CO Reduced -2,570,150-2.6m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -799,540-799.5k
JANE STREET GROUP, LLC Reduced -745,136-745.1k
NEOS Investment Management LLC Sold out -668,356-668.4k
Balyasny Asset Management L.P. Sold out -624,678-624.7k
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -483,441-483.4k
Mitsubishi UFJ Trust & Banking Corp Sold out -400,000-400.0k
Nuveen Asset Management, LLC Sold out -396,353-396.4k
Aristotle Pacific Capital, LLC Reduced -316,581-316.6k

Biggest calls

CITADEL ADVISORS LLC Added $2.7m108.5k shares
GROUP ONE TRADING LLC New $8.6k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $946.9k37.5k shares
CITADEL ADVISORS LLC New $757.5k30.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 12,554,99112.6m $314.3m $314.3m 0.08% Added +5.6m +5,600,323
2 GRIMES & Co WEALTH MANAGEMENT, LLC 5.71% of their portfolio WESTBOROUGH, MA 7,848,9927.8m $198.2m $198.2m 5.71% Added +379.5k +379,464
3 Ilmarinen Mutual Pension Insurance Co 1.18% of their portfolio HELSINKI, H9 5,461,7035.5m $137.9m $137.9m 1.18% Reduced -13.9m -13,900,000
4 Angeles Investment Advisors, LLC 6.46% of their portfolio SANTA MONICA, CA 5,314,6605.3m $134.2m $134.2m 6.46% Added +465.0k +465,000
5 Ocean Park Asset Management, LLC 4.15% of their portfolio SANTA MONICA, CA 4,828,7004.8m $121.9m $121.9m 4.15% Unchanged
6 State of New Jersey Common Pension Fund D 0.48% of their portfolio TRENTON, NJ 4,689,4154.7m $118.4m $118.4m 0.48% Unchanged
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,669,0703.7m $92.6m $92.6m 0.04% Added +263.5k +263,532
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 3,532,5183.5m $89.2m $89.2m 0.02% Reduced -129.2k -129,239
9 Clark Capital Management Group, Inc. 0.53% of their portfolio PHILADELPHIA, PA 2,990,1073.0m $75.5m $75.5m 0.53% Added +110.3k +110,349
10 Wealthfront Advisers LLC 0.22% of their portfolio Palo Alto, CA 2,966,8343.0m $74.9m $74.9m 0.22% Added +502.4k +502,399
11 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 1.96% of their portfolio Seattle, WA 2,850,4162.9m $72.0m $72.0m 1.96% Added +113.4k +113,378
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,748,8782.7m $69.4m $69.4m 0.02% Added +24.3k +24,307
13 NEUBERGER BERMAN GROUP LLC 0.06% of their portfolio NEW YORK, NY 2,747,9742.7m $69.4m $69.4m 0.06% Added +392.5k +392,465
14 Horizon Wealth Management, LLC 11.70% of their portfolio LA GRANGE, IL 2,663,8212.7m $67.3m $67.3m 11.70% New
15 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,485,5692.5m $62.8m $62.8m 0.01% Added +259.1k +259,083
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,355,3992.4m $59.5m $59.5m 0.00% Added +471.6k +471,624
17 D. E. Shaw & Co., Inc. 0.06% of their portfolio New York, NY 2,314,8002.3m $58.4m $58.4m 0.06% Added +1.7m +1,743,600
18 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,134,1352.1m $53.9m $53.9m 0.01% Added +2.1m +2,122,037
19 Aristotle Pacific Capital, LLC 15.48% of their portfolio NEWPORT BEACH, CA 1,957,0502.0m $49.4m $49.4m 15.48% Reduced -316.6k -316,581
20 ASSETMARK, INC 0.12% of their portfolio CONCORD, CA 1,767,1271.8m $44.6m $44.6m 0.12% Added +103.9k +103,936
21 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.56% of their portfolio TOKYO, M0 1,652,8141.7m $41.8m $41.8m 0.56% Added +268.8k +268,828
22 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,605,5411.6m $40.5m $40.5m 0.01% Added +132.3k +132,268
23 Berkshire Money Management, Inc. 4.39% of their portfolio DALTON, MA 1,598,9561.6m $40.4m $40.4m 4.39% Added +89.5k +89,466
24 SIGMA INVESTMENT COUNSELORS INC 2.26% of their portfolio NORTHVILLE, MI 1,526,5481.5m $38.5m $38.5m 2.26% Added +58.4k +58,362
25 Advisors Capital Management, LLC 0.59% of their portfolio RIDGEWOOD, NJ 1,488,1891.5m $37.6m $37.6m 0.59% Added +10.8k +10,826
26 iA Global Asset Management Inc. 0.65% of their portfolio QUEBEC, A8 1,465,2001.5m $37.0m $37.0m 0.65% Reduced -89.6k -89,600
27 Kensington Asset Management, LLC 2.15% of their portfolio AUSTIN, TX 1,450,0001.4m $36.6m $36.6m 2.15% Reduced -262.5k -262,500
28 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 1,394,7001.4m $35.2m $35.2m 0.07% Unchanged
29 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,142,4261.1m $28.8m $28.8m 0.01% Reduced -5.5k -5,497
30 Cornerstone National Bank & Trust Co 13.16% of their portfolio PALATINE, IL 1,134,9561.1m $28.7m $28.7m 13.16% Added +133.2k +133,235
31 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,085,9761.1m $27.4m $27.4m 0.04% Reduced -745.1k -745,136
32 Essex LLC 5.58% of their portfolio DEER PARK, IL 1,052,4651.1m $26.6m $26.6m 5.58% Added +22.0k +22,021
33 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.05% of their portfolio TORONTO, A6 1,000,0001.0m $25.2m $25.2m 0.05% Unchanged
34 Financial Partners Group, Inc 3.27% of their portfolio Overland Park, KS 888,084888.1k $22.4m $22.4m 3.27% Added +161.4k +161,391
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 869,226869.2k $21.9m $21.9m 0.00% Reduced -2.6m -2,570,150
36 SAM Advisors, LLC 7.48% of their portfolio OAKHURST, CA 863,664863.7k $20.7m $20.7m 7.48% Added +658.1k +658,072
37 ZEGA Investments, LLC 6.36% of their portfolio PALM BEACH GARDENS, FL 840,249840.2k $21.5m $21.5m 6.36% First filing
38 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 818,179818.2k $20.7m $20.7m 0.05% Reduced -59.2k -59,153
39 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 814,800814.8k $20.6m $20.6m 0.03% Reduced -155.3k -155,255
40 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 756,189756.2k $19.1m $19.1m 0.01% First filing
41 ANGELES WEALTH MANAGEMENT, LLC 1.57% of their portfolio SANTA MONICA, CA 753,380753.4k $19.0m $19.0m 1.57% Added +23.0k +23,034
42 Employees' Retirement Fund of the City of Fort Worth 8.56% of their portfolio FORT WORTH, TX 726,800726.8k $18.4m $18.4m 8.56% Unchanged
43 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 709,683709.7k $17.9m $17.9m 0.02% Reduced -6.7k -6,686
44 HOWARD FINANCIAL SERVICES, LTD. 2.43% of their portfolio DALLAS, TX 706,526706.5k $17.8m $17.8m 2.43% Added +132.6k +132,595
45 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 678,884678.9k $17.1m $17.1m 0.03% Reduced -22.7k -22,654
46 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 662,589662.6k $16.7m $16.7m 0.03% Reduced -27.0k -27,045
47 Good Life Advisors, LLC 1.20% of their portfolio READING, PA 653,915653.9k $16.5m $16.5m 1.20% Added +64.0k +64,014
48 Matthew Goff Investment Advisor, LLC 2.65% of their portfolio HOUSTON, TX 565,005565.0k $14.3m $14.3m 2.65% Added +80.3k +80,285
49 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 534,077534.1k $13.5m $13.5m 0.02% Added +55.7k +55,747
50 CWM, LLC 0.06% of their portfolio OMAHA, NE 525,754525.8k $13.3m $13.3m 0.06% Added +48.5k +48,529
51 Union Bancaire Privee, UBP SA 0.22% of their portfolio GENEVA 1, V8 510,000510.0k $12.9m $12.9m 0.22% First filing
52 AMJ Financial Wealth Management 3.44% of their portfolio LEESBURG, VA 491,391491.4k $12.4m $12.4m 3.44% New
53 DAVENPORT & Co LLC 0.07% of their portfolio RICHMOND, VA 485,462485.5k $12.3m $12.3m 0.07% Reduced -52.6k -52,610
54 FULTON BREAKEFIELD BROENNIMAN LLC 0.87% of their portfolio Bethesda, MD 481,581481.6k $12.2m $12.2m 0.87% Reduced -24.8k -24,780
55 Tidal Investments LLC 0.10% of their portfolio Milwaukee, WI 465,229465.2k $11.7m $11.7m 0.10% New
56 Curran Financial Partners, LLC 3.00% of their portfolio DANIEL ISLAND, SC 452,177452.2k $11.4m $11.4m 3.00% Added +47.3k +47,333
57 NOMURA ASSET MANAGEMENT CO LTD 0.03% of their portfolio TOKYO, M0 438,000438.0k $11.1m $11.1m 0.03% Unchanged
58 Mariner, LLC 0.02% of their portfolio Overland Park, KS 421,893421.9k $10.7m $10.7m 0.02% Reduced -114.6k -114,646
59 Merit Financial Group, LLC 0.19% of their portfolio ALPHARETTA, GA 421,213421.2k $10.6m $10.6m 0.19% Reduced -1.3k -1,344
60 &PARTNERS 0.13% of their portfolio NASHVILLE, TN 413,975414.0k $10.5m $10.5m 0.13% Added +108.6k +108,585
61 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.72% of their portfolio NEW YORK, NY 412,062412.1k $10.4m $10.4m 0.72% Reduced -7.8k -7,790
62 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 405,452405.5k $10.2m $10.2m 0.02% Added +87.6k +87,613
63 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 405,000405.0k $10.2m $10.2m 0.02% Unchanged
64 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 371,304371.3k $9.4m $9.4m 0.03% Added +690 +690
65 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 360,000360.0k $9.1m $9.1m 0.01% Reduced -53.0k -52,985
66 Echo45 Advisors LLC 5.58% of their portfolio WALNUT CREEK, CA 334,704334.7k $8.5m $8.5m 5.58% Reduced -95.0k -95,032
67 Certified Advisory Corp 0.90% of their portfolio ALTAMONTE SPRINGS, FL 328,119328.1k $8.3m $8.3m 0.90% Added +7.4k +7,429
68 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 327,722327.7k $8.4m $8.4m 0.05% Added +26.3k +26,298
69 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 326,441326.4k $8.2m $8.2m 0.08% Added +67.4k +67,418
70 IRONWOOD WEALTH MANAGEMENT, INC. 3.89% of their portfolio HURRICANE, WV 312,586312.6k $7.9m $7.9m 3.89% Added +10.8k +10,801
71 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.15% of their portfolio FORT WORTH, TX 302,333302.3k $7.6m $7.6m 1.15% Added +11.4k +11,397
72 Caldwell Trust Co 0.80% of their portfolio Venice, FL 301,580301.6k $7.6m $7.6m 0.80% Added +23.6k +23,595
73 Great Lakes Retirement, Inc. 0.98% of their portfolio SANDUSKY, OH 299,710299.7k $7.6m $7.6m 0.98% Added +3.6k +3,649
74 Waterloo Capital, L.P. 0.77% of their portfolio AUSTIN, TX 288,376288.4k $7.3m $7.3m 0.77% Added +23.5k +23,497
75 Little Harbor Advisors, LLC 4.26% of their portfolio MARBLEHEAD, MA 285,663285.7k $7.2m $7.2m 4.26% Added +15.0k +15,030
76 Disciplined Investments, LLC 3.50% of their portfolio TULSA, OK 281,015281.0k $7.1m $7.1m 3.50% Reduced -156 -156
77 Sterling Manor Financial, LLC 4.76% of their portfolio Saratoga Springs, NY 270,544270.5k $6.8m $6.8m 4.76% Added +2.1k +2,149
78 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 270,459270.5k $6.8m $6.8m 0.06% Added +25.3k +25,263
79 Sequoia Financial Advisors, LLC 0.07% of their portfolio Akron, OH 267,536267.5k $6.8m $6.8m 0.07% New
80 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 261,544261.5k $6.6m $6.6m 0.06% Added +67.6k +67,568
81 49 WEALTH MANAGEMENT, LLC 0.93% of their portfolio AUSTIN, TX 259,285259.3k $6.5m $6.5m 0.93% Reduced -154.1k -154,107
82 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 259,164259.2k $6.5m $6.5m 0.01% Added +140.2k +140,164
83 Clearstead Advisors, LLC 0.10% of their portfolio CLEVELAND, OH 258,311258.3k $6.5m $6.5m 0.10% Reduced -144.0k -143,990
84 TRUSTMARK BANK TRUST DEPARTMENT 0.48% of their portfolio JACKSON, MS 256,550256.6k $6.5m $6.5m 0.48% Reduced -2.1k -2,127
85 Kingsview Wealth Management, LLC 0.12% of their portfolio GRANTS PASS, OR 244,464244.5k $6.2m $6.2m 0.12% Added +49.0k +48,957
86 Sound Income Strategies, LLC 0.38% of their portfolio FT LAUDERDALE, FL 243,689243.7k $6.2m $6.2m 0.38% Added +11.7k +11,696
87 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 240,843240.8k $6.1m $6.1m 0.01% Added +103.4k +103,410
88 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 236,005236.0k $6.0m $6.0m 0.05% Added +94.4k +94,370
89 MGO ONE SEVEN LLC 0.23% of their portfolio Beachwood, OH 234,474234.5k $5.9m $5.9m 0.23% Added +133.5k +133,519
90 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 218,880218.9k $5.5m $5.5m 0.07% Reduced -87.8k -87,819
91 Fifth Third Securities, Inc. 0.46% of their portfolio Cincinnati, OH 213,691213.7k $5.4m $5.4m 0.46% Added +21.3k +21,261
92 Sharper & Granite LLC 2.36% of their portfolio EL SEGUNDO, CA 212,215212.2k $5.4m $5.4m 2.36% Added +13.8k +13,775
93 Farmers & Merchants Trust Co of Chambersburg PA 2.02% of their portfolio CHAMBERSBURG, PA 211,576211.6k $5.3m $5.3m 2.02% Added +42.2k +42,191
94 Missouri Trust & Investment Co 1.85% of their portfolio SPRINGFIELD, MO 209,076209.1k $5.3m $5.3m 1.85% Added +4.4k +4,383
95 Western Asset Management Company, LLC 7.73% of their portfolio Pasadena, CA 192,650192.7k $4.9m $4.9m 7.73% Unchanged
96 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 190,432190.4k $4.8m $4.8m 0.00% Added +4.3k +4,276
97 Avos Capital Management, LLC 3.01% of their portfolio SEATTLE, WA 185,720185.7k $3.7m $3.7m 3.01% First filing
98 ADELL HARRIMAN & CARPENTER INC 0.32% of their portfolio HOUSTON, TX 184,385184.4k $4.7m $4.7m 0.32% Unchanged
99 World Investment Advisors 0.12% of their portfolio LINCROFT, NJ 178,356178.4k $4.5m $4.5m 0.12% Added +2.3k +2,277
100 CENTAURUS FINANCIAL, INC. 0.27% of their portfolio ANAHEIM, CA 177,063177.1k $4.5m $4.5m 0.27% Added +3.8k +3,781