Vault-13

SPDR SER TR SJNK

BLOOMBERG SHT TE · ETP · CUSIP 78468R408

351 institutional holders -10 vs Q4 2023
135,192,260135.2m shares reported held*
$3.4bnreported value*
32 new 151 added 109 reduced 43 sold out net bought ≈ $353.0m (+15.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($368.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.88. Options: 2 managers hold calls ($55.5k notional), 1 hold puts ($2.5k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 349Q1 23: 320Q2 23: 348Q3 23: 341Q4 23: 361Q1 24: 351351Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022296
Q4 2022349
Q1 2023320
Q2 2023348
Q3 2023341
Q4 2023361
Q1 2024351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 184 bought or addedQ4 22: 137 cut or sold outQ4 22Q1 23: 141 bought or addedQ1 23: 193 cut or sold outQ1 23Q2 23: 188 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 151 bought or addedQ3 23: 167 cut or sold outQ3 23Q4 23: 166 bought or addedQ4 23: 167 cut or sold outQ4 23Q1 24: 183 bought or addedQ1 24: 152 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022184137
Q1 2023141193
Q2 2023188133
Q3 2023151167
Q4 2023166167
Q1 2024183152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 23 calls: $214.9kQ2 23 puts: $74.1kQ2 23P/C 0.34Q3 23 calls: $905.0kQ3 23 puts: $429.8kQ3 23P/C 0.47Q4 23 calls: $321.8kQ4 23 puts: $25.1kQ4 23P/C 0.08Q1 24 calls: $55.5kQ1 24 puts: $2.5kQ1 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q2 2023$214.9k$74.1k0.34
Q3 2023$905.0k$429.8k0.47
Q4 2023$321.8k$25.1k0.08
Q1 2024$55.5k$2.5k0.05

Biggest buyers

State of New Jersey Common Pension Fund D Added +6,000,000+6.0m
Angeles Investment Advisors, LLC Added +2,784,500+2.8m
Ilmarinen Mutual Pension Insurance Co Added +2,000,000+2.0m
Global Assets Advisory, LLC Added +1,754,725+1.8m
MORGAN STANLEY Added +1,639,531+1.6m
Berkshire Money Management, Inc. Added +977,912+977.9k
WBI INVESTMENTS, LLC New +966,127+966.1k
SHENKMAN CAPITAL MANAGEMENT INC Added +727,250+727.2k
Aperture Investors, LLC New +516,790+516.8k
AMERIPRISE FINANCIAL INC Added +409,435+409.4k

Biggest sellers

SG Americas Securities, LLC Sold out -1,193,932-1.2m
STATE OF WISCONSIN INVESTMENT BOARD Sold out -1,190,000-1.2m
JANE STREET GROUP, LLC Sold out -705,424-705.4k
Thrivent Financial for Lutherans Reduced -625,168-625.2k
JPMORGAN CHASE & CO Reduced -461,326-461.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -423,500-423.5k
CWM, LLC Reduced -253,039-253.0k
OSAIC HOLDINGS, INC. Reduced -226,916-226.9k
Raymond James Financial Services Advisors, Inc. Reduced -199,641-199.6k
NEUBERGER BERMAN GROUP LLC Reduced -198,292-198.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $55.5k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ilmarinen Mutual Pension Insurance Co 4.73% of their portfolio HELSINKI, H9 15,361,70315.4m $387.4m $387.4m 4.73% Added +2.0m +2,000,000
2 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 8,943,6888.9m $225.2m $225.2m 0.06% Added +409.4k +409,435
3 State of New Jersey Common Pension Fund D 0.58% of their portfolio TRENTON, NJ 7,600,0007.6m $191.7m $191.7m 0.58% Added +6.0m +6,000,000
4 Angeles Investment Advisors, LLC 9.55% of their portfolio SANTA MONICA, CA 7,120,7607.1m $179.6m $179.6m 9.55% Added +2.8m +2,784,500
5 GRIMES & Co WEALTH MANAGEMENT, LLC 5.37% of their portfolio WESTBOROUGH, MA 6,923,3376.9m $174.6m $174.6m 5.37% Added +201.5k +201,506
6 Ocean Park Asset Management, LLC 6.25% of their portfolio SANTA MONICA, CA 5,265,7005.3m $132.8m $132.8m 6.25% Added +142.1k +142,100
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,968,9134.0m $100.1m $100.1m 0.00% Added +1.6m +1,639,531
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,358,6223.4m $84.7m $84.7m 0.00% Reduced -461.3k -461,326
9 Clark Capital Management Group, Inc. 0.56% of their portfolio PHILADELPHIA, PA 2,984,5383.0m $75.3m $75.3m 0.56% Added +124.1k +124,072
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,906,9302.9m $73.3m $73.3m 0.04% Added +112.8k +112,815
11 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,655,6912.7m $67.0m $67.0m 0.02% Added +228.2k +228,246
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,654,1252.7m $66.9m $66.9m 0.02% Reduced -104.0k -103,968
13 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2.03% of their portfolio Seattle, WA 2,591,6432.6m $65.4m $65.4m 2.03% Added +62.5k +62,500
14 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,254,1532.3m $56.8m $56.8m 0.01% Added +162.8k +162,830
15 Wealthfront Advisers LLC 0.18% of their portfolio Palo Alto, CA 2,070,1952.1m $52.2m $52.2m 0.18% Added +55.2k +55,195
16 Kensington Asset Management, LLC 2.58% of their portfolio AUSTIN, TX 2,048,7002.0m $51.7m $51.7m 2.58% Unchanged
17 Aristotle Pacific Capital, LLC 17.64% of their portfolio NEWPORT BEACH, CA 1,898,0751.9m $47.9m $47.9m 17.64% Unchanged
18 SHENKMAN CAPITAL MANAGEMENT INC 3.21% of their portfolio NEW YORK, NY 1,853,2501.9m $45.4m $45.4m 3.21% Added +727.2k +727,250
19 Global Assets Advisory, LLC 2.75% of their portfolio ORLANDO, FL 1,783,3501.8m $71.3k $71.3k 2.75% Added +1.8m +1,754,725
20 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 1,703,2631.7m $43.0m $43.0m 0.04% Reduced -198.3k -198,292
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.04% of their portfolio Toronto, A6 1,678,2261.7m $42.3m $42.3m 0.04% Added +118.3k +118,324
22 ASSETMARK, INC 0.14% of their portfolio CONCORD, CA 1,660,6141.7m $41.9m $41.9m 0.14% Reduced -31.6k -31,564
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,611,7391.6m $40.6m $40.6m 0.01% Reduced -2.5k -2,528
24 Berkshire Money Management, Inc. 4.32% of their portfolio DALTON, MA 1,418,0041.4m $35.8m $35.8m 4.32% Added +977.9k +977,912
25 SIGMA INVESTMENT COUNSELORS INC 2.27% of their portfolio NORTHVILLE, MI 1,396,6341.4m $35.2m $35.2m 2.27% Added +1.6k +1,604
26 Advisors Capital Management, LLC 0.63% of their portfolio RIDGEWOOD, NJ 1,375,6071.4m $34.7m $34.7m 0.63% Added +40.8k +40,793
27 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,360,7961.4m $34.3m $34.3m 0.01% Reduced -134.1k -134,127
28 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,341,9291.3m $33.8m $33.8m 0.08% Reduced -226.9k -226,916
29 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 1,160,9011.2m $29.3m $29.3m 0.06% Reduced -625.2k -625,168
30 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.78% of their portfolio NORFOLK, VA 1,100,7671.1m $27.8m $27.8m 0.78% Added +315.6k +315,589
31 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.09% of their portfolio TORONTO, A6 1,000,0001.0m $25.2m $25.2m 0.09% Unchanged
32 Essex LLC 5.76% of their portfolio DEER PARK, IL 992,391992.4k $25.0m $25.0m 5.76% Added +20.3k +20,278
33 WBI INVESTMENTS, LLC 5.07% of their portfolio RED BANK, NJ 966,127966.1k $24.4m $24.4m 5.07% New
34 Cornerstone National Bank & Trust Co 11.73% of their portfolio PALATINE, IL 922,430922.4k $23.3m $23.3m 11.73% Added +46.8k +46,754
35 CAPSTONE INVESTMENT ADVISORS, LLC 0.41% of their portfolio NEW YORK, NY 888,001888.0k $22.4m $22.4m 0.41% Added +61.3k +61,300
36 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 793,493793.5k $20.0m $20.0m 0.01% Added +397.1k +397,140
37 Financial Partners Group, Inc 3.14% of their portfolio Overland Park, KS 780,850780.9k $19.7m $19.7m 3.14% Added +46.2k +46,178
38 SAM Advisors, LLC 6.55% of their portfolio OAKHURST, CA 751,850751.9k $18.0m $18.0m 6.55% Added +24.7k +24,658
39 ANGELES WEALTH MANAGEMENT, LLC 1.87% of their portfolio SANTA MONICA, CA 740,167740.2k $18.7m $18.7m 1.87% Added +80.9k +80,874
40 Zega Financial, LLC 7.92% of their portfolio Palm Beach Gardens, FL 725,870725.9k $18.3m $18.3m 7.92% Reduced -123.2k -123,245
41 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 689,277689.3k $17.4m $17.4m 0.03% Reduced -89.7k -89,659
42 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.54% of their portfolio TOKYO, M0 686,018686.0k $17.3m $17.3m 0.54% Added +294.0k +293,973
43 CWM, LLC 0.08% of their portfolio OMAHA, NE 677,972678.0k $17.1m $17.1m 0.08% Reduced -253.0k -253,039
44 TRUSTMARK BANK TRUST DEPARTMENT 1.22% of their portfolio JACKSON, MS 590,656590.7k $14.9m $14.9m 1.22% Reduced -43.5k -43,454
45 Schonfeld Strategic Advisors LLC 0.11% of their portfolio NEW YORK, NY 549,662549.7k $13.9m $13.9m 0.11% Reduced -5.4k -5,397
46 FULTON BREAKEFIELD BROENNIMAN LLC 1.06% of their portfolio Bethesda, MD 547,442547.4k $13.8m $13.8m 1.06% Reduced -67.4k -67,378
47 Aperture Investors, LLC 1.67% of their portfolio New York, NY 516,790516.8k $13.0m $13.0m 1.67% New
48 Mariner, LLC 0.03% of their portfolio Overland Park, KS 505,958506.0k $12.8m $12.8m 0.03% Added +36.9k +36,943
49 Good Life Advisors, LLC 1.09% of their portfolio READING, PA 486,331486.3k $12.3m $12.3m 1.09% Added +30.8k +30,750
50 Matthew Goff Investment Advisor, LLC 2.42% of their portfolio HOUSTON, TX 473,147473.1k $11.9m $11.9m 2.42% Added +14.5k +14,518
51 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 467,800467.8k $11.8m $11.8m 0.02% Reduced -423.5k -423,500
52 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 447,620447.6k $11.3m $11.3m 0.01% Added +20.9k +20,919
53 NOMURA ASSET MANAGEMENT CO LTD 0.04% of their portfolio TOKYO, M0 438,000438.0k $11.0m $11.0m 0.04% Unchanged
54 Merit Financial Group, LLC 0.25% of their portfolio ALPHARETTA, GA 421,786421.8k $10.5m $10.5m 0.25% Added +395.4k +395,450
55 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 419,514419.5k $10.6m $10.6m 0.02% Added +34.2k +34,177
56 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 405,000405.0k $10.2m $10.2m 0.02% Unchanged
57 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 392,251392.3k $9.9m $9.9m 0.03% Reduced -22.8k -22,751
58 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 392,148392.1k $9.9m $9.9m 0.03% Added +117.7k +117,662
59 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.73% of their portfolio NEW YORK, NY 391,888391.9k $9.9m $9.9m 0.73% Reduced -270 -270
60 HOWARD FINANCIAL SERVICES, LTD. 1.60% of their portfolio DALLAS, TX 367,475367.5k $9.3m $9.3m 1.60% Added +116.9k +116,946
61 Curran Financial Partners, LLC 3.22% of their portfolio DANIEL ISLAND, SC 367,106367.1k $9.3m $9.3m 3.22% Added +11.1k +11,098
62 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 325,924325.9k $8.2m $8.2m 0.01% Reduced -199.6k -199,641
63 Echo45 Advisors LLC 5.87% of their portfolio WALNUT CREEK, CA 323,157323.2k $8.2m $8.2m 5.87% Added +7.6k +7,596
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 302,987303.0k $7.6m $7.6m 0.01% Added +224.1k +224,056
65 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 302,225302.2k $7.6m $7.6m 0.02% Added +237.8k +237,850
66 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 292,500292.5k $7.4m $7.4m 0.01% Unchanged
67 IRONWOOD WEALTH MANAGEMENT, INC. 3.77% of their portfolio HURRICANE, WV 289,554289.6k $7.2m $7.2m 3.77% Added +5.0k +4,980
68 Certified Advisory Corp 1.00% of their portfolio ALTAMONTE SPRINGS, FL 283,831283.8k $7.2m $7.2m 1.00% Added +41.2k +41,222
69 Waterloo Capital, L.P. 0.87% of their portfolio AUSTIN, TX 269,725269.7k $6.8m $6.8m 0.87% Added +50.9k +50,855
70 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.12% of their portfolio FORT WORTH, TX 268,894268.9k $6.8m $6.8m 1.12% Added +13.9k +13,917
71 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 266,860266.9k $6.7m $6.7m 0.09% Added +5.2k +5,246
72 Great Lakes Retirement, Inc. 0.98% of their portfolio SANDUSKY, OH 262,777262.8k $6.6m $6.6m 0.98% Added +13.2k +13,231
73 IHT Wealth Management, LLC 0.26% of their portfolio Chicago, IL 252,870252.9k $6.4m $6.4m 0.26% Reduced -4.2k -4,247
74 Little Harbor Advisors, LLC 4.23% of their portfolio MARBLEHEAD, MA 250,589250.6k $6.3m $6.3m 4.23% Reduced -5.0k -5,011
75 Disciplined Investments, LLC 3.03% of their portfolio TULSA, OK 219,991220.0k $5.5m $5.5m 3.03% Added +26.9k +26,950
76 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 217,344217.3k $5.5m $5.5m 0.07% Added +74.7k +74,666
77 Sound Income Strategies, LLC 0.41% of their portfolio FT LAUDERDALE, FL 215,950215.9k $5.4m $5.4m 0.41% Added +13.5k +13,521
78 Employees' Retirement Fund of the City of Fort Worth 0.96% of their portfolio FORT WORTH, TX 205,000205.0k $5.2m $5.2m 0.96% Unchanged
79 TOEWS CORP /ADV 0.90% of their portfolio NORTHFIELD, NJ 204,400204.4k $5.2m $5.2m 0.90% Added +7.2k +7,200
80 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 194,582194.6k $4.9m $4.9m 0.03% Added +36.2k +36,208
81 Crabel Capital Management, LLC 4.17% of their portfolio MILWAUKEE, WI 190,144190.1k $4.8m $4.8m 4.17% Added +65.4k +65,431
82 Baker Avenue Asset Management, LP 0.19% of their portfolio SAN FRANCISCO, CA 188,505188.5k $4.8m $4.8m 0.19% Reduced -86.5k -86,514
83 ADELL HARRIMAN & CARPENTER INC 0.39% of their portfolio HOUSTON, TX 186,435186.4k $4.7m $4.7m 0.39% Added +1.0k +1,000
84 Kingsview Wealth Management, LLC 0.12% of their portfolio GRANTS PASS, OR 183,016183.0k $4.6m $4.6m 0.12% Added +9.1k +9,104
85 Sharper & Granite LLC 2.19% of their portfolio EL SEGUNDO, CA 181,840181.8k $4.5m $4.5m 2.19% Added +12.6k +12,630
86 Guardian Wealth Advisors, LLC 2.98% of their portfolio ST LOUIS PARK, MN 181,558181.6k $4.6m $4.6m 2.98% Added +2.0k +2,039
87 Missouri Trust & Investment Co 1.75% of their portfolio SPRINGFIELD, MO 179,585179.6k $4.5m $4.5m 1.75% Added +7.2k +7,177
88 Fifth Third Securities, Inc. 0.43% of their portfolio Cincinnati, OH 175,293175.3k $4.4m $4.4m 0.43% Added +24.2k +24,159
89 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 173,337173.3k $4.4m $4.4m 0.00% Reduced -14.5k -14,540
90 GREENWOOD CAPITAL ASSOCIATES LLC 0.57% of their portfolio GREENWOOD, SC 169,647169.6k $4.3m $4.3m 0.57% Reduced -161.3k -161,299
91 CENTAURUS FINANCIAL, INC. 0.29% of their portfolio ANAHEIM, CA 167,056167.1k $4.2m $4.2m 0.29% Added +4.6k +4,616
92 Caldwell Trust Co 0.49% of their portfolio Venice, FL 166,532166.5k $4.2m $4.2m 0.49% Added +20.2k +20,250
93 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio Greenbrae, CA 165,528165.5k $4.2m $4.2m 0.24% Reduced -24.8k -24,820
94 TrueWealth Advisors, LLC 1.60% of their portfolio BIRMINGHAM, AL 164,733164.7k $4.2m $4.2m 1.60% Added +77.8k +77,839
95 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 163,181163.2k $4.1m $4.1m 0.03% Added +106.0k +106,038
96 OPPENHEIMER ASSET MANAGEMENT INC. 0.06% of their portfolio NEW YORK, NY 160,623160.6k $4.1m $4.1m 0.06% Reduced -42.8k -42,802
97 LEUTHOLD GROUP, LLC 0.44% of their portfolio MINNEAPOLIS, MN 154,115154.1k $3.9m $3.9m 0.44% Added +69.8k +69,751
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 147,663147.7k $3.7m $3.7m 0.00% Reduced -39.0k -38,982
99 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 144,614144.6k $3.6m $3.6m 0.02% Added +13.3k +13,278
100 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 144,206144.2k $3.6m $3.6m 0.00% Added +9.0k +8,998