Vault-13

SPDR SER TR SJNK

BLOOMBERG SHT TE · ETP · CUSIP 78468R408

320 institutional holders -29 vs Q4 2022
87,983,42788.0m shares reported held*
$2.2bnreported value*
36 new 105 added 130 reduced 63 sold out net sold ≈ $318.9m (-13.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($487.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.90. Options: 2 managers hold calls ($635.9k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 349Q1 23: 320320Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022349
Q1 2023320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 184 bought or addedQ4 22: 137 cut or sold outQ4 22Q1 23: 141 bought or addedQ1 23: 193 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184137
Q1 2023141193

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $318.0kQ3 22 puts: $7.7mQ3 22P/C 24.32Q4 22 calls: $950.3kQ4 22 puts: $10.3mQ4 22P/C 10.84Q1 23 calls: $635.9kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$318.0k$7.7m24.32
Q4 2022$950.3k$10.3m10.84
Q1 2023$635.9k$00.00

Biggest buyers

GRIMES & Co WEALTH MANAGEMENT, LLC New +6,195,592+6.2m
State of New Jersey Common Pension Fund D Added +2,500,000+2.5m
AMERIPRISE FINANCIAL INC Added +2,152,209+2.2m
Advisors Capital Management, LLC Added +1,009,187+1.0m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND New +1,000,000+1.0m
TOEWS CORP /ADV New +460,400+460.4k
CAPSTONE INVESTMENT ADVISORS, LLC New +429,400+429.4k
Mader & Shannon Wealth Management, Inc. New +384,516+384.5k
JPMORGAN CHASE & CO Added +376,561+376.6k
LOOMIS SAYLES & CO L P New +292,500+292.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -7,265,575-7.3m
Clark Capital Management Group, Inc. Sold out -2,673,703-2.7m
ASSETMARK, INC Reduced -2,013,105-2.0m
Ilmarinen Mutual Pension Insurance Co Reduced -2,000,000-2.0m
NEUBERGER BERMAN GROUP LLC Reduced -1,856,022-1.9m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,710,713-1.7m
SHENKMAN CAPITAL MANAGEMENT INC Sold out -1,025,000-1.0m
MILLENNIUM MANAGEMENT LLC Reduced -967,814-967.8k
BTS Asset Management, Inc. Sold out -821,930-821.9k
SCS Capital Management LLC Sold out -742,136-742.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $635.9k25.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ilmarinen Mutual Pension Insurance Co 3.32% of their portfolio HELSINKI, H9 9,761,7039.8m $242.5m $242.5m 3.32% Reduced -2.0m -2,000,000
2 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 8,970,6109.0m $222.8m $222.8m 0.07% Added +2.2m +2,152,209
3 State of New Jersey Common Pension Fund D 0.62% of their portfolio TRENTON, NJ 6,950,0007.0m $172.6m $172.6m 0.62% Added +2.5m +2,500,000
4 GRIMES & Co WEALTH MANAGEMENT, LLC 6.31% of their portfolio WESTBOROUGH, MA 6,195,5926.2m $153.9m $153.9m 6.31% New
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,441,8782.4m $60.7m $60.7m 0.02% Added +32.3k +32,253
6 Elo Mutual Pension Insurance Co 1.78% of their portfolio ESPOO, H9 2,256,0002.3m $56.0m $56.0m 1.78% Unchanged
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,212,7512.2m $55.0m $55.0m 0.04% Reduced -56.3k -56,305
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,181,1662.2m $54.2m $54.2m 0.01% Reduced -97.4k -97,373
9 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2.31% of their portfolio Seattle, WA 2,143,3512.1m $53.2m $53.2m 2.31% Added +96.6k +96,642
10 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,782,4941.8m $44.3m $44.3m 0.01% Reduced -60.9k -60,890
11 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,647,7991.6m $40.9m $40.9m 0.02% Reduced -1.7m -1,710,713
12 Jefferies Financial Group Inc. 0.84% of their portfolio NEW YORK, NY 1,600,7351.6m $39.8m $39.8m 0.84% Reduced -427.8k -427,765
13 Berkshire Money Management, Inc. 6.01% of their portfolio DALTON, MA 1,595,8391.6m $39.6m $39.6m 6.01% Added +74.8k +74,800
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,500,2671.5m $37.3m $37.3m 0.00% Added +376.6k +376,561
15 SIGMA INVESTMENT COUNSELORS INC 2.77% of their portfolio NORTHVILLE, MI 1,434,7601.4m $35.6m $35.6m 2.77% Reduced -13.0k -13,005
16 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,406,8631.4m $34.9m $34.9m 0.02% Added +271.1k +271,051
17 Advisors Capital Management, LLC 0.88% of their portfolio RIDGEWOOD, NJ 1,362,7031.4m $33.9m $33.9m 0.88% Added +1.0m +1,009,187
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,190,5301.2m $29.6m $29.6m 0.00% Added +18.4k +18,386
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 1,083,5481.1m $26.9m $26.9m 0.02% Added +146.8k +146,843
20 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.14% of their portfolio TORONTO, A6 1,000,0001.0m $24.8m $24.8m 0.14% New
21 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.84% of their portfolio NORFOLK, VA 977,133977.1k $24.3m $24.3m 0.84% Reduced -105.8k -105,770
22 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 897,805897.8k $22.3m $22.3m 0.02% Reduced -1.9m -1,856,022
23 Essex LLC 6.40% of their portfolio DEER PARK, IL 873,264873.3k $21.2m $21.2m 6.40% Unchanged
24 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 871,249871.2k $21.6m $21.6m 0.05% Reduced -527.5k -527,543
25 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 840,024840.0k $20.9m $20.9m 0.04% Reduced -657.4k -657,352
26 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 771,222771.2k $19.2m $19.2m 0.03% Added +8.5k +8,519
27 FULTON BREAKEFIELD BROENNIMAN LLC 1.50% of their portfolio Bethesda, MD 700,874700.9k $17.4m $17.4m 1.50% Added +6.5k +6,538
28 ANGELES WEALTH MANAGEMENT, LLC 2.37% of their portfolio SANTA MONICA, CA 642,566642.6k $16.0m $16.0m 2.37% Added +34.3k +34,341
29 CANTOR FITZGERALD, L. P. 0.31% of their portfolio NEW YORK, NY 593,979594.0k $14.8m $14.8m 0.31% Added +14.8k +14,753
30 TRUSTMARK BANK TRUST DEPARTMENT 1.34% of their portfolio JACKSON, MS 592,289592.3k $14.7m $14.7m 1.34% Reduced -55.6k -55,555
31 TOEWS CORP /ADV 2.09% of their portfolio NORTHFIELD, NJ 460,400460.4k $11.4m $11.4m 2.09% New
32 NOMURA ASSET MANAGEMENT CO LTD 0.06% of their portfolio TOKYO, M0 438,000438.0k $10.9m $10.9m 0.06% Unchanged
33 CAPSTONE INVESTMENT ADVISORS, LLC 0.33% of their portfolio NEW YORK, NY 429,400429.4k $10.7m $10.7m 0.33% New
34 Merit Financial Group, LLC 0.38% of their portfolio ALPHARETTA, GA 422,249422.2k $10.5m $10.5m 0.38% Added +239.8k +239,768
35 Good Life Advisors, LLC 1.33% of their portfolio READING, PA 417,772417.8k $10.4m $10.4m 1.33% Reduced -14.5k -14,530
36 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 410,243410.2k $10.2m $10.2m 0.01% Reduced -64.6k -64,608
37 CWM, LLC 0.07% of their portfolio OMAHA, NE 408,179408.2k $10.1m $10.1m 0.07% Added +185.4k +185,382
38 LINCOLN NATIONAL CORP 0.21% of their portfolio RADNOR, PA 405,510405.5k $10.1m $10.1m 0.21% Added +2.0k +2,032
39 Mariner, LLC 0.03% of their portfolio Overland Park, KS 405,342405.3k $10.1m $10.1m 0.03% Reduced -181.2k -181,219
40 Mader & Shannon Wealth Management, Inc. 6.30% of their portfolio KANSAS CITY, MO 384,516384.5k $9.6m $9.6m 6.30% New
41 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 381,472381.5k $9.5m $9.5m 0.01% Reduced -347.2k -347,182
42 Echo45 Advisors LLC 7.76% of their portfolio WALNUT CREEK, CA 376,440376.4k $9.4m $9.4m 7.76% Added +32.7k +32,730
43 Wavelength Capital Management, LLC 9.57% of their portfolio WESTPORT, CT 346,000346.0k $8.6m $8.6m 9.57% Reduced -1.0k -1,000
44 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.61% of their portfolio FORT WORTH, TX 324,804324.8k $8.1m $8.1m 1.61% Reduced -14.1k -14,108
45 Curran Financial Partners, LLC 3.59% of their portfolio DANIEL ISLAND, SC 304,686304.7k $7.6m $7.6m 3.59% Added +35.7k +35,725
46 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 292,500292.5k $7.3m $7.3m 0.01% New
47 IRONWOOD WEALTH MANAGEMENT, INC. 4.07% of their portfolio HURRICANE, WV 277,932277.9k $6.8m $6.8m 4.07% Reduced -2.2k -2,176
48 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.22% of their portfolio TOKYO, M0 276,607276.6k $6.9m $6.9m 0.22% Reduced -7.2k -7,220
49 Atria Investments, Inc 0.13% of their portfolio Charlotte, NC 268,355268.4k $6.7m $6.7m 0.13% Reduced -153.6k -153,573
50 Donoghue Forlines LLC 2.36% of their portfolio Boston, MA 264,316264.3k $6.6m $6.6m 2.36% Added +243.8k +243,768
51 Arden Trust Co 1.18% of their portfolio WILMINGTON, DE 263,209263.2k $6.5m $6.5m 1.18% New
52 MBM WEALTH CONSULTANTS, LLC 2.80% of their portfolio CHESTERFIELD, MO 261,951262.0k $6.9m $6.9m 2.80% Unchanged
53 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 259,905259.9k $6.5m $6.5m 0.01% Reduced -248.1k -248,126
54 Matthew Goff Investment Advisor, LLC 1.55% of their portfolio HOUSTON, TX 251,932251.9k $6.3m $6.3m 1.55% Added +5.2k +5,234
55 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 239,844239.8k $6.0m $6.0m 0.06% Reduced -589.7k -589,678
56 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 239,696239.7k $6.0m $6.0m 0.02% Reduced -116.7k -116,691
57 IHT Wealth Management, LLC 0.33% of their portfolio Chicago, IL 230,564230.6k $5.7m $5.7m 0.33% Added +209.2k +209,230
58 LEUTHOLD GROUP, LLC 0.74% of their portfolio MINNEAPOLIS, MN 226,497226.5k $5.6m $5.6m 0.74% Added +143 +143
59 Financial Partners Group, Inc 1.19% of their portfolio Overland Park, KS 215,925215.9k $5.4m $5.4m 1.19% Added +10.3k +10,251
60 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 214,612214.6k $5.3m $5.3m 0.01% Added +31.8k +31,794
61 Certified Advisory Corp 0.94% of their portfolio ALTAMONTE SPRINGS, FL 213,875213.9k $5.3m $5.3m 0.94% New
62 Disciplined Investments, LLC 2.23% of their portfolio TULSA, OK 213,270213.3k $5.3m $5.3m 2.23% Added +26.3k +26,311
63 Great Lakes Retirement, Inc. 1.00% of their portfolio SANDUSKY, OH 213,222213.2k $5.3m $5.3m 1.00% Added +12.5k +12,470
64 Goodman Advisory Group, LLC 2.86% of their portfolio NEEDHAM, MA 211,513211.5k $5.3m $5.3m 2.86% Not comparable
65 Aristotle Pacific Capital, LLC 44.42% of their portfolio NEWPORT BEACH, CA 206,570206.6k $5.1m $5.1m 44.42% Added +204.3k +204,276
66 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 206,498206.5k $5.1m $5.1m 0.05% Reduced -5.1k -5,104
67 Employees' Retirement Fund of the City of Fort Worth 1.00% of their portfolio FORT WORTH, TX 205,000205.0k $5.1m $5.1m 1.00% Unchanged
68 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.33% of their portfolio Greenbrae, CA 203,625203.6k $5.1m $5.1m 0.33% Reduced -3.9k -3,925
69 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 197,357197.4k $4.9m $4.9m 0.00% Reduced -714.2k -714,236
70 RiverFront Investment Group, LLC 0.17% of their portfolio RICHMOND, VA 191,479191.5k $4.8m $4.8m 0.17% Reduced -374.7k -374,741
71 OPPENHEIMER ASSET MANAGEMENT INC. 0.07% of their portfolio NEW YORK, NY 186,625186.6k $4.6m $4.6m 0.07% Reduced -27.9k -27,854
72 Guardian Wealth Advisors, LLC 3.57% of their portfolio ST LOUIS PARK, MN 183,609183.6k $4.6m $4.6m 3.57% Reduced -1.6k -1,571
73 StrategIQ Financial Group, LLC 0.52% of their portfolio MERRILLVILLE, IN 180,307180.3k $4.5m $4.5m 0.52% Added +5.4k +5,359
74 Bogart Wealth, LLC 0.30% of their portfolio MCLEAN, VA 180,272180.3k $4.5m $4.5m 0.30% Added +6.7k +6,685
75 Great Diamond Partners, LLC 1.28% of their portfolio Portland, ME 178,611178.6k $4.4m $4.4m 1.28% Added +2.1k +2,086
76 Sound Income Strategies, LLC 0.48% of their portfolio FT LAUDERDALE, FL 177,365177.4k $4.4m $4.4m 0.48% Added +8.4k +8,427
77 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 176,579176.6k $4.4m $4.4m 0.07% Reduced -20.4k -20,355
78 TrueWealth Advisors, LLC 1.84% of their portfolio BIRMINGHAM, AL 176,547176.5k $4.4m $4.4m 1.84% Reduced -45.0k -44,970
79 HOWARD FINANCIAL SERVICES, LTD. 1.05% of their portfolio DALLAS, TX 172,998173.0k $4.3m $4.3m 1.05% Added +44.6k +44,641
80 Crabel Capital Management, LLC 1.89% of their portfolio MILWAUKEE, WI 171,101171.1k $4.2m $4.2m 1.89% Added +10.2k +10,225
81 CENTAURUS FINANCIAL, INC. 0.34% of their portfolio ANAHEIM, CA 170,429170.4k $4.2m $4.2m 0.34% Added +7.0k +6,960
82 GREENWOOD CAPITAL ASSOCIATES LLC 0.60% of their portfolio GREENWOOD, SC 168,101168.1k $4.2m $4.2m 0.60% Added +64.5k +64,536
83 Fifth Third Securities, Inc. 0.44% of their portfolio Cincinnati, OH 154,334154.3k $3.8m $3.8m 0.44% Added +1.8k +1,839
84 SIGNET FINANCIAL MANAGEMENT, LLC 0.61% of their portfolio PARSIPPANY, NJ 145,653145.7k $3.6m $3.6m 0.61% Added +21.8k +21,791
85 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 140,954141.0k $3.5m $3.5m 0.01% Reduced -76.5k -76,484
86 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 140,894140.9k $3.5m $3.5m 0.00% Reduced -245.5k -245,478
87 Sage Advisory Services, Ltd.Co. 0.98% of their portfolio AUSTIN, TX 139,248139.2k $3.5m $3.5m 0.98% Unchanged
88 Destiny Capital Corp/CO 2.79% of their portfolio DENVER, CO 137,826137.8k $3.4m $3.4m 2.79% Reduced -1.9k -1,902
89 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 137,064137.1k $3.4m $3.4m 0.14% Added +31.1k +31,124
90 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 131,110131.1k $3.3m $3.3m 0.01% Added +109.0k +108,996
91 Sharper & Granite LLC 1.95% of their portfolio EL SEGUNDO, CA 130,910130.9k $3.3m $3.3m 1.95% Added +5.7k +5,700
92 Lebenthal Global Advisors, LLC 0.98% of their portfolio Hauppauge, NY 128,530128.5k $3.2m $3.2m 0.98% New
93 SURIENCE PRIVATE WEALTH LLC 4.84% of their portfolio YAKIMA, WA 127,490127.5k $3.2m $3.2m 4.84% Reduced -321 -321
94 LFA - Lugano Financial Advisors SA 2.38% of their portfolio LUGANO, V8 127,380127.4k $3.2m $3.2m 2.38% Added +12.8k +12,850
95 First National Trust Co 0.17% of their portfolio Johnstown, PA 125,520125.5k $3.1m $3.1m 0.17% Added +1.5k +1,460
96 Missouri Trust & Investment Co 2.01% of their portfolio SPRINGFIELD, MO 125,421125.4k $3.1m $3.1m 2.01% Reduced -7.6k -7,563
97 Brendel Financial Advisors LLC 2.28% of their portfolio HANOVER, NH 123,976124.0k $3.1m $3.1m 2.28% Added +41.7k +41,692
98 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 121,826121.8k $3.0m $3.0m 0.00% Added +6.5k +6,488
99 Caldwell Trust Co 0.40% of their portfolio Venice, FL 117,067117.1k $2.9m $2.9m 0.40% Reduced -6.9k -6,923
100 Wells Financial Advisors INC 2.28% of their portfolio FRAMINGHAM, MA 114,979115.0k $2.9m $2.9m 2.28% Reduced -3.0k -2,962