Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

332 institutional holders +14 vs Q3 2024
51,034,05551.0m shares reported held*
$1.6bnreported value*
27 new 111 added 110 reduced 36 sold out net sold ≈ $42.1m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.73. Options: 2 managers hold calls ($1.2m notional), 1 hold puts ($937.3k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336Q2 23: 324Q3 23: 316Q4 23: 330Q1 24: 320Q2 24: 329Q3 24: 318Q4 24: 332332Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336
Q2 2023324
Q3 2023316
Q4 2023330
Q1 2024320
Q2 2024329
Q3 2024318
Q4 2024332

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 128 bought or addedQ1 23: 202 cut or sold outQ2 23: 121 bought or addedQ2 23: 188 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 163 cut or sold outQ4 23: 132 bought or addedQ4 23: 169 cut or sold outQ4 23Q1 24: 143 bought or addedQ1 24: 164 cut or sold outQ2 24: 150 bought or addedQ2 24: 147 cut or sold outQ2 24Q3 24: 140 bought or addedQ3 24: 149 cut or sold outQ4 24: 138 bought or addedQ4 24: 146 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023128202
Q2 2023121188
Q3 2023130163
Q4 2023132169
Q1 2024143164
Q2 2024150147
Q3 2024140149
Q4 2024138146

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $6.2kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $43.2kQ2 24 puts: $376.4kQ2 24P/C 8.71Q3 24 calls: $43.2kQ3 24 puts: $6.2kQ3 24P/C 0.14Q4 24 calls: $1.2mQ4 24 puts: $937.3kQ4 24P/C 0.79
Numbers
QuarterCallsPutsP/C
Q1 2024$6.2k$00.00
Q2 2024$43.2k$376.4k8.71
Q3 2024$43.2k$6.2k0.14
Q4 2024$1.2m$937.3k0.79

Biggest buyers

Wealthfront Advisers LLC Added +1,636,038+1.6m
Curbstone Financial Management Corp Added +420,690+420.7k
Allworth Financial LP Added +376,599+376.6k
Stratos Investment Management, LLC Added +231,310+231.3k
Advisory Alpha, LLC Added +228,061+228.1k
APPLETON PARTNERS INC/MA Added +227,704+227.7k
Fortitude Advisory Group L.L.C. New +206,571+206.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +182,719+182.7k
AlphaCore Capital LLC New +175,210+175.2k
Thrivent Financial for Lutherans New +142,239+142.2k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -1,387,132-1.4m
TIAA TRUST, NATIONAL ASSOCIATION Reduced -987,024-987.0k
Astor Investment Management LLC Reduced -647,861-647.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -595,238-595.2k
HighTower Advisors, LLC Reduced -548,343-548.3k
LPL Financial LLC Reduced -488,070-488.1k
OSAIC HOLDINGS, INC. Reduced -420,971-421.0k
Atria Investments, Inc Sold out -224,766-224.8k
ASSETMARK, INC Reduced -222,348-222.3k
KEYBANK NATIONAL ASSOCIATION/OH Reduced -163,905-163.9k

Biggest calls

CITADEL ADVISORS LLC Added $1.2m38.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $937.3k30.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wealthfront Advisers LLC 0.45% of their portfolio Palo Alto, CA 5,030,0865.0m $154.6m $154.6m 0.45% Added +1.6m +1,636,038
2 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,604,6623.6m $110.8m $110.8m 0.03% Added +112.7k +112,696
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,074,3522.1m $63.7m $63.7m 0.00% Added +129.1k +129,128
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,801,5051.8m $55.4m $55.4m 0.02% Reduced -488.1k -488,070
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,666,9601.7m $51.2m $51.2m 0.00% Added +55.9k +55,919
6 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,613,1001.6m $49.6m $49.6m 0.07% Reduced -28.1k -28,100
7 New York Life Investment Management LLC 0.48% of their portfolio New York, NY 1,611,7351.6m $49.5m $49.5m 0.48% Added +111.7k +111,747
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,133,6861.1m $34.8m $34.8m 0.01% Reduced -1.4m -1,387,132
9 KEYBANK NATIONAL ASSOCIATION/OH 0.13% of their portfolio BROOKLYN, OH 1,114,3891.1m $34.2m $34.2m 0.13% Reduced -163.9k -163,905
10 Curbstone Financial Management Corp 6.95% of their portfolio MANCHESTER, NH 1,067,3161.1m $32.8m $32.8m 6.95% Added +420.7k +420,690
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,014,9721.0m $31.2m $31.2m 0.00% Reduced -132.7k -132,731
12 Facet Wealth, Inc. 0.81% of their portfolio WEST PALM BEACH, FL 993,464993.5k $30.6m $30.6m 0.81% Added +50.8k +50,765
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 925,767925.8k $28.4m $28.4m 0.01% Reduced -595.2k -595,238
14 TIAA TRUST, NATIONAL ASSOCIATION 0.08% of their portfolio CHARLOTTE, NC 860,703860.7k $26.4m $26.4m 0.08% Reduced -987.0k -987,024
15 Valmark Advisers, Inc. 0.41% of their portfolio AKRON, OH 855,501855.5k $26.3m $26.3m 0.41% Added +24.9k +24,863
16 Stratos Investment Management, LLC 1.51% of their portfolio BEACHWOOD, OH 819,769819.8k $25.2m $25.2m 1.51% Added +231.3k +231,310
17 Legacy Edge Advisors, LLC 3.78% of their portfolio SYOSSET, NY 774,178774.2k $23.8m $23.8m 3.78% Added +111.2k +111,166
18 Cornerstone Management, Inc. 4.49% of their portfolio DULUTH, GA 754,541754.5k $23.2m $23.2m 4.49% Added +87.2k +87,231
19 Towercrest Capital Management 3.72% of their portfolio NEWTOWN, PA 748,100748.1k $23.0m $23.0m 3.72% Added +5.8k +5,755
20 Alliance Wealth Management Group 5.91% of their portfolio FLEMINGTON, NJ 718,839718.8k $22.1m $22.1m 5.91% Added +8.6k +8,584
21 Advisory Alpha, LLC 0.75% of their portfolio HOLLAND, MI 689,091689.1k $21.2m $21.2m 0.75% Added +228.1k +228,061
22 MFA WEALTH ADVISORS, LLC 5.38% of their portfolio PITTSBURGH, PA 683,921683.9k $21.0m $21.0m 5.38% Added +58.8k +58,815
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 635,132635.1k $19.5m $19.5m 0.00% Reduced -8.7k -8,749
24 WESCAP Management Group, Inc. 4.34% of their portfolio Glendale, CA 581,386581.4k $17.9m $17.9m 4.34% Reduced -5.2k -5,220
25 Providence First Trust Co 5.96% of their portfolio SCOTTSDALE, AZ 515,318515.3k $15.8m $15.8m 5.96% Added +117.0k +117,030
26 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 508,161508.2k $15.6m $15.6m 0.01% First filing
27 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 441,714441.7k $13.6m $13.6m 0.02% Added +182.7k +182,719
28 APPLETON PARTNERS INC/MA 0.99% of their portfolio BOSTON, MA 435,558435.6k $13.4m $13.4m 0.99% Added +227.7k +227,704
29 Whitcomb & Hess, Inc. 3.79% of their portfolio ASHLAND, OH 399,510399.5k $12.3m $12.3m 3.79% Added +6.9k +6,897
30 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 397,231397.2k $12.2m $12.2m 0.03% Reduced -222.3k -222,348
31 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 376,896376.9k $11.6m $11.6m 0.06% Added +376.6k +376,599
32 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 370,077370.1k $11.4m $11.4m 0.03% Reduced -421.0k -420,971
33 Ameliora Wealth Management Ltd. 4.26% of their portfolio ZURICH, V8 369,453369.5k $11.4m $11.4m 4.26% Added +20.7k +20,729
34 Cherry Tree Wealth Management, LLC 2.72% of their portfolio MINNETONKA, MN 357,957358.0k $11.0m $11.0m 2.72% Reduced -4.9k -4,920
35 NorthCoast Asset Management LLC 0.05% of their portfolio STAMFORD, CT 307,265307.3k $9.4m $9.4m 0.05% Added +2.7k +2,664
36 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 306,428306.4k $9.4m $9.4m 0.03% Added +545 +545
37 Prime Capital Investment Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 305,222305.2k $9.4m $9.4m 0.14% Added +24.0k +24,044
38 Aspetuck Financial Management LLC 7.18% of their portfolio WESTPORT, CT 299,661299.7k $9.2m $9.2m 7.18% First filing
39 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 292,681292.7k $9.0m $9.0m 0.05% Reduced -1.2k -1,215
40 Treynor Bancshares, Inc. 9.44% of their portfolio TREYNOR, IA 291,113291.1k $8.9m $8.9m 9.44% Reduced -9.6k -9,604
41 Penobscot Investment Management Company, Inc. 0.81% of their portfolio BOSTON, MA 290,576290.6k $8.9m $8.9m 0.81% Added +9.2k +9,190
42 INTEGRITY ALLIANCE, LLC. 0.97% of their portfolio Urbandale, IA 290,269290.3k $8.9m $8.9m 0.97% First filing
43 DEAN INVESTMENT ASSOCIATES, LLC 1.19% of their portfolio BEAVERCREEK, OH 272,848272.8k $8.4m $8.4m 1.19% Added +2.2k +2,155
44 IHT Wealth Management, LLC 0.27% of their portfolio Chicago, IL 268,303268.3k $8.2m $8.2m 0.27% Added +93.0k +92,952
45 Buska Wealth Management, LLC 2.60% of their portfolio WAUSAU, WI 263,858263.9k $8.1m $8.1m 2.60% Added +57.8k +57,819
46 HARBOR ADVISORY CORP /MA/ 2.59% of their portfolio PORTSMOUTH, NH 256,160256.2k $7.9m $7.9m 2.59% Reduced -5.0k -4,990
47 CWM, LLC 0.03% of their portfolio OMAHA, NE 255,203255.2k $7.8m $7.8m 0.03% Reduced -16.3k -16,294
48 PARSONS CAPITAL MANAGEMENT INC/RI 0.42% of their portfolio PROVIDENCE, RI 251,034251.0k $7.7m $7.7m 0.42% Added +125.7k +125,670
49 Cedar Mountain Advisors, LLC 1.68% of their portfolio LAKE OSWEGO, OR 249,121249.1k $7.7m $7.7m 1.68% Reduced -51 -51
50 Outlook Wealth Advisors, LLC 2.17% of their portfolio SHENANDOAH, TX 246,439246.4k $7.6m $7.6m 2.17% Reduced -12.9k -12,921
51 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 245,693245.7k $7.6m $7.6m 0.02% Reduced -113.3k -113,343
52 Alesco Advisors, LLC, An ESL Co 0.22% of their portfolio Pittsford, NY 231,865231.9k $7.1m $7.1m 0.22% Reduced -3.0k -3,039
53 FIDUCIARY FINANCIAL GROUP, LLC 1.56% of their portfolio SAN RAFAEL, CA 231,132231.1k $7.1m $7.1m 1.56% Added +5.5k +5,499
54 COURIER CAPITAL LLC 0.49% of their portfolio BUFFALO, NY 229,859229.9k $7.1m $7.1m 0.49% Added +2.8k +2,797
55 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 229,660229.7k $7.1m $7.1m 0.06% Reduced -52 -52
56 RFG Advisory, LLC 0.19% of their portfolio BIRMINGHAM, AL 223,864223.9k $6.9m $6.9m 0.19% Added +953 +953
57 CALTON & ASSOCIATES, INC. 3.00% of their portfolio Tampa, FL 221,074221.1k $6.8m $6.8m 3.00% Added +42.9k +42,902
58 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.38% of their portfolio Phoenix, AZ 215,487215.5k $6.6m $6.6m 2.38% Added +28.6k +28,600
59 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 213,828213.8k $6.6m $6.6m 0.01% Reduced -548.3k -548,343
60 Fortitude Advisory Group L.L.C. 3.83% of their portfolio GIG HARBOR, WA 206,571206.6k $6.3m $6.3m 3.83% New
61 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 197,004197.0k $6.1m $6.1m 0.01% Reduced -16.7k -16,676
62 Cannon Advisors, Inc. 5.05% of their portfolio CHARLOTTE, NC 193,279193.3k $5.9m $5.9m 5.05% Reduced -4.4k -4,365
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 192,113192.1k $5.9m $5.9m 0.00% Reduced -44.6k -44,628
64 SYKON CAPITAL LLC 1.94% of their portfolio HARRISON, NY 182,814182.8k $5.6m $5.6m 1.94% Reduced -86.5k -86,528
65 AlphaCore Capital LLC 1.18% of their portfolio LA JOLLA, CA 175,210175.2k $5.4m $5.4m 1.18% New
66 Capital Investment Advisors, LLC 0.11% of their portfolio ATLANTA, GA 175,123175.1k $5.4m $5.4m 0.11% Reduced -3.8k -3,834
67 BEACON FINANCIAL GROUP 0.58% of their portfolio DALLAS, TX 174,074174.1k $5.3m $5.3m 0.58% Reduced -27.6k -27,579
68 Better Money Decisions, LLC 3.65% of their portfolio Santa Fe, NM 171,503171.5k $5.3m $5.3m 3.65% Added +5.8k +5,799
69 RiverGlades Family Offices LLC 3.64% of their portfolio NAPLES, FL 165,831165.8k $5.1m $5.1m 3.64% Added +14.5k +14,478
70 Forefront Analytics, LLC 2.29% of their portfolio WEST CONSHOHOCKEN, PA 160,008160.0k $4.9m $4.9m 2.29% Added +95.2k +95,171
71 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 144,901144.9k $4.5m $4.5m 0.02% Added +43.2k +43,247
72 Terril Brothers, Inc. 1.34% of their portfolio St. Louis, MO 143,960144.0k $4.4m $4.4m 1.34% Reduced -4.5k -4,550
73 EAGLE GLOBAL ADVISORS LLC 0.18% of their portfolio Houston, TX 142,627142.6k $4.4m $4.4m 0.18% Added +950 +950
74 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 142,239142.2k $4.4m $4.4m 0.01% New
75 BCS Wealth Management 1.06% of their portfolio JOHNSON CITY, TN 138,102138.1k $4.2m $4.2m 1.06% Added +14.3k +14,267
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 122,744122.7k $3.8m $3.8m 0.00% Reduced -4.2k -4,230
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 118,727118.7k $3.6m $3.6m 0.01% New
78 Sowell Financial Services LLC 0.19% of their portfolio NORTH LITTLE ROCK, AR 117,581117.6k $3.6m $3.6m 0.19% Added +24.4k +24,363
79 MONECO ADVISORS, LLC 0.38% of their portfolio FAIRFIELD, CT 116,132116.1k $3.6m $3.6m 0.38% Added +887 +887
80 Generation Capital Management LLC 3.06% of their portfolio PITTSFORD, NY 116,100116.1k $3.6m $3.6m 3.06% First filing
81 Mariner, LLC 0.01% of their portfolio Overland Park, KS 114,171114.2k $3.5m $3.5m 0.01% Reduced -6.0k -6,047
82 United Community Bank 1.36% of their portfolio GREENVILLE, SC 113,869113.9k $3.5m $3.5m 1.36% Reduced -160 -160
83 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 112,169112.2k $3.4m $3.4m 0.00% Added +109.1k +109,096
84 Bison Wealth, LLC 0.41% of their portfolio ATLANTA, GA 109,041109.0k $3.4m $3.4m 0.41% First filing
85 CENTRAL TRUST Co 0.08% of their portfolio JEFFERSON CITY, MO 108,230108.2k $3.3m $3.3m 0.08% Reduced -4.6k -4,610
86 Aries Wealth Management 0.88% of their portfolio PORTLAND, ME 104,158104.2k $3.2m $3.2m 0.88% Added +13.0k +13,045
87 New England Capital Financial Advisors LLC 1.56% of their portfolio MERIDEN, CT 103,746103.7k $3.2m $3.2m 1.56% Added +4.2k +4,171
88 Tandem Investment Partners LLC 2.89% of their portfolio Bordentown, NJ 98,22598.2k $3.0m $3.0m 2.89% First filing
89 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 97,23397.2k $3.0m $3.0m 0.00% Reduced -1.3k -1,262
90 Gould Capital, LLC 2.04% of their portfolio TACOMA, WA 95,34895.3k $2.9m $2.9m 2.04% Added +4.4k +4,430
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 95,26895.3k $2.9m $2.9m 0.00% Reduced -69.3k -69,342
92 AVITY INVESTMENT MANAGEMENT INC. 0.22% of their portfolio GREENWICH, CT 91,70591.7k $2.8m $2.8m 0.22% Added +68.6k +68,558
93 WEBSTERROGERS FINANCIAL ADVISORS, LLC 0.91% of their portfolio FLORENCE, SC 85,08885.1k $2.6m $2.6m 0.91% Added +1.1k +1,063
94 ST GERMAIN D J CO INC 0.12% of their portfolio SPRINGFIELD, MA 83,69683.7k $2.6m $2.6m 0.12% Reduced -13.1k -13,115
95 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 80,13880.1k $2.5m $2.5m 0.00% Added +79.0k +78,979
96 Hobart Private Capital, LLC 0.61% of their portfolio CHARLOTTE, NC 79,70479.7k $2.4m $2.4m 0.61% Added +11.8k +11,782
97 MILESTONE ASSET MANAGEMENT, LLC 0.54% of their portfolio PITTSBURGH, PA 79,65579.7k $2.4m $2.4m 0.54% New
98 HORIZON FINANCIAL SERVICES, LLC 1.34% of their portfolio WINSTON SALEM, NC 77,34377.3k $2.4m $2.4m 1.34% Added +44.9k +44,862
99 Farther Finance Advisors, LLC 0.09% of their portfolio SAN FRANCISCO, CA 76,94976.9k $2.4m $2.4m 0.09% Added +16.0k +16,049
100 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 74,58674.6k $2.3m $2.3m 0.04% Added +14.3k +14,319