Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

318 institutional holders -11 vs Q2 2024
51,292,24151.3m shares reported held*
$1.6bnreported value*
22 new 118 added 110 reduced 39 sold out net sold ≈ $153.4m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.85. Options: 2 managers hold calls ($43.2k notional), 1 hold puts ($6.2k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336Q2 23: 324Q3 23: 316Q4 23: 330Q1 24: 320Q2 24: 329Q3 24: 318318Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336
Q2 2023324
Q3 2023316
Q4 2023330
Q1 2024320
Q2 2024329
Q3 2024318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 141 bought or addedQ4 22: 181 cut or sold outQ1 23: 128 bought or addedQ1 23: 202 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 188 cut or sold outQ3 23: 130 bought or addedQ3 23: 163 cut or sold outQ3 23Q4 23: 132 bought or addedQ4 23: 169 cut or sold outQ1 24: 143 bought or addedQ1 24: 164 cut or sold outQ1 24Q2 24: 150 bought or addedQ2 24: 147 cut or sold outQ3 24: 140 bought or addedQ3 24: 149 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022141181
Q1 2023128202
Q2 2023121188
Q3 2023130163
Q4 2023132169
Q1 2024143164
Q2 2024150147
Q3 2024140149

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $981.9kQ4 23 puts: $1.0mQ4 23P/C 1.03Q1 24 calls: $6.2kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $43.2kQ2 24 puts: $376.4kQ2 24P/C 8.71Q3 24 calls: $43.2kQ3 24 puts: $6.2kQ3 24P/C 0.14
Numbers
QuarterCallsPutsP/C
Q4 2023$981.9k$1.0m1.03
Q1 2024$6.2k$00.00
Q2 2024$43.2k$376.4k8.71
Q3 2024$43.2k$6.2k0.14

Biggest buyers

WELLS FARGO & COMPANY/MN Added +730,548+730.5k
ENVESTNET ASSET MANAGEMENT INC Added +549,115+549.1k
LPL Financial LLC Added +427,056+427.1k
Wealthfront Advisers LLC Added +382,941+382.9k
STATE STREET CORP Added +340,797+340.8k
Astor Investment Management LLC Added +243,736+243.7k
BANK OF AMERICA CORP /DE/ Added +191,791+191.8k
New York Life Investment Management LLC Added +157,285+157.3k
United Community Bank Added +110,999+111.0k
Legacy Edge Advisors, LLC Added +103,424+103.4k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -1,344,402-1.3m
CITADEL ADVISORS LLC Reduced -822,460-822.5k
MANNING & NAPIER ADVISORS LLC Sold out -567,445-567.4k
Fortitude Advisory Group L.L.C. Sold out -513,823-513.8k
WEALTHCARE CAPITAL MANAGEMENT LLC Sold out -486,515-486.5k
MORGAN STANLEY Reduced -378,820-378.8k
Cedar Mountain Advisors, LLC Reduced -361,290-361.3k
TRUIST FINANCIAL CORP Reduced -345,201-345.2k
Thrivent Financial for Lutherans Sold out -320,406-320.4k
ASSETMARK, INC Reduced -283,326-283.3k

Biggest calls

CITADEL ADVISORS LLC Unchanged $43.2k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $6.2k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,491,9663.5m $107.7m $107.7m 0.03% Reduced -141.4k -141,430
2 Wealthfront Advisers LLC 0.32% of their portfolio Palo Alto, CA 3,394,0483.4m $104.7m $104.7m 0.32% Added +382.9k +382,941
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,520,8182.5m $77.8m $77.8m 0.02% Added +730.5k +730,548
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,289,5752.3m $70.6m $70.6m 0.03% Added +427.1k +427,056
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,945,2241.9m $60.0m $60.0m 0.00% Reduced -378.8k -378,820
6 TIAA TRUST, NATIONAL ASSOCIATION 0.17% of their portfolio CHARLOTTE, NC 1,847,7271.8m $57.0m $57.0m 0.17% Reduced -1.3m -1,344,402
7 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,641,2001.6m $50.6m $50.6m 0.08% Added +14.3k +14,300
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,611,0411.6m $49.7m $49.7m 0.00% Added +191.8k +191,791
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,521,0051.5m $46.9m $46.9m 0.02% Added +549.1k +549,115
10 New York Life Investment Management LLC 0.45% of their portfolio New York, NY 1,499,9881.5m $46.3m $46.3m 0.45% Added +157.3k +157,285
11 KEYBANK NATIONAL ASSOCIATION/OH 0.15% of their portfolio BROOKLYN, OH 1,278,2941.3m $39.4m $39.4m 0.15% Reduced -280.2k -280,228
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,147,7031.1m $35.4m $35.4m 0.00% Added +340.8k +340,797
13 Facet Wealth, Inc. 0.82% of their portfolio WEST PALM BEACH, FL 942,699942.7k $29.0m $29.0m 0.82% Added +60.8k +60,783
14 Valmark Advisers, Inc. 0.40% of their portfolio AKRON, OH 830,638830.6k $25.6m $25.6m 0.40% Reduced -7.8k -7,787
15 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 791,048791.0k $24.4m $24.4m 0.06% Added +32.8k +32,803
16 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 762,171762.2k $23.5m $23.5m 0.03% Added +79.3k +79,263
17 Towercrest Capital Management 3.69% of their portfolio NEWTOWN, PA 742,345742.3k $22.9m $22.9m 3.69% Reduced -68.9k -68,895
18 Alliance Wealth Management Group 5.83% of their portfolio FLEMINGTON, NJ 710,255710.3k $21.9m $21.9m 5.83% Reduced -22.1k -22,052
19 Cornerstone Management, Inc. 4.30% of their portfolio DULUTH, GA 667,310667.3k $20.6m $20.6m 4.30% Added +39.3k +39,312
20 Legacy Edge Advisors, LLC 3.27% of their portfolio SYOSSET, NY 663,012663.0k $20.5m $20.5m 3.27% Added +103.4k +103,424
21 Astor Investment Management LLC 9.56% of their portfolio CHICAGO, IL 647,929647.9k $20.0m $20.0m 9.56% Added +243.7k +243,736
22 Curbstone Financial Management Corp 4.27% of their portfolio MANCHESTER, NH 646,626646.6k $19.9m $19.9m 4.27% Added +21.5k +21,500
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 643,881643.9k $19.9m $19.9m 0.01% Reduced -161.0k -160,991
24 MFA WEALTH ADVISORS, LLC 4.22% of their portfolio PITTSBURGH, PA 625,106625.1k $19.3m $19.3m 4.22% Reduced -110.6k -110,604
25 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 619,579619.6k $19.1m $19.1m 0.05% Reduced -283.3k -283,326
26 Stratos Investment Management, LLC 1.27% of their portfolio BEACHWOOD, OH 588,459588.5k $18.2m $18.2m 1.27% Added +92.5k +92,546
27 WESCAP Management Group, Inc. 4.53% of their portfolio Glendale, CA 586,606586.6k $18.1m $18.1m 4.53% Reduced -1.9k -1,854
28 Advisory Alpha, LLC 0.51% of their portfolio HOLLAND, MI 461,030461.0k $14.2m $14.2m 0.51% Reduced -1.2k -1,187
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 427,576427.6k $13.2m $13.2m 0.01% Reduced -88.3k -88,331
30 Providence First Trust Co 5.22% of their portfolio SCOTTSDALE, AZ 398,288398.3k $12.3m $12.3m 5.22% Added +11.8k +11,766
31 Whitcomb & Hess, Inc. 3.60% of their portfolio ASHLAND, OH 392,613392.6k $12.1m $12.1m 3.60% Reduced -9.5k -9,497
32 Cherry Tree Wealth Management, LLC 2.65% of their portfolio MINNETONKA, MN 362,877362.9k $11.2m $11.2m 2.65% Reduced -7.7k -7,706
33 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 359,036359.0k $11.1m $11.1m 0.02% Added +48.8k +48,825
34 Ameliora Wealth Management Ltd. 4.49% of their portfolio ZURICH, V8 348,724348.7k $10.8m $10.8m 4.49% Reduced -24.5k -24,527
35 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 305,883305.9k $9.4m $9.4m 0.03% Reduced -44.9k -44,876
36 NorthCoast Asset Management LLC 0.07% of their portfolio STAMFORD, CT 304,601304.6k $9.4m $9.4m 0.07% Added +3.9k +3,937
37 Treynor Bancshares, Inc. 9.50% of their portfolio TREYNOR, IA 300,717300.7k $9.3m $9.3m 9.50% Reduced -59.0k -59,021
38 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 293,896293.9k $9.1m $9.1m 0.06% Added +13.9k +13,917
39 Penobscot Investment Management Company, Inc. 0.78% of their portfolio BOSTON, MA 281,386281.4k $8.7m $8.7m 0.78% Added +1.4k +1,410
40 Prime Capital Investment Advisors, LLC 0.12% of their portfolio OVERLAND PARK, KS 281,178281.2k $8.7m $8.7m 0.12% Reduced -6.8k -6,771
41 CWM, LLC 0.04% of their portfolio OMAHA, NE 271,497271.5k $8.4m $8.4m 0.04% Reduced -34.7k -34,690
42 DEAN INVESTMENT ASSOCIATES, LLC 1.13% of their portfolio BEAVERCREEK, OH 270,693270.7k $8.4m $8.4m 1.13% Added +5.9k +5,890
43 SYKON CAPITAL LLC 2.93% of their portfolio HARRISON, NY 269,342269.3k $8.3m $8.3m 2.93% Added +77.1k +77,132
44 HARBOR ADVISORY CORP /MA/ 2.63% of their portfolio PORTSMOUTH, NH 261,150261.1k $8.1m $8.1m 2.63% Added +4.5k +4,500
45 Outlook Wealth Advisors, LLC 2.30% of their portfolio SHENANDOAH, TX 259,360259.4k $8.0m $8.0m 2.30% Added +12.8k +12,779
46 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 258,995259.0k $8.0m $8.0m 0.01% Added +7.7k +7,695
47 Cedar Mountain Advisors, LLC 1.73% of their portfolio LAKE OSWEGO, OR 249,172249.2k $7.7m $7.7m 1.73% Reduced -361.3k -361,290
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 236,741236.7k $7.3m $7.3m 0.00% Reduced -23.7k -23,682
49 Alesco Advisors, LLC, An ESL Co 0.22% of their portfolio Pittsford, NY 234,904234.9k $7.2m $7.2m 0.22% Added +15.3k +15,274
50 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 229,712229.7k $7.1m $7.1m 0.07% Added +4.9k +4,905
51 COURIER CAPITAL LLC 0.48% of their portfolio BUFFALO, NY 227,062227.1k $7.0m $7.0m 0.48% Reduced -15.7k -15,681
52 FIDUCIARY FINANCIAL GROUP, LLC 1.59% of their portfolio SAN RAFAEL, CA 225,633225.6k $6.9m $6.9m 1.59% Added +6.3k +6,309
53 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 224,766224.8k $6.9m $6.9m 0.09% Added +88.6k +88,644
54 RFG Advisory, LLC 0.21% of their portfolio BIRMINGHAM, AL 222,911222.9k $6.9m $6.9m 0.21% Reduced -44.0k -43,966
55 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 213,680213.7k $6.6m $6.6m 0.01% Reduced -3.9k -3,862
56 APPLETON PARTNERS INC/MA 0.47% of their portfolio BOSTON, MA 207,854207.9k $6.4m $6.4m 0.47% Added +10.4k +10,437
57 Buska Wealth Management, LLC 2.22% of their portfolio WAUSAU, WI 206,039206.0k $6.4m $6.4m 2.22% Added +41.2k +41,177
58 BEACON FINANCIAL GROUP 0.67% of their portfolio DALLAS, TX 201,653201.7k $6.2m $6.2m 0.67% Reduced -8.9k -8,896
59 Cannon Advisors, Inc. 4.98% of their portfolio CHARLOTTE, NC 197,644197.6k $6.1m $6.1m 4.98% First filing
60 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.29% of their portfolio Phoenix, AZ 186,887186.9k $5.8m $5.8m 2.29% Added +2.4k +2,360
61 Capital Investment Advisors, LLC 0.11% of their portfolio ATLANTA, GA 178,957179.0k $5.5m $5.5m 0.11% Reduced -4.3k -4,270
62 CALTON & ASSOCIATES, INC. 2.10% of their portfolio Tampa, FL 178,172178.2k $5.5m $5.5m 2.10% Reduced -32.5k -32,511
63 IHT Wealth Management, LLC 0.15% of their portfolio Chicago, IL 175,351175.4k $5.4m $5.4m 0.15% Reduced -4.0k -4,049
64 Better Money Decisions, LLC 3.63% of their portfolio Santa Fe, NM 165,704165.7k $5.1m $5.1m 3.63% Added +64.3k +64,301
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 164,610164.6k $5.1m $5.1m 0.00% Added +93.4k +93,430
66 Legacy Capital Group California, Inc. 1.63% of their portfolio LOS GATOS, CA 158,700158.7k $4.9m $4.9m 1.63% Added +83.7k +83,724
67 RiverGlades Family Offices LLC 3.34% of their portfolio NAPLES, FL 151,353151.4k $4.7m $4.7m 3.34% Added +10.8k +10,830
68 Terril Brothers, Inc. 1.52% of their portfolio St. Louis, MO 148,510148.5k $4.6m $4.6m 1.52% Reduced -405 -405
69 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 146,287146.3k $4.5m $4.5m 0.01% Reduced -16.2k -16,240
70 EAGLE GLOBAL ADVISORS LLC 0.22% of their portfolio Houston, TX 141,677141.7k $4.4m $4.4m 0.22% Added +7.3k +7,300
71 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 126,974127.0k $3.9m $3.9m 0.00% Reduced -3.1k -3,072
72 PARSONS CAPITAL MANAGEMENT INC/RI 0.25% of their portfolio PROVIDENCE, RI 125,364125.4k $3.9m $3.9m 0.25% Reduced -1.9k -1,890
73 BCS Wealth Management 1.62% of their portfolio JOHNSON CITY, TN 123,835123.8k $3.8m $3.8m 1.62% Added +2.3k +2,295
74 Mariner, LLC 0.01% of their portfolio Overland Park, KS 120,218120.2k $3.7m $3.7m 0.01% Reduced -3.5k -3,450
75 MONECO ADVISORS, LLC 0.44% of their portfolio FAIRFIELD, CT 115,245115.2k $3.6m $3.6m 0.44% Added +2.4k +2,384
76 United Community Bank 1.37% of their portfolio GREENVILLE, SC 114,029114.0k $3.5m $3.5m 1.37% Added +111.0k +110,999
77 CENTRAL TRUST Co 0.08% of their portfolio JEFFERSON CITY, MO 112,840112.8k $3.5m $3.5m 0.08% Reduced -30.0k -30,013
78 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 101,654101.7k $3.1m $3.1m 0.01% Added +3.6k +3,650
79 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 100,286100.3k $3.1m $3.1m 0.00% Reduced -92.1k -92,098
80 New England Capital Financial Advisors LLC 1.59% of their portfolio MERIDEN, CT 99,57599.6k $3.1m $3.1m 1.59% Added +4.6k +4,649
81 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 98,49598.5k $3.0m $3.0m 0.00% Reduced -345.2k -345,201
82 ST GERMAIN D J CO INC 0.14% of their portfolio SPRINGFIELD, MA 96,81196.8k $3.0m $3.0m 0.14% Reduced -1.3k -1,260
83 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 93,21893.2k $2.9m $2.9m 0.13% Reduced -30.1k -30,116
84 Aries Wealth Management 0.77% of their portfolio PORTLAND, ME 91,11391.1k $2.8m $2.8m 0.77% Added +8.3k +8,340
85 Gould Capital, LLC 1.84% of their portfolio TACOMA, WA 90,91890.9k $2.8m $2.8m 1.84% Added +3.9k +3,915
86 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.81% of their portfolio LEAWOOD, KS 86,01486.0k $2.7m $2.7m 0.81% Added +13.0k +12,966
87 WEBSTERROGERS FINANCIAL ADVISORS, LLC 0.91% of their portfolio FLORENCE, SC 84,02584.0k $2.6m $2.6m 0.91% Reduced -8.2k -8,168
88 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,65079.7k $2.5m $2.5m 0.01% Added +24.1k +24,050
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 74,61674.6k $2.3m $2.3m 0.00% Reduced -822.5k -822,460
90 NISA INVESTMENT ADVISORS, LLC 0.01% of their portfolio ST. LOUIS, MO 73,10073.1k $2.3m $2.3m 0.01% Reduced -58.4k -58,400
91 FIRST NATIONAL CORP /MA/ /ADV 0.49% of their portfolio ROCKLAND, MA 71,48471.5k $2.2m $2.2m 0.49% Added +10.2k +10,206
92 Wela Strategies, Inc. 0.94% of their portfolio ATLANTA, GA 69,74669.7k $2.2m $2.2m 0.94% Reduced -14.7k -14,669
93 Hobart Private Capital, LLC 0.54% of their portfolio CHARLOTTE, NC 67,92267.9k $2.1m $2.1m 0.54% Added +16.6k +16,588
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 66,41766.4k $2.0m $2.0m 0.00% New
95 Old Port Advisors 0.56% of their portfolio PORTLAND, ME 65,89065.9k $2.0m $2.0m 0.56% Reduced -4.6k -4,598
96 Forefront Analytics, LLC 0.94% of their portfolio WEST CONSHOHOCKEN, PA 64,83764.8k $2.0m $2.0m 0.94% Reduced -1.4k -1,406
97 Hilltop Holdings Inc. 0.13% of their portfolio DALLAS, TX 62,17062.2k $1.9m $1.9m 0.13% Reduced -9.7k -9,744
98 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 61,64661.6k $1.9m $1.9m 0.02% Reduced -4.5k -4,539
99 Tradewinds Capital Management, LLC 0.51% of their portfolio BELLINGHAM, WA 61,53261.5k $1.9m $1.9m 0.51% Reduced -20.2k -20,224
100 Farther Finance Advisors, LLC 0.07% of their portfolio SAN FRANCISCO, CA 60,90060.9k $1.9m $1.9m 0.07% Added +21.8k +21,836