Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

329 institutional holders +9 vs Q1 2024
56,159,81956.2m shares reported held*
$1.7bnreported value*
34 new 116 added 119 reduced 28 sold out net sold ≈ $20.1m (-435.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.61. Options: 2 managers hold calls ($43.2k notional), 1 hold puts ($376.4k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336Q2 23: 324Q3 23: 316Q4 23: 330Q1 24: 320Q2 24: 329329Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336
Q2 2023324
Q3 2023316
Q4 2023330
Q1 2024320
Q2 2024329

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 141 bought or addedQ4 22: 181 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 202 cut or sold outQ2 23: 121 bought or addedQ2 23: 188 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 163 cut or sold outQ4 23: 132 bought or addedQ4 23: 169 cut or sold outQ4 23Q1 24: 143 bought or addedQ1 24: 164 cut or sold outQ2 24: 150 bought or addedQ2 24: 147 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022141181
Q1 2023128202
Q2 2023121188
Q3 2023130163
Q4 2023132169
Q1 2024143164
Q2 2024150147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $844.8kQ3 23 puts: $841.7kQ3 23P/C 1.00Q4 23 calls: $981.9kQ4 23 puts: $1.0mQ4 23P/C 1.03Q1 24 calls: $6.2kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $43.2kQ2 24 puts: $376.4kQ2 24P/C 8.71
Numbers
QuarterCallsPutsP/C
Q3 2023$844.8k$841.7k1.00
Q4 2023$981.9k$1.0m1.03
Q1 2024$6.2k$00.00
Q2 2024$43.2k$376.4k8.71

Biggest buyers

TIAA TRUST, NATIONAL ASSOCIATION Added +1,714,072+1.7m
CITADEL ADVISORS LLC Added +786,025+786.0k
Whitcomb & Hess, Inc. New +402,110+402.1k
OSAIC HOLDINGS, INC. Added +301,062+301.1k
Wealthfront Advisers LLC Added +281,422+281.4k
BNP PARIBAS FINANCIAL MARKETS Added +207,551+207.6k
NorthCoast Asset Management LLC Added +186,133+186.1k
AMERIPRISE FINANCIAL INC Added +169,181+169.2k
RAYMOND JAMES & ASSOCIATES Added +169,054+169.1k
Cambridge Investment Research Advisors, Inc. Added +164,054+164.1k

Biggest sellers

MORGAN STANLEY Reduced -3,922,178-3.9m
WELLS FARGO & COMPANY/MN Reduced -559,495-559.5k
Astor Investment Management LLC Reduced -362,433-362.4k
Carr Financial Group Corp Reduced -254,217-254.2k
Kohmann Bosshard Financial Services, LLC Reduced -234,825-234.8k
New York Life Investment Management LLC Reduced -154,352-154.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -143,443-143.4k
KEYBANK NATIONAL ASSOCIATION/OH Reduced -103,258-103.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -96,102-96.1k
Valmark Advisers, Inc. Reduced -89,753-89.8k

Biggest calls

CITADEL ADVISORS LLC Added $43.2k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $376.4k12.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,633,3963.6m $112.1m $112.1m 0.03% Added +169.2k +169,181
2 TIAA TRUST, NATIONAL ASSOCIATION 0.30% of their portfolio CHARLOTTE, NC 3,192,1293.2m $98.5m $98.5m 0.30% Added +1.7m +1,714,072
3 Wealthfront Advisers LLC 0.31% of their portfolio Palo Alto, CA 3,011,1073.0m $92.9m $92.9m 0.31% Added +281.4k +281,422
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,324,0442.3m $71.7m $71.7m 0.01% Reduced -3.9m -3,922,178
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,862,5191.9m $57.5m $57.5m 0.03% Added +55.7k +55,715
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,790,2701.8m $55.2m $55.2m 0.01% Reduced -559.5k -559,495
7 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 1,626,9001.6m $50.2m $50.2m 0.09% Reduced -26.2k -26,200
8 KEYBANK NATIONAL ASSOCIATION/OH 0.20% of their portfolio BROOKLYN, OH 1,558,5221.6m $48.1m $48.1m 0.20% Reduced -103.3k -103,258
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,419,2501.4m $43.8m $43.8m 0.00% Added +99.7k +99,682
10 New York Life Investment Management LLC 0.42% of their portfolio New York, NY 1,342,7031.3m $41.4m $41.4m 0.42% Reduced -154.4k -154,352
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 971,890971.9k $30.0m $30.0m 0.01% Reduced -143.4k -143,443
12 ASSETMARK, INC 0.09% of their portfolio CONCORD, CA 902,905902.9k $27.9m $27.9m 0.09% Added +76.2k +76,193
13 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 897,076897.1k $27.7m $27.7m 0.03% Added +786.0k +786,025
14 Facet Wealth, Inc. 0.84% of their portfolio WEST PALM BEACH, FL 881,916881.9k $27.2m $27.2m 0.84% Added +14.1k +14,133
15 Valmark Advisers, Inc. 0.44% of their portfolio AKRON, OH 838,425838.4k $25.9m $25.9m 0.44% Reduced -89.8k -89,753
16 Towercrest Capital Management 4.12% of their portfolio NEWTOWN, PA 811,240811.2k $25.0m $25.0m 4.12% Added +324 +324
17 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 806,906806.9k $24.9m $24.9m 0.00% Added +102.4k +102,399
18 UBS Group AG 0.01% of their portfolio ZURICH, V8 804,872804.9k $24.8m $24.8m 0.01% Added +56.1k +56,086
19 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 758,245758.2k $23.4m $23.4m 0.06% Added +301.1k +301,062
20 MFA WEALTH ADVISORS, LLC 4.96% of their portfolio PITTSBURGH, PA 735,710735.7k $22.7m $22.7m 4.96% Reduced -45.8k -45,775
21 Alliance Wealth Management Group 6.45% of their portfolio FLEMINGTON, NJ 732,307732.3k $22.6m $22.6m 6.45% Added +16.7k +16,703
22 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 682,908682.9k $21.1m $21.1m 0.03% Added +3.4k +3,381
23 Cornerstone Management, Inc. 4.26% of their portfolio DULUTH, GA 627,998628.0k $19.4m $19.4m 4.26% Reduced -12.3k -12,343
24 Curbstone Financial Management Corp 4.19% of their portfolio MANCHESTER, NH 625,126625.1k $19.3m $19.3m 4.19% Added +23.4k +23,414
25 Cedar Mountain Advisors, LLC 4.65% of their portfolio LAKE OSWEGO, OR 610,462610.5k $18.8m $18.8m 4.65% Added +29.3k +29,266
26 WESCAP Management Group, Inc. 5.14% of their portfolio Glendale, CA 588,460588.5k $18.2m $18.2m 5.14% Added +45.1k +45,128
27 MANNING & NAPIER ADVISORS LLC 0.20% of their portfolio Fairport, NY 567,445567.4k $17.5m $17.5m 0.20% First filing
28 Legacy Edge Advisors, LLC 3.18% of their portfolio SYOSSET, NY 559,588559.6k $17.3m $17.3m 3.18% Added +160.0k +159,971
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 515,907515.9k $15.9m $15.9m 0.01% Added +169.1k +169,054
30 Fortitude Advisory Group L.L.C. 9.47% of their portfolio GIG HARBOR, WA 513,823513.8k $15.9m $15.9m 9.47% Reduced -242 -242
31 Stratos Investment Management, LLC 1.27% of their portfolio BEACHWOOD, OH 495,913495.9k $15.3m $15.3m 1.27% Added +69.2k +69,183
32 WEALTHCARE CAPITAL MANAGEMENT LLC 1.59% of their portfolio RICHMOND, VA 486,515486.5k $15.0m $15.0m 1.59% Added +45.3k +45,310
33 Advisory Alpha, LLC 0.56% of their portfolio HOLLAND, MI 462,217462.2k $14.3m $14.3m 0.56% Reduced -14.8k -14,751
34 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 443,696443.7k $13.7m $13.7m 0.02% Added +12.4k +12,444
35 Astor Investment Management LLC 5.74% of their portfolio CHICAGO, IL 404,193404.2k $12.5m $12.5m 5.74% Reduced -362.4k -362,433
36 Whitcomb & Hess, Inc. 3.86% of their portfolio ASHLAND, OH 402,110402.1k $12.4m $12.4m 3.86% New
37 Providence First Trust Co 5.37% of their portfolio SCOTTSDALE, AZ 386,522386.5k $11.9m $11.9m 5.37% Added +11.2k +11,200
38 Ameliora Wealth Management Ltd. 5.23% of their portfolio ZURICH, V8 373,251373.3k $11.5m $11.5m 5.23% Added +10.7k +10,667
39 Cherry Tree Wealth Management, LLC 2.87% of their portfolio MINNETONKA, MN 370,583370.6k $11.4m $11.4m 2.87% Reduced -2.8k -2,842
40 Treynor Bancshares, Inc. 11.60% of their portfolio TREYNOR, IA 359,738359.7k $11.1m $11.1m 11.60% Added +12.7k +12,718
41 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 350,759350.8k $10.8m $10.8m 0.04% Added +164.1k +164,054
42 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 320,406320.4k $9.9m $9.9m 0.02% Added +14.1k +14,128
43 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 310,211310.2k $9.6m $9.6m 0.02% Reduced -79.1k -79,094
44 CWM, LLC 0.04% of their portfolio OMAHA, NE 306,187306.2k $9.4m $9.4m 0.04% Reduced -14.3k -14,259
45 NorthCoast Asset Management LLC 0.08% of their portfolio STAMFORD, CT 300,664300.7k $9.3m $9.3m 0.08% Added +186.1k +186,133
46 Prime Capital Investment Advisors, LLC 0.13% of their portfolio OVERLAND PARK, KS 287,949287.9k $8.9m $8.9m 0.13% Reduced -6.3k -6,304
47 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 279,979280.0k $8.6m $8.6m 0.06% Reduced -6.3k -6,349
48 Penobscot Investment Management Company, Inc. 0.83% of their portfolio BOSTON, MA 279,976280.0k $8.6m $8.6m 0.83% Reduced -690 -690
49 MBM WEALTH CONSULTANTS, LLC 2.93% of their portfolio CHESTERFIELD, MO 279,620279.6k $8.6m $8.6m 2.93% Reduced -9.6k -9,566
50 RFG Advisory, LLC 0.27% of their portfolio BIRMINGHAM, AL 266,877266.9k $8.2m $8.2m 0.27% Added +3.3k +3,348
51 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 265,468265.5k $8.2m $8.2m 0.01% Added +207.6k +207,551
52 DEAN INVESTMENT ASSOCIATES, LLC 1.16% of their portfolio BEAVERCREEK, OH 264,803264.8k $8.2m $8.2m 1.16% Reduced -4.9k -4,947
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 260,423260.4k $8.0m $8.0m 0.00% Reduced -34.4k -34,435
54 HARBOR ADVISORY CORP /MA/ 2.73% of their portfolio PORTSMOUTH, NH 256,650256.6k $7.9m $7.9m 2.73% Added +14.2k +14,225
55 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 251,300251.3k $7.8m $7.8m 0.01% Added +24.3k +24,328
56 Outlook Wealth Advisors, LLC 0.11% of their portfolio SHENANDOAH, TX 246,581246.6k $353.1k $353.1k 0.11% Added +12.9k +12,944
57 COURIER CAPITAL LLC 0.60% of their portfolio BUFFALO, NY 242,743242.7k $7.5m $7.5m 0.60% Reduced -45.1k -45,067
58 Caitlin John, LLC 5.23% of their portfolio BRIGHTON, MI 232,513232.5k $7.2m $7.2m 5.23% Reduced -43.4k -43,380
59 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 224,807224.8k $6.9m $6.9m 0.07% Added +5.4k +5,421
60 NewSquare Capital LLC 0.60% of their portfolio NEWTOWN SQUARE, PA 224,591224.6k $6.9m $6.9m 0.60% Added +115 +115
61 Alesco Advisors, LLC, An ESL Co 0.22% of their portfolio Pittsford, NY 219,630219.6k $6.8m $6.8m 0.22% Reduced -22.0k -21,985
62 FIDUCIARY FINANCIAL GROUP, LLC 1.63% of their portfolio SAN RAFAEL, CA 219,324219.3k $6.7m $6.7m 1.63% First filing
63 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 217,542217.5k $6.7m $6.7m 0.01% Reduced -14.7k -14,653
64 CALTON & ASSOCIATES, INC. 3.25% of their portfolio Tampa, FL 210,683210.7k $6.5m $6.5m 3.25% Added +11.0k +10,955
65 BEACON FINANCIAL GROUP 0.74% of their portfolio DALLAS, TX 210,549210.5k $6.5m $6.5m 0.74% Reduced -20.6k -20,572
66 APPLETON PARTNERS INC/MA 0.47% of their portfolio BOSTON, MA 197,417197.4k $6.1m $6.1m 0.47% Added +239 +239
67 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 192,384192.4k $5.9m $5.9m 0.01% Added +6.7k +6,712
68 SYKON CAPITAL LLC 2.24% of their portfolio HARRISON, NY 192,210192.2k $5.9m $5.9m 2.24% Added +50.6k +50,635
69 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.43% of their portfolio Phoenix, AZ 184,527184.5k $5.7m $5.7m 2.43% Added +9.2k +9,150
70 Capital Investment Advisors, LLC 0.13% of their portfolio ATLANTA, GA 183,227183.2k $5.7m $5.7m 0.13% Reduced -10.9k -10,878
71 IHT Wealth Management, LLC 0.21% of their portfolio Chicago, IL 179,400179.4k $5.5m $5.5m 0.21% Added +95.1k +95,055
72 Buska Wealth Management, LLC 2.03% of their portfolio WAUSAU, WI 164,862164.9k $5.1m $5.1m 2.03% Added +25.6k +25,639
73 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 162,527162.5k $5.0m $5.0m 0.01% Added +103.6k +103,611
74 Elevation Capital Advisory, LLC 2.28% of their portfolio BEND, OR 161,572161.6k $5.0m $5.0m 2.28% First filing
75 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 150,340150.3k $10.4k $10.4k 0.01% New
76 Terril Brothers, Inc. 1.65% of their portfolio St. Louis, MO 148,915148.9k $4.6m $4.6m 1.65% Reduced -18.3k -18,275
77 Q3 Asset Management 1.03% of their portfolio BIRMINGHAM, MI 146,968147.0k $4.5m $4.5m 1.03% New
78 WJ Wealth Management, LLC 1.65% of their portfolio GLENDALE, AZ 146,658146.7k $4.5m $4.5m 1.65% Reduced -4.1k -4,128
79 CENTRAL TRUST Co 0.11% of their portfolio JEFFERSON CITY, MO 142,853142.9k $4.4m $4.4m 0.11% Reduced -11.9k -11,895
80 Friedenthal Financial 2.71% of their portfolio MARLTON, NJ 140,839140.8k $4.3m $4.3m 2.71% Added +140.3k +140,256
81 RiverGlades Family Offices LLC 3.37% of their portfolio NAPLES, FL 140,523140.5k $4.3m $4.3m 3.37% Added +17.9k +17,916
82 FLAGSHIP HARBOR ADVISORS, LLC 0.25% of their portfolio BOSTON, MA 136,168136.2k $4.2m $4.2m 0.25% Added +87.2k +87,175
83 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 136,122136.1k $4.2m $4.2m 0.05% Reduced -73.7k -73,660
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 134,817134.8k $4.2m $4.2m 0.00% Added +3.6k +3,566
85 EAGLE GLOBAL ADVISORS LLC 0.22% of their portfolio Houston, TX 134,377134.4k $4.1m $4.1m 0.22% Added +10.6k +10,585
86 NISA INVESTMENT ADVISORS, LLC 0.03% of their portfolio ST. LOUIS, MO 131,500131.5k $4.1m $4.1m 0.03% New
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 130,046130.0k $4.0m $4.0m 0.00% Reduced -9.0k -9,009
88 PARSONS CAPITAL MANAGEMENT INC/RI 0.27% of their portfolio PROVIDENCE, RI 127,254127.3k $3.9m $3.9m 0.27% Added +675 +675
89 Mariner, LLC 0.01% of their portfolio Overland Park, KS 123,668123.7k $3.8m $3.8m 0.01% Reduced -10.6k -10,633
90 Sowell Financial Services LLC 0.18% of their portfolio NORTH LITTLE ROCK, AR 123,334123.3k $3.8m $3.8m 0.18% Reduced -821 -821
91 BCS Wealth Management 1.82% of their portfolio JOHNSON CITY, TN 121,540121.5k $3.8m $3.8m 1.82% Added +24.8k +24,836
92 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 117,539117.5k $3.6m $3.6m 0.00% Added +68.2k +68,172
93 All Season Financial Advisors, Inc. 3.29% of their portfolio DENVER, CO 117,506117.5k $3.6m $3.6m 3.29% Added +86.3k +86,342
94 MONECO ADVISORS, LLC 0.51% of their portfolio FAIRFIELD, CT 112,861112.9k $3.5m $3.5m 0.51% Reduced -7.0k -7,004
95 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 104,527104.5k $3.2m $3.2m 0.09% Reduced -10.8k -10,842
96 Better Money Decisions, LLC 2.35% of their portfolio Santa Fe, NM 101,403101.4k $3.1m $3.1m 2.35% Added +6.4k +6,435
97 ST GERMAIN D J CO INC 0.15% of their portfolio SPRINGFIELD, MA 98,07198.1k $3.0m $3.0m 0.15% Reduced -3.4k -3,355
98 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 98,00498.0k $3.0m $3.0m 0.01% Reduced -26.9k -26,888
99 LIBERTY WEALTH MANAGEMENT LLC 0.00% of their portfolio OAKLAND, CA 96,00396.0k $96 $96 0.00% New
100 New England Capital Financial Advisors LLC 1.64% of their portfolio MERIDEN, CT 94,92694.9k $2.9m $2.9m 1.64% Added +3.7k +3,698