Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

330 institutional holders +14 vs Q3 2023
58,263,09658.3m shares reported held*
$1.8bnreported value*
32 new 100 added 137 reduced 32 sold out net bought ≈ $43.5m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.64. Options: 2 managers hold calls ($981.9k notional), 1 hold puts ($1.0m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336Q2 23: 324Q3 23: 316Q4 23: 330330Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336
Q2 2023324
Q3 2023316
Q4 2023330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 141 bought or addedQ4 22: 181 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 202 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 188 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 163 cut or sold outQ3 23Q4 23: 132 bought or addedQ4 23: 169 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022141181
Q1 2023128202
Q2 2023121188
Q3 2023130163
Q4 2023132169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $97.4kQ1 23 puts: $280.0kQ1 23P/C 2.88Q2 23 calls: $512.5kQ2 23 puts: $423.5kQ2 23P/C 0.83Q3 23 calls: $844.8kQ3 23 puts: $841.7kQ3 23P/C 1.00Q4 23 calls: $981.9kQ4 23 puts: $1.0mQ4 23P/C 1.03
Numbers
QuarterCallsPutsP/C
Q1 2023$97.4k$280.0k2.88
Q2 2023$512.5k$423.5k0.83
Q3 2023$844.8k$841.7k1.00
Q4 2023$981.9k$1.0m1.03

Biggest buyers

JANE STREET GROUP, LLC Added +1,341,841+1.3m
BANK OF MONTREAL /CAN/ Added +1,313,269+1.3m
RENAISSANCE TECHNOLOGIES LLC Added +832,600+832.6k
Tradewinds Capital Management, LLC Added +675,757+675.8k
MORGAN STANLEY Added +612,994+613.0k
STATE STREET CORP Added +464,964+465.0k
Advisor Resource Council Added +279,120+279.1k
Facet Wealth, Inc. Added +239,578+239.6k
CALTON & ASSOCIATES, INC. New +201,953+202.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +188,769+188.8k

Biggest sellers

Ocean Park Asset Management, LLC Reduced -429,000-429.0k
Stadion Money Management, LLC Sold out -405,640-405.6k
OSAIC HOLDINGS, INC. Reduced -358,349-358.3k
AE Wealth Management LLC Reduced -350,971-351.0k
WCG Wealth Advisors LLC Sold out -316,956-317.0k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -296,640-296.6k
KEYBANK NATIONAL ASSOCIATION/OH Reduced -295,565-295.6k
Centennial Wealth Advisory LLC Sold out -271,190-271.2k
NewEdge Advisors, LLC Reduced -268,086-268.1k
SageView Advisory Group, LLC Sold out -246,226-246.2k

Biggest calls

CITADEL ADVISORS LLC Added $981.9k32.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.0m33.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,291,8843.3m $100.6m $100.6m 0.03% Reduced -161.9k -161,872
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,156,3203.2m $96.6m $96.6m 0.00% Added +613.0k +612,994
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,662,5102.7m $81.4m $81.4m 0.02% Reduced -218.7k -218,733
4 Wealthfront Advisers LLC 0.26% of their portfolio Palo Alto, CA 2,235,4172.2m $68.4m $68.4m 0.26% Reduced -142.2k -142,160
5 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 1,955,2002.0m $59.8m $59.8m 0.09% Added +832.6k +832,600
6 KEYBANK NATIONAL ASSOCIATION/OH 0.26% of their portfolio BROOKLYN, OH 1,932,8591.9m $59.1m $59.1m 0.26% Reduced -295.6k -295,565
7 TIAA TRUST, NATIONAL ASSOCIATION 0.19% of their portfolio CHARLOTTE, NC 1,826,9271.8m $55.9m $55.9m 0.19% Reduced -296.6k -296,640
8 Valmark Advisers, Inc. 1.04% of their portfolio AKRON, OH 1,816,1581.8m $55.6m $55.6m 1.04% Reduced -182.7k -182,652
9 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,783,4971.8m $54.6m $54.6m 0.07% Added +1.3m +1,341,841
10 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,739,3031.7m $53.2m $53.2m 0.03% Added +107.3k +107,338
11 New York Life Investment Management LLC 0.53% of their portfolio New York, NY 1,703,4501.7m $52.1m $52.1m 0.53% Reduced -84.2k -84,154
12 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,351,3571.4m $41.3m $41.3m 0.01% Added +1.3m +1,313,269
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,275,3401.3m $39.0m $39.0m 0.00% Reduced -232.8k -232,751
14 MFA WEALTH ADVISORS, LLC 9.14% of their portfolio PITTSBURGH, PA 1,062,5511.1m $32.5m $32.5m 9.14% Added +14.0k +14,007
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,045,0091.0m $32.0m $32.0m 0.01% Reduced -152.1k -152,143
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 956,268956.3k $29.3m $29.3m 0.01% Reduced -109.3k -109,289
17 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 867,478867.5k $26.5m $26.5m 0.10% Reduced -175.4k -175,353
18 Astor Investment Management LLC 9.31% of their portfolio CHICAGO, IL 794,040794.0k $24.3m $24.3m 9.31% Reduced -183.9k -183,950
19 Towercrest Capital Management 4.29% of their portfolio NEWTOWN, PA 784,802784.8k $24.0m $24.0m 4.29% Reduced -40.1k -40,071
20 Tradewinds Capital Management, LLC 9.17% of their portfolio BELLINGHAM, WA 753,469753.5k $23.0m $23.0m 9.17% Added +675.8k +675,757
21 Donoghue Forlines LLC 6.97% of their portfolio Boston, MA 727,088727.1k $22.2m $22.2m 6.97% Added +43.8k +43,827
22 Facet Wealth, Inc. 0.85% of their portfolio WEST PALM BEACH, FL 721,802721.8k $22.1m $22.1m 0.85% Added +239.6k +239,578
23 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 716,888716.9k $21.9m $21.9m 0.04% Reduced -16.9k -16,868
24 Alliance Wealth Management Group 6.59% of their portfolio FLEMINGTON, NJ 690,616690.6k $21.1m $21.1m 6.59% First filing
25 Cornerstone Management, Inc. 4.62% of their portfolio DULUTH, GA 592,475592.5k $18.1m $18.1m 4.62% Added +3.6k +3,645
26 Curbstone Financial Management Corp 4.08% of their portfolio MANCHESTER, NH 588,112588.1k $18.0m $18.0m 4.08% Added +105.5k +105,450
27 Cedar Mountain Advisors, LLC 4.69% of their portfolio LAKE OSWEGO, OR 566,549566.5k $17.3m $17.3m 4.69% Reduced -1.1k -1,104
28 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 527,192527.2k $16.1m $16.1m 0.03% Reduced -358.3k -358,349
29 WESCAP Management Group, Inc. 5.11% of their portfolio Glendale, CA 518,032518.0k $15.8m $15.8m 5.11% Added +83.6k +83,551
30 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 496,557496.6k $15.2m $15.2m 0.00% Added +465.0k +464,964
31 Fortitude Advisory Group L.L.C. 9.19% of their portfolio GIG HARBOR, WA 494,778494.8k $15.1m $15.1m 9.19% Added +10.9k +10,935
32 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 471,191471.2k $14.4m $14.4m 0.08% Added +16.0k +15,984
33 Providence First Trust Co 6.19% of their portfolio SCOTTSDALE, AZ 411,882411.9k $12.6m $12.6m 6.19% Added +67.2k +67,204
34 Stratos Investment Management, LLC 1.49% of their portfolio BEACHWOOD, OH 411,078411.1k $12.6m $12.6m 1.49% Reduced -129.8k -129,823
35 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 387,949387.9k $11.9m $11.9m 0.03% Reduced -22.7k -22,746
36 Cherry Tree Wealth Management, LLC 3.16% of their portfolio MINNETONKA, MN 386,747386.7k $11.8m $11.8m 3.16% Reduced -13.0k -12,987
37 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 385,571385.6k $11.8m $11.8m 0.02% Added +13.5k +13,491
38 Ameliora Wealth Management Ltd. 5.57% of their portfolio ZURICH, V8 366,643366.6k $11.2m $11.2m 5.57% Added +40.1k +40,068
39 CWM, LLC 0.06% of their portfolio OMAHA, NE 363,859363.9k $11.1m $11.1m 0.06% Reduced -37.3k -37,326
40 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 359,474359.5k $11.0m $11.0m 0.01% Reduced -17.4k -17,417
41 Kohmann Bosshard Financial Services, LLC 1.59% of their portfolio FAIRLAWN, OH 341,712341.7k $10.5m $10.5m 1.59% Added +2.7k +2,716
42 Advisory Alpha, LLC 0.48% of their portfolio HOLLAND, MI 340,672340.7k $10.4m $10.4m 0.48% Added +85.8k +85,755
43 Prime Capital Investment Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 295,723295.7k $9.0m $9.0m 0.14% Reduced -3.5k -3,520
44 COURIER CAPITAL LLC 0.68% of their portfolio BUFFALO, NY 294,123294.1k $9.0m $9.0m 0.68% Reduced -4.3k -4,255
45 Advisor Resource Council 1.04% of their portfolio DALLAS, TX 292,407292.4k $8.9m $8.9m 1.04% Added +279.1k +279,120
46 Legacy Edge Advisors, LLC 2.00% of their portfolio SYOSSET, NY 286,115286.1k $8.8m $8.8m 2.00% First filing
47 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 278,611278.6k $8.5m $8.5m 0.07% Reduced -100.9k -100,935
48 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 276,805276.8k $8.5m $8.5m 0.02% Reduced -13.7k -13,659
49 MBM WEALTH CONSULTANTS, LLC 3.09% of their portfolio CHESTERFIELD, MO 268,919268.9k $8.3m $8.3m 3.09% Added +49.0k +48,999
50 Penobscot Investment Management Company, Inc. 0.96% of their portfolio BOSTON, MA 267,766267.8k $8.2m $8.2m 0.96% Added +345 +345
51 DEAN INVESTMENT ASSOCIATES, LLC 1.17% of their portfolio BEAVERCREEK, OH 266,868266.9k $8.2m $8.2m 1.17% Reduced -9.1k -9,136
52 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 265,578265.6k $8.1m $8.1m 0.03% Added +133.6k +133,577
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 259,726259.7k $7.9m $7.9m 0.00% Added +60.6k +60,574
54 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 257,185257.2k $7.9m $7.9m 0.01% Added +37.7k +37,659
55 BEACON FINANCIAL GROUP 0.93% of their portfolio DALLAS, TX 248,669248.7k $7.6m $7.6m 0.93% Reduced -10.8k -10,824
56 HARBOR ADVISORY CORP /MA/ 2.66% of their portfolio PORTSMOUTH, NH 242,425242.4k $7.4m $7.4m 2.66% Reduced -6.0k -6,045
57 Treynor Bancshares, Inc. 4.27% of their portfolio TREYNOR, IA 239,830239.8k $7.3m $7.3m 4.27% Added +72.1k +72,061
58 Outlook Wealth Advisors, LLC 2.55% of their portfolio SHENANDOAH, TX 238,051238.1k $7.3m $7.3m 2.55% Added +149.8k +149,768
59 NewSquare Capital LLC 0.68% of their portfolio NEWTOWN SQUARE, PA 231,321231.3k $7.1m $7.1m 0.68% Reduced -5.7k -5,660
60 Alesco Advisors, LLC, An ESL Co 0.25% of their portfolio Pittsford, NY 230,398230.4k $7.0m $7.0m 0.25% Reduced -43.9k -43,912
61 RFG Advisory, LLC 0.26% of their portfolio BIRMINGHAM, AL 220,504220.5k $6.7m $6.7m 0.26% Added +24.9k +24,932
62 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 209,479209.5k $6.4m $6.4m 0.09% Added +9.8k +9,753
63 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 206,186206.2k $6.3m $6.3m 0.05% Added +130.0k +129,965
64 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 204,763204.8k $6.3m $6.3m 0.10% Reduced -50.0k -49,973
65 APPLETON PARTNERS INC/MA 0.50% of their portfolio BOSTON, MA 204,399204.4k $6.3m $6.3m 0.50% Added +3.7k +3,691
66 Capital Investment Advisors, LLC 0.16% of their portfolio ATLANTA, GA 202,036202.0k $6.2m $6.2m 0.16% Reduced -9.1k -9,065
67 CALTON & ASSOCIATES, INC. 2.49% of their portfolio Tampa, FL 201,953202.0k $6.2m $6.2m 2.49% New
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 196,287196.3k $6.0m $6.0m 0.01% Added +188.8k +188,769
69 Terril Brothers, Inc. 2.08% of their portfolio St. Louis, MO 191,540191.5k $5.9m $5.9m 2.08% Reduced -6.3k -6,300
70 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 186,375186.4k $5.7m $5.7m 0.01% Added +5.5k +5,491
71 Mariner, LLC 0.01% of their portfolio Overland Park, KS 179,244179.2k $5.5m $5.5m 0.01% Reduced -12.3k -12,321
72 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 174,718174.7k $5.3m $5.3m 0.02% Added +31.0k +31,044
73 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.86% of their portfolio Phoenix, AZ 174,667174.7k $5.3m $5.3m 2.86% Added +9.7k +9,725
74 Connectus Wealth, LLC 0.11% of their portfolio CINCINNATI, OH 169,704169.7k $5.2m $5.2m 0.11% Added +19.5k +19,513
75 CENTRAL TRUST Co 0.14% of their portfolio JEFFERSON CITY, MO 166,891166.9k $5.1m $5.1m 0.14% Reduced -11.3k -11,264
76 WJ Wealth Management, LLC 2.06% of their portfolio GLENDALE, AZ 154,696154.7k $4.7m $4.7m 2.06% Reduced -6.4k -6,434
77 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 149,241149.2k $4.6m $4.6m 0.02% Reduced -351.0k -350,971
78 Legacy Capital Group California, Inc. 1.76% of their portfolio LOS GATOS, CA 148,883148.9k $4.6m $4.6m 1.76% Reduced -7.7k -7,699
79 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 147,084147.1k $4.5m $4.5m 0.01% Reduced -168.6k -168,632
80 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 137,995138.0k $4.2m $4.2m 0.03% Reduced -3.8k -3,784
81 Avantax Planning Partners, Inc. 0.16% of their portfolio DUBUQUE, IA 135,638135.6k $4.1m $4.1m 0.16% Reduced -44.9k -44,855
82 PARSONS CAPITAL MANAGEMENT INC/RI 0.28% of their portfolio PROVIDENCE, RI 128,271128.3k $3.9m $3.9m 0.28% Reduced -3.9k -3,878
83 Sowell Financial Services LLC 0.21% of their portfolio NORTH LITTLE ROCK, AR 125,766125.8k $3.8m $3.8m 0.21% New
84 EAGLE GLOBAL ADVISORS LLC 0.23% of their portfolio Houston, TX 124,292124.3k $3.8m $3.8m 0.23% Added +4.3k +4,300
85 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 122,630122.6k $3.8m $3.8m 0.12% Reduced -24.3k -24,258
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 114,848114.8k $3.5m $3.5m 0.00% Added +78.0k +78,027
87 TELEMUS CAPITAL, LLC 0.29% of their portfolio Southfield, MI 114,503114.5k $3.5m $3.5m 0.29% Reduced -5.6k -5,575
88 MONECO ADVISORS, LLC 0.66% of their portfolio FAIRFIELD, CT 113,941113.9k $3.5m $3.5m 0.66% New
89 WBI INVESTMENTS, LLC 0.64% of their portfolio RED BANK, NJ 104,115104.1k $3.2m $3.2m 0.64% Added +2.8k +2,779
90 ST GERMAIN D J CO INC 0.16% of their portfolio SPRINGFIELD, MA 103,476103.5k $3.2m $3.2m 0.16% Reduced -8.9k -8,860
91 RiverGlades Family Offices LLC 2.57% of their portfolio NAPLES, FL 103,415103.4k $3.2m $3.2m 2.57% Added +20.6k +20,594
92 WEBSTERROGERS FINANCIAL ADVISORS, LLC 1.28% of their portfolio FLORENCE, SC 100,234100.2k $3.1m $3.1m 1.28% Reduced -50.5k -50,525
93 CREATIVE FINANCIAL DESIGNS INC /ADV 0.30% of their portfolio KOKOMO, IN 97,83397.8k $3.0m $3.0m 0.30% Added +97.5k +97,473
94 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.39% of their portfolio LEAWOOD, KS 95,22995.2k $2.9m $2.9m 1.39% Reduced -7.5k -7,460
95 Better Money Decisions, LLC 2.42% of their portfolio Santa Fe, NM 95,21895.2k $2.9m $2.9m 2.42% Reduced -9.6k -9,643
96 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 94,70394.7k $2.9m $2.9m 0.02% Reduced -3.8k -3,796
97 Old Port Advisors 0.94% of their portfolio PORTLAND, ME 92,73992.7k $2.8m $2.8m 0.94% Reduced -14.8k -14,824
98 BCS Wealth Management 1.00% of their portfolio JOHNSON CITY, TN 89,18889.2k $2.7m $2.7m 1.00% Added +6.6k +6,614
99 New England Capital Financial Advisors LLC 1.63% of their portfolio MERIDEN, CT 88,46688.5k $2.7m $2.7m 1.63% Added +6.3k +6,297
100 Wela Strategies, Inc. 1.45% of their portfolio ATLANTA, GA 88,41788.4k $2.7m $2.7m 1.45% Reduced -1.3k -1,323