Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

316 institutional holders -8 vs Q2 2023
55,701,73055.7m shares reported held*
$1.7bnreported value*
25 new 105 added 127 reduced 36 sold out net sold ≈ $88.6m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.54. Options: 2 managers hold calls ($844.8k notional), 1 hold puts ($841.7k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336Q2 23: 324Q3 23: 316316Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336
Q2 2023324
Q3 2023316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 141 bought or addedQ4 22: 181 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 202 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 188 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 163 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022141181
Q1 2023128202
Q2 2023121188
Q3 2023130163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $97.4kQ1 23 puts: $280.0kQ1 23P/C 2.88Q2 23 calls: $512.5kQ2 23 puts: $423.5kQ2 23P/C 0.83Q3 23 calls: $844.8kQ3 23 puts: $841.7kQ3 23P/C 1.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$97.4k$280.0k2.88
Q2 2023$512.5k$423.5k0.83
Q3 2023$844.8k$841.7k1.00

Biggest buyers

Donoghue Forlines LLC New +683,261+683.3k
Wealthfront Advisers LLC Added +654,800+654.8k
Ocean Park Asset Management, LLC New +498,100+498.1k
Fortitude Advisory Group L.L.C. New +483,843+483.8k
Stadion Money Management, LLC New +405,640+405.6k
WCG Wealth Advisors LLC New +316,956+317.0k
BEACON FINANCIAL GROUP New +259,493+259.5k
OSAIC HOLDINGS, INC. Added +228,441+228.4k
Facet Wealth, Inc. Added +199,259+199.3k
Private Advisor Group, LLC Added +186,310+186.3k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -3,217,943-3.2m
Avantax Planning Partners, Inc. Reduced -2,224,643-2.2m
ENVESTNET ASSET MANAGEMENT INC Reduced -430,900-430.9k
V Wealth Advisors LLC Sold out -297,991-298.0k
Addison Advisors LLC Reduced -159,338-159.3k
JANE STREET GROUP, LLC Reduced -155,134-155.1k
AE Wealth Management LLC Reduced -148,281-148.3k
Glen Eagle Advisors, LLC Reduced -142,316-142.3k
Richard W. Paul & Associates, LLC Reduced -129,483-129.5k
CALTON & ASSOCIATES, INC. Sold out -126,023-126.0k

Biggest calls

CITADEL ADVISORS LLC Added $844.8k27.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $841.7k27.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,453,7563.5m $95.8m $95.8m 0.03% Reduced -3.2m -3,217,943
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,881,2432.9m $88.5m $88.5m 0.03% Reduced -81.7k -81,658
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,543,3262.5m $78.1m $78.1m 0.01% Added +12.2k +12,242
4 Wealthfront Advisers LLC 0.31% of their portfolio Palo Alto, CA 2,377,5772.4m $73.0m $73.0m 0.31% Added +654.8k +654,800
5 KEYBANK NATIONAL ASSOCIATION/OH 0.33% of their portfolio BROOKLYN, OH 2,228,4242.2m $68.5m $68.5m 0.33% Reduced -59.8k -59,772
6 TIAA TRUST, NATIONAL ASSOCIATION 0.24% of their portfolio CHARLOTTE, NC 2,123,5672.1m $65.2m $65.2m 0.24% First filing
7 Valmark Advisers, Inc. 1.27% of their portfolio AKRON, OH 1,998,8102.0m $61.4m $61.4m 1.27% Added +11.4k +11,353
8 New York Life Investment Management LLC 0.59% of their portfolio New York, NY 1,787,6041.8m $54.9m $54.9m 0.59% Reduced -39.9k -39,875
9 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,631,9651.6m $50.1m $50.1m 0.04% Added +168.8k +168,763
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,508,0911.5m $46.3m $46.3m 0.01% Reduced -26.0k -26,015
11 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,197,1521.2m $36.8m $36.8m 0.02% Reduced -430.9k -430,900
12 RENAISSANCE TECHNOLOGIES LLC 0.06% of their portfolio NEW YORK, NY 1,122,6001.1m $34.5m $34.5m 0.06% Added +115.1k +115,100
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,065,5571.1m $32.7m $32.7m 0.01% Reduced -64.0k -64,011
14 MFA WEALTH ADVISORS, LLC 10.00% of their portfolio PITTSBURGH, PA 1,048,5441.0m $32.2m $32.2m 10.00% Added +39.3k +39,293
15 ASSETMARK, INC 0.13% of their portfolio CONCORD, CA 1,042,8311.0m $32.0m $32.0m 0.13% Reduced -35.1k -35,084
16 Astor Investment Management LLC 11.31% of their portfolio CHICAGO, IL 977,990978.0k $30.0m $30.0m 11.31% Reduced -77.1k -77,071
17 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 885,541885.5k $27.2m $27.2m 0.04% Added +228.4k +228,441
18 Towercrest Capital Management 4.93% of their portfolio NEWTOWN, PA 824,873824.9k $25.3m $25.3m 4.93% Reduced -21.5k -21,506
19 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 733,756733.8k $22.5m $22.5m 0.04% Added +139.0k +138,966
20 Donoghue Forlines LLC 7.47% of their portfolio Boston, MA 683,261683.3k $21.0m $21.0m 7.47% New
21 Cornerstone Management, Inc. 4.83% of their portfolio DULUTH, GA 588,830588.8k $18.1m $18.1m 4.83% Reduced -13.4k -13,386
22 Cedar Mountain Advisors, LLC 5.14% of their portfolio LAKE OSWEGO, OR 567,653567.7k $17.4m $17.4m 5.14% Added +2.8k +2,817
23 Stratos Investment Management, LLC 2.48% of their portfolio BEACHWOOD, OH 540,901540.9k $16.6m $16.6m 2.48% Added +31.3k +31,324
24 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 500,212500.2k $15.4m $15.4m 0.09% Reduced -148.3k -148,281
25 Ocean Park Asset Management, LLC 0.68% of their portfolio SANTA MONICA, CA 498,100498.1k $15.3m $15.3m 0.68% New
26 Fortitude Advisory Group L.L.C. 10.05% of their portfolio GIG HARBOR, WA 483,843483.8k $14.9m $14.9m 10.05% New
27 Curbstone Financial Management Corp 3.67% of their portfolio MANCHESTER, NH 482,662482.7k $14.8m $14.8m 3.67% Reduced -302 -302
28 Facet Wealth, Inc. 0.73% of their portfolio WEST PALM BEACH, FL 482,224482.2k $14.8m $14.8m 0.73% Added +199.3k +199,259
29 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 455,207455.2k $14.0m $14.0m 0.09% Added +21.5k +21,503
30 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 441,656441.7k $13.6m $13.6m 0.02% Reduced -155.1k -155,134
31 WESCAP Management Group, Inc. 4.75% of their portfolio Glendale, CA 434,481434.5k $13.3m $13.3m 4.75% Added +30.1k +30,080
32 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 410,695410.7k $12.6m $12.6m 0.03% Added +54.7k +54,676
33 Stadion Money Management, LLC 1.03% of their portfolio WATKINSVILLE, GA 405,640405.6k $12.5m $12.5m 1.03% New
34 CWM, LLC 0.08% of their portfolio OMAHA, NE 401,185401.2k $12.3m $12.3m 0.08% Added +46.2k +46,219
35 Cherry Tree Wealth Management, LLC 3.60% of their portfolio MINNETONKA, MN 399,734399.7k $12.3m $12.3m 3.60% Reduced -47.7k -47,678
36 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 379,546379.5k $11.7m $11.7m 0.10% Added +186.3k +186,310
37 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 376,891376.9k $11.6m $11.6m 0.01% Reduced -24.8k -24,796
38 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 372,080372.1k $11.4m $11.4m 0.02% Added +5.8k +5,819
39 Providence First Trust Co 5.91% of their portfolio SCOTTSDALE, AZ 344,678344.7k $10.6m $10.6m 5.91% Added +40.7k +40,730
40 Kohmann Bosshard Financial Services, LLC 1.79% of their portfolio FAIRLAWN, OH 338,996339.0k $10.4m $10.4m 1.79% Added +10.1k +10,071
41 Ameliora Wealth Management Ltd. 5.95% of their portfolio ZURICH, V8 326,575326.6k $10.0m $10.0m 5.95% Added +48.0k +47,954
42 WCG Wealth Advisors LLC 0.71% of their portfolio LAS VEGAS, NV 316,956317.0k $9.7m $9.7m 0.71% New
43 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 315,716315.7k $9.7m $9.7m 0.01% Added +136.9k +136,908
44 Prime Capital Investment Advisors, LLC 0.19% of their portfolio OVERLAND PARK, KS 299,243299.2k $9.2m $9.2m 0.19% Reduced -56.5k -56,501
45 COURIER CAPITAL LLC 0.76% of their portfolio BUFFALO, NY 298,378298.4k $9.2m $9.2m 0.76% Added +13.2k +13,181
46 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 290,464290.5k $8.9m $8.9m 0.02% Reduced -2.5k -2,520
47 DEAN INVESTMENT ASSOCIATES, LLC 1.39% of their portfolio BEAVERCREEK, OH 276,004276.0k $8.5m $8.5m 1.39% Reduced -3.6k -3,617
48 Alesco Advisors, LLC, An ESL Co 0.33% of their portfolio Pittsford, NY 274,310274.3k $8.4m $8.4m 0.33% Added +16.8k +16,840
49 Centennial Wealth Advisory LLC 4.48% of their portfolio Traverse City, MI 271,190271.2k $8.3m $8.3m 4.48% Reduced -20.4k -20,402
50 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 268,564268.6k $8.3m $8.3m 0.09% Added +52.1k +52,130
51 Penobscot Investment Management Company, Inc. 1.12% of their portfolio BOSTON, MA 267,421267.4k $8.2m $8.2m 1.12% Reduced -1.7k -1,745
52 BEACON FINANCIAL GROUP 1.13% of their portfolio DALLAS, TX 259,493259.5k $8.0m $8.0m 1.13% New
53 Advisory Alpha, LLC 0.40% of their portfolio HOLLAND, MI 254,917254.9k $7.8m $7.8m 0.40% Reduced -18.0k -18,005
54 Atria Investments, Inc 0.14% of their portfolio Charlotte, NC 254,736254.7k $7.8m $7.8m 0.14% Added +2.8k +2,783
55 HARBOR ADVISORY CORP /MA/ 2.77% of their portfolio PORTSMOUTH, NH 248,470248.5k $7.6m $7.6m 2.77% Reduced -22.7k -22,730
56 SageView Advisory Group, LLC 0.43% of their portfolio Newport Beach, CA 246,226246.2k $7.6m $7.6m 0.43% Reduced -2.7k -2,720
57 NewSquare Capital LLC 0.77% of their portfolio NEWTOWN SQUARE, PA 236,981237.0k $7.3m $7.3m 0.77% Reduced -1.3k -1,284
58 MBM WEALTH CONSULTANTS, LLC 2.93% of their portfolio CHESTERFIELD, MO 219,920219.9k $6.7m $6.7m 2.93% Added +21.0k +20,971
59 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 219,526219.5k $6.7m $6.7m 0.01% Added +3.2k +3,174
60 Capital Investment Advisors, LLC 0.18% of their portfolio ATLANTA, GA 211,101211.1k $6.5m $6.5m 0.18% Reduced -14.2k -14,154
61 APPLETON PARTNERS INC/MA 0.55% of their portfolio BOSTON, MA 200,708200.7k $6.2m $6.2m 0.55% Added +527 +527
62 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 199,726199.7k $6.1m $6.1m 0.09% Added +4.3k +4,296
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 199,152199.2k $6.1m $6.1m 0.00% Reduced -35.4k -35,355
64 Terril Brothers, Inc. 2.94% of their portfolio St. Louis, MO 197,840197.8k $6.1m $6.1m 2.94% Reduced -5.9k -5,940
65 RFG Advisory, LLC 0.27% of their portfolio BIRMINGHAM, AL 195,572195.6k $6.0m $6.0m 0.27% Reduced -19.9k -19,938
66 Mariner, LLC 0.02% of their portfolio Overland Park, KS 191,565191.6k $5.9m $5.9m 0.02% Reduced -41.5k -41,472
67 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 180,884180.9k $5.6m $5.6m 0.01% Added +17.0k +16,970
68 Avantax Planning Partners, Inc. 0.23% of their portfolio DUBUQUE, IA 180,493180.5k $5.5m $5.5m 0.23% Reduced -2.2m -2,224,643
69 CENTRAL TRUST Co 0.16% of their portfolio JEFFERSON CITY, MO 178,155178.2k $5.5m $5.5m 0.16% Added +9.5k +9,466
70 Treynor Bancshares, Inc. 3.27% of their portfolio TREYNOR, IA 167,769167.8k $5.2m $5.2m 3.27% New
71 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.88% of their portfolio Phoenix, AZ 164,942164.9k $5.1m $5.1m 2.88% Added +9.0k +9,025
72 WJ Wealth Management, LLC 2.40% of their portfolio GLENDALE, AZ 161,130161.1k $4.9m $4.9m 2.40% Reduced -864 -864
73 Legacy Capital Group California, Inc. 2.07% of their portfolio LOS GATOS, CA 156,582156.6k $4.8m $4.8m 2.07% Added +1.5k +1,515
74 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.04% of their portfolio FLORENCE, SC 150,759150.8k $4.6m $4.6m 2.04% Reduced -11.5k -11,547
75 Connectus Wealth, LLC 0.10% of their portfolio CINCINNATI, OH 150,191150.2k $4.6m $4.6m 0.10% Reduced -7.3k -7,336
76 Prospera Financial Services Inc 0.17% of their portfolio Dallas, TX 146,888146.9k $4.5m $4.5m 0.17% Reduced -47.6k -47,649
77 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 143,674143.7k $4.4m $4.4m 0.02% Added +10.6k +10,575
78 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 141,779141.8k $4.4m $4.4m 0.04% Added +637 +637
79 PARSONS CAPITAL MANAGEMENT INC/RI 0.32% of their portfolio PROVIDENCE, RI 132,149132.1k $4.1m $4.1m 0.32% Reduced -7.8k -7,842
80 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 132,001132.0k $4.1m $4.1m 0.02% Added +31.8k +31,784
81 TELEMUS CAPITAL, LLC 0.34% of their portfolio Southfield, MI 120,078120.1k $3.7m $3.7m 0.34% Reduced -2.6k -2,600
82 EAGLE GLOBAL ADVISORS LLC 0.24% of their portfolio Houston, TX 119,992120.0k $3.7m $3.7m 0.24% Added +8.8k +8,800
83 Bank of New Hampshire 1.10% of their portfolio LACONIA, NH 119,961120.0k $3.7m $3.7m 1.10% Reduced -1.3k -1,349
84 ST GERMAIN D J CO INC 0.19% of their portfolio SPRINGFIELD, MA 112,336112.3k $3.5m $3.5m 0.19% Reduced -45.5k -45,550
85 Old Port Advisors 1.20% of their portfolio PORTLAND, ME 107,563107.6k $3.3m $3.3m 1.20% First filing
86 Elevated Capital Advisors, LLC 1.12% of their portfolio SANDY, UT 107,467107.5k $3.3m $3.3m 1.12% Added +3.7k +3,668
87 Better Money Decisions, LLC 2.84% of their portfolio Santa Fe, NM 104,861104.9k $3.2m $3.2m 2.84% Added +5.2k +5,213
88 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.64% of their portfolio LEAWOOD, KS 102,689102.7k $3.2m $3.2m 1.64% New
89 WBI INVESTMENTS, LLC 0.63% of their portfolio RED BANK, NJ 101,336101.3k $3.1m $3.1m 0.63% Added +182 +182
90 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 98,49998.5k $3.0m $3.0m 0.02% Added +575 +575
91 Marion Wealth Management 1.03% of their portfolio MONROEVILLE, PA 95,01495.0k $2.9m $2.9m 1.03% Added +6.8k +6,788
92 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 90,52890.5k $2.8m $2.8m 0.04% Reduced -54.3k -54,342
93 Wela Strategies, Inc. 1.65% of their portfolio ATLANTA, GA 89,74089.7k $2.8m $2.8m 1.65% Reduced -3.2k -3,164
94 1900 WEALTH MANAGEMENT LLC 0.27% of their portfolio SAN ANTONIO, TX 89,28089.3k $2.7m $2.7m 0.27% Added +56.0k +55,977
95 Outlook Wealth Advisors, LLC 1.04% of their portfolio SHENANDOAH, TX 88,28388.3k $2.7m $2.7m 1.04% Reduced -2.5k -2,519
96 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 86,30686.3k $2.7m $2.7m 0.06% Reduced -17.7k -17,718
97 Q3 Asset Management 1.02% of their portfolio BIRMINGHAM, MI 83,89483.9k $2.6m $2.6m 1.02% Reduced -1.6k -1,555
98 RiverGlades Family Offices LLC 2.24% of their portfolio NAPLES, FL 82,82182.8k $2.5m $2.5m 2.24% Added +17.5k +17,506
99 BCS Wealth Management 1.06% of their portfolio JOHNSON CITY, TN 82,57482.6k $2.5m $2.5m 1.06% Added +3.6k +3,646
100 New England Capital Financial Advisors LLC 1.74% of their portfolio MERIDEN, CT 82,16982.2k $2.5m $2.5m 1.74% Added +2.4k +2,406