Vault-13

SPDR SER TR SPTS

PORTFOLIO SH TSR · ETP · CUSIP 78468R101

383 institutional holders +18 vs Q2 2024
173,575,576173.6m shares reported held*
$5.1bnreported value*
43 new 165 added 123 reduced 28 sold out net bought ≈ $1.2bn (+40.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($449.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.42. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 304Q1 23: 332Q2 23: 331Q3 23: 334Q4 23: 366Q1 24: 346Q2 24: 365Q3 24: 383383Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022285
Q4 2022304
Q1 2023332
Q2 2023331
Q3 2023334
Q4 2023366
Q1 2024346
Q2 2024365
Q3 2024383

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 155 bought or addedQ4 22: 159 cut or sold outQ1 23: 191 bought or addedQ1 23: 145 cut or sold outQ1 23Q2 23: 164 bought or addedQ2 23: 158 cut or sold outQ3 23: 159 bought or addedQ3 23: 175 cut or sold outQ3 23Q4 23: 164 bought or addedQ4 23: 191 cut or sold outQ1 24: 164 bought or addedQ1 24: 191 cut or sold outQ1 24Q2 24: 189 bought or addedQ2 24: 158 cut or sold outQ3 24: 208 bought or addedQ3 24: 151 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022155159
Q1 2023191145
Q2 2023164158
Q3 2023159175
Q4 2023164191
Q1 2024164191
Q2 2024189158
Q3 2024208151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250$500$750$1kQ4 23 calls: $1.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$1.0k$00.00
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +14,216,578+14.2m
Richard Bernstein Advisors LLC Added +10,791,895+10.8m
AMERIPRISE FINANCIAL INC Added +7,512,667+7.5m
GLOBALT Investments LLC / GA Added +4,548,662+4.5m
ENVESTNET ASSET MANAGEMENT INC Added +2,318,150+2.3m
Merit Financial Group, LLC Added +1,234,065+1.2m
FLPUTNAM INVESTMENT MANAGEMENT CO Added +854,590+854.6k
STATE STREET CORP Added +677,344+677.3k
RENAISSANCE TECHNOLOGIES LLC Added +661,617+661.6k
TRUIST FINANCIAL CORP Added +557,110+557.1k

Biggest sellers

Fisher Asset Management, LLC Reduced -3,586,783-3.6m
Smith Anglin Financial, LLC Reduced -1,203,671-1.2m
ASSETMARK, INC Reduced -711,953-712.0k
AE Wealth Management LLC Reduced -533,776-533.8k
ROYAL BANK OF CANADA Reduced -528,572-528.6k
CoreCap Advisors, LLC Reduced -352,347-352.3k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -336,637-336.6k
OSAIC HOLDINGS, INC. Reduced -276,961-277.0k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -243,443-243.4k
FLOW TRADERS U.S. LLC Reduced -229,309-229.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 22,402,94922.4m $658.9m $658.9m 0.06% Added +14.2m +14,216,578
2 Municipal Employees' Retirement System of Michigan 8.42% of their portfolio LANSING, MI 21,711,67221.7m $638.5m $638.5m 8.42% Added +14.5k +14,502
3 Richard Bernstein Advisors LLC 8.54% of their portfolio NEW YORK, NY 13,550,44913.6m $398.5m $398.5m 8.54% Added +10.8m +10,791,895
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 12,041,96012.0m $354.2m $354.2m 0.01% Added +677.3k +677,344
5 GLOBALT Investments LLC / GA 10.18% of their portfolio Atlanta, GA 9,244,3839.2m $271.9m $271.9m 10.18% Added +4.5m +4,548,662
6 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 8,722,4178.7m $256.6m $256.6m 0.07% Added +7.5m +7,512,667
7 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 7,170,0197.2m $210.9m $210.9m 0.07% Added +2.3m +2,318,150
8 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 6,350,4496.4m $186.8m $186.8m 0.08% Reduced -222.8k -222,840
9 Cerity Partners LLC 0.19% of their portfolio NEW YORK, NY 2,856,9242.9m $84.0m $84.0m 0.19% Added +45.5k +45,475
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,435,6682.4m $71.6m $71.6m 0.02% Reduced -528.6k -528,572
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,299,4342.3m $67.6m $67.6m 0.00% Reduced -82.3k -82,316
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,234,1452.2m $65.7m $65.7m 0.02% Reduced -197.6k -197,562
13 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 2,229,1832.2m $65.6m $65.6m 0.10% Added +557.1k +557,110
14 GM Advisory Group, LLC 3.69% of their portfolio MELVILLE, NY 2,091,0402.1m $61.5m $61.5m 3.69% Reduced -58.4k -58,439
15 Merit Financial Group, LLC 1.33% of their portfolio ALPHARETTA, GA 2,023,1462.0m $59.5m $59.5m 1.33% Added +1.2m +1,234,065
16 CWM, LLC 0.24% of their portfolio OMAHA, NE 1,858,1951.9m $54.6m $54.6m 0.24% Reduced -70.7k -70,663
17 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 1,828,1441.8m $53.7m $53.7m 0.08% Reduced -131.8k -131,809
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,817,6541.8m $53.5m $53.5m 0.01% Added +148.9k +148,869
19 Crane Advisory, LLC 9.08% of their portfolio FULLERTON, CA 1,722,6591.7m $50.2m $50.2m 9.08% Added +20.5k +20,526
20 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,640,9211.6m $48.3m $48.3m 0.07% Added +661.6k +661,617
21 Private Advisor Group, LLC 0.29% of their portfolio MORRISTOWN, NJ 1,574,8661.6m $46.3m $46.3m 0.29% Added +224.6k +224,599
22 CAPE COD FIVE CENTS SAVINGS BANK 3.72% of their portfolio HYANNIS, MA 1,380,0361.4m $40.6m $40.6m 3.72% Added +6.1k +6,081
23 EVERGREEN CAPITAL MANAGEMENT LLC 1.34% of their portfolio Bellevue, WA 1,353,3991.4m $39.8m $39.8m 1.34% Reduced -336.6k -336,637
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 1,109,3331.1m $32.6m $32.6m 0.07% Reduced -5.6k -5,641
25 HHM Wealth Advisors, LLC 4.46% of their portfolio CHATTANOOGA, TN 1,068,5881.1m $31.4m $31.4m 4.46% Added +282.4k +282,414
26 Portland Global Advisors LLC 3.80% of their portfolio PORTLAND, ME 1,027,5471.0m $30.2m $30.2m 3.80% Added +86.8k +86,769
27 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,024,4151.0m $30.1m $30.1m 0.07% Reduced -277.0k -276,961
28 PARK AVENUE SECURITIES LLC 0.32% of their portfolio NEW YORK, NY 983,223983.2k $28.9m $28.9m 0.32% Reduced -60.6k -60,584
29 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 4.98% of their portfolio Reston, VA 956,347956.3k $28.1m $28.1m 4.98% Added +35.5k +35,461
30 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 940,305940.3k $27.7m $27.7m 0.06% Added +186.5k +186,540
31 CREATIVE FINANCIAL DESIGNS INC /ADV 2.26% of their portfolio KOKOMO, IN 910,617910.6k $26.8m $26.8m 2.26% Reduced -243.4k -243,443
32 FLPUTNAM INVESTMENT MANAGEMENT CO 0.45% of their portfolio PORTLAND, ME 854,749854.7k $25.1m $25.1m 0.45% Added +854.6k +854,590
33 Heartwood Wealth Advisors LLC 2.60% of their portfolio RICHMOND, VA 798,414798.4k $23.5m $23.5m 2.60% Added +7.9k +7,878
34 Nelson Capital Management, LLC 3.94% of their portfolio MENLO PARK, CA 795,460795.5k $23.4m $23.4m 3.94% Added +69.8k +69,809
35 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 776,301776.3k $22.8m $22.8m 0.05% Added +304.0k +304,017
36 Boston Standard Wealth Management, LLC 4.05% of their portfolio WINCHESTER, MA 707,632707.6k $20.8m $20.8m 4.05% Reduced -17.1k -17,062
37 ALTFEST L J & CO INC 2.51% of their portfolio NEW YORK, NY 641,297641.3k $18.9m $18.9m 2.51% Added +8.7k +8,684
38 Willow Creek Wealth Management Inc. 1.98% of their portfolio Sebastopol, CA 641,164641.2k $18.9m $18.9m 1.98% Added +8.5k +8,520
39 Madison Asset Management, LLC 0.20% of their portfolio MADISON, WI 604,435604.4k $17.8m $17.8m 0.20% Reduced -7.3k -7,323
40 Quent Capital, LLC 1.80% of their portfolio NEW YORK, NY 601,444601.4k $17.7m $17.7m 1.80% Added +69.8k +69,788
41 One Day In July LLC 1.96% of their portfolio BURLINGTON, VT 592,797592.8k $17.4m $17.4m 1.96% Added +121.8k +121,752
42 Gerber Kawasaki Wealth & Investment Management 0.77% of their portfolio SANTA MONICA, CA 569,035569.0k $16.7m $16.7m 0.77% Added +74.8k +74,763
43 Trilogy Capital Inc. 0.82% of their portfolio IRVINE, CA 555,792555.8k $16.3m $16.3m 0.82% Added +39.6k +39,601
44 Capital Group Private Client Services, Inc. 0.16% of their portfolio Los Angeles, CA 553,415553.4k $16.3m $16.3m 0.16% New
45 Deane Retirement Strategies, Inc. 7.86% of their portfolio NEW ORLEANS, LA 548,553548.6k $16.1m $16.1m 7.86% New
46 WOODMONT INVESTMENT COUNSEL LLC 1.16% of their portfolio NASHVILLE, TN 524,639524.6k $15.4m $15.4m 1.16% Added +473.8k +473,826
47 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 516,798516.8k $15.2m $15.2m 0.15% Added +167.4k +167,395
48 Great Point Wealth Advisors, LLC 3.24% of their portfolio BOSTON, MA 515,849515.8k $15.2m $15.2m 3.24% Reduced -54.2k -54,243
49 NorthCoast Asset Management LLC 0.10% of their portfolio STAMFORD, CT 497,307497.3k $14.6m $14.6m 0.10% Added +31.1k +31,088
50 Impact Partnership Wealth, LLC 3.15% of their portfolio MARIETTA, GA 474,027474.0k $13.9m $13.9m 3.15% Added +199.9k +199,883
51 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 455,871455.9k $13.4m $13.4m 0.01% Reduced -3.6m -3,586,783
52 First Trust Bank, Ltd. 37.12% of their portfolio NASSAU, C5 446,560446.6k $13.1m $13.1m 37.12% Unchanged
53 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 440,844440.8k $13.0m $13.0m 0.01% Added +119.5k +119,454
54 BAILARD, INC. 0.34% of their portfolio Foster City, CA 438,777438.8k $12.9m $12.9m 0.34% Added +366.8k +366,794
55 SYNOVUS FINANCIAL CORP 0.15% of their portfolio Columbus, GA 426,047426.0k $12.5m $12.5m 0.15% Added +226.2k +226,157
56 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 425,979426.0k $12.5m $12.5m 0.04% Reduced -712.0k -711,953
57 SIGNET FINANCIAL MANAGEMENT, LLC 1.53% of their portfolio PARSIPPANY, NJ 409,465409.5k $12.0m $12.0m 1.53% Added +12.5k +12,508
58 Better Money Decisions, LLC 8.43% of their portfolio Santa Fe, NM 404,116404.1k $11.9m $11.9m 8.43% Reduced -2.9k -2,948
59 CreativeOne Wealth, LLC 0.40% of their portfolio OVERLAND PARK, KS 400,359400.4k $11.8m $11.8m 0.40% Reduced -6.4k -6,427
60 Treasure Coast Financial Planning 6.81% of their portfolio VERO BEACH, FL 374,952375.0k $11.0m $11.0m 6.81% Added +8.8k +8,753
61 O'Brien Wealth Partners LLC 2.09% of their portfolio Waltham, MA 362,446362.4k $10.7m $10.7m 2.09% Added +8.1k +8,113
62 Wescott Financial Advisory Group, LLC 1.12% of their portfolio Philadelphia, PA 352,780352.8k $10.4m $10.4m 1.12% Reduced -5.6k -5,610
63 ST GERMAIN D J CO INC 0.43% of their portfolio SPRINGFIELD, MA 320,069320.1k $9.4m $9.4m 0.43% Added +43.0k +42,997
64 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 319,151319.2k $9.4m $9.4m 0.05% New
65 Lowe Wealth Advisors, LLC 4.03% of their portfolio COLUMBIA, MD 317,780317.8k $9.3m $9.3m 4.03% Added +24.7k +24,723
66 Composition Wealth, LLC 0.21% of their portfolio LOS ANGELES, CA 315,250315.2k $9.3m $9.3m 0.21% New
67 Rinkey Investments 3.00% of their portfolio San Diego, CA 314,793314.8k $9.3m $9.3m 3.00% Added +23.1k +23,073
68 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 310,252310.3k $9.1m $9.1m 0.01% Reduced -41.6k -41,585
69 MANNING & NAPIER ADVISORS LLC 0.10% of their portfolio Fairport, NY 310,068310.1k $9.1m $9.1m 0.10% Reduced -4.5k -4,529
70 Manhattan West Asset Management, LLC 2.36% of their portfolio Los Angeles, CA 310,031310.0k $9.1m $9.1m 2.36% Reduced -10.2k -10,164
71 Private Wealth Advisors, LLC 3.66% of their portfolio Fresno, CA 306,705306.7k $9.0m $9.0m 3.66% Reduced -1.2k -1,202
72 S. R. Schill & Associates 5.94% of their portfolio MERCER ISLAND, WA 285,343285.3k $8.4m $8.4m 5.94% Reduced -10.1k -10,123
73 MY Wealth Management Inc. 8.48% of their portfolio GERMANTOWN, MD 284,167284.2k $8.4m $8.4m 8.48% Added +100.1k +100,138
74 Tilson Financial Group, Inc. 3.59% of their portfolio NEW PROVIDENCE, NJ 281,561281.6k $8.3m $8.3m 3.59% Added +6.1k +6,097
75 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 280,000280.0k $8.2m $8.2m 0.04% Added +7.0k +7,000
76 Private Wealth Group, LLC 4.06% of their portfolio Tampa, FL 276,176276.2k $8.1m $8.1m 4.06% Added +21.7k +21,725
77 DAGCO, INC. 3.26% of their portfolio WESTLAKE, OH 270,069270.1k $7.9m $7.9m 3.26% Added +67.2k +67,246
78 Kingsview Wealth Management, LLC 0.17% of their portfolio GRANTS PASS, OR 267,449267.4k $7.9m $7.9m 0.17% New
79 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 260,725260.7k $7.7m $7.7m 0.03% Added +41.5k +41,493
80 INTEGRATED CAPITAL MANAGEMENT, INC. 5.77% of their portfolio JESSUP, PA 253,907253.9k $7.5m $7.5m 5.77% Reduced -975 -975
81 DGS Capital Management, LLC 1.94% of their portfolio JERSEY CITY, NJ 243,264243.3k $7.2m $7.2m 1.94% Added +10.7k +10,675
82 Main Line Retirement Advisors, LLC 4.83% of their portfolio WHITEFISH, MT 239,659239.7k $7.0m $7.0m 4.83% Added +20.3k +20,338
83 Key Financial Inc 1.53% of their portfolio WEST CHESTER, PA 235,830235.8k $6.9m $6.9m 1.53% Added +14.7k +14,680
84 TRANSCEND CAPITAL ADVISORS, LLC 0.46% of their portfolio MADISON, NJ 234,756234.8k $6.9m $6.9m 0.46% Added +195.1k +195,098
85 Austin Wealth Management, LLC 1.50% of their portfolio Austin, TX 233,301233.3k $6.8m $6.8m 1.50% Reduced -7.9k -7,936
86 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 226,217226.2k $6.7m $6.7m 0.02% Added +191.0k +190,969
87 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 218,507218.5k $6.3m $6.3m 0.04% Added +190.6k +190,619
88 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 208,500208.5k $6.1m $6.1m 0.09% Reduced -6.3k -6,328
89 First Affirmative Financial Network 3.32% of their portfolio COLORADO SPRINGS, CO 206,193206.2k $6.1m $6.1m 3.32% Added +2.6k +2,614
90 Mariner, LLC 0.01% of their portfolio Overland Park, KS 200,860200.9k $5.9m $5.9m 0.01% Added +142.6k +142,640
91 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 189,037189.0k $5.6m $5.6m 0.02% Added +30.3k +30,333
92 Money Design Co.,Ltd. 0.27% of their portfolio TOKYO, M0 183,082183.1k $5.4m $5.4m 0.27% Added +7.2k +7,200
93 Cannon Wealth Management Services, LLC 4.86% of their portfolio WINSTON SALEM, NC 180,532180.5k $5.3m $5.3m 4.86% First filing
94 TPG Financial Advisors, LLC 2.38% of their portfolio PORTLAND, OR 179,780179.8k $5.3m $5.3m 2.38% Added +11.7k +11,668
95 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 177,305177.3k $5.2m $5.2m 0.00% Added +13.0k +12,971
96 Gladstone Institutional Advisory LLC 0.25% of their portfolio Bedminster, NJ 173,666173.7k $5.1m $5.1m 0.25% Reduced -26.8k -26,813
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 173,462173.5k $5.1m $5.1m 0.00% Added +37.6k +37,555
98 Roundview Capital LLC 0.36% of their portfolio PRINCETON, NJ 169,776169.8k $5.0m $5.0m 0.36% Reduced -6.4k -6,412
99 Fiduciary Group, LLC 0.48% of their portfolio SAVANNAH, GA 160,155160.2k $4.7m $4.7m 0.48% Added +90.2k +90,187
100 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 158,840158.8k $4.7m $4.7m 0.03% Reduced -16.5k -16,456