Vault-13

SPDR SER TR SPTS

PORTFOLIO SH TSR · ETP · CUSIP 78468R101

346 institutional holders -20 vs Q4 2023
172,699,063172.7m shares reported held*
$5.0bnreported value*
35 new 129 added 142 reduced 49 sold out net bought ≈ $72.0m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.98. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 304Q1 23: 332Q2 23: 331Q3 23: 334Q4 23: 366Q1 24: 346346Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022285
Q4 2022304
Q1 2023332
Q2 2023331
Q3 2023334
Q4 2023366
Q1 2024346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 155 bought or addedQ4 22: 159 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 145 cut or sold outQ1 23Q2 23: 164 bought or addedQ2 23: 158 cut or sold outQ2 23Q3 23: 159 bought or addedQ3 23: 175 cut or sold outQ3 23Q4 23: 164 bought or addedQ4 23: 191 cut or sold outQ4 23Q1 24: 164 bought or addedQ1 24: 191 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022155159
Q1 2023191145
Q2 2023164158
Q3 2023159175
Q4 2023164191
Q1 2024164191

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250$500$750$1kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $1.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$1.0k$00.00
Q1 2024$0$0—

Biggest buyers

Municipal Employees' Retirement System of Michigan Added +8,531,951+8.5m
Fisher Asset Management, LLC Added +4,163,854+4.2m
MORGAN STANLEY Added +2,347,126+2.3m
GLOBALT Investments LLC / GA Added +1,519,822+1.5m
RENAISSANCE TECHNOLOGIES LLC Added +776,376+776.4k
WELLS FARGO & COMPANY/MN Added +628,179+628.2k
NorthCoast Asset Management LLC New +490,992+491.0k
STATE STREET CORP Added +460,304+460.3k
Great Point Wealth Advisors, LLC Added +441,728+441.7k
ASSETMARK, INC Added +334,746+334.7k

Biggest sellers

RiverFront Investment Group, LLC Sold out -3,480,391-3.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -2,683,688-2.7m
LPL Financial LLC Reduced -2,315,602-2.3m
ROYAL BANK OF CANADA Reduced -1,898,566-1.9m
COBBLESTONE CAPITAL ADVISORS LLC /NY/ Reduced -1,508,931-1.5m
Private Advisor Group, LLC Reduced -1,179,187-1.2m
BANK OF AMERICA CORP /DE/ Reduced -918,787-918.8k
AE Wealth Management LLC Reduced -806,471-806.5k
RAYMOND JAMES & ASSOCIATES Reduced -633,501-633.5k
TRUIST FINANCIAL CORP Reduced -600,913-600.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.65% of their portfolio PLANO, TX 48,119,53948.1m $1.4bn $1.4bn 0.65% Added +4.2m +4,163,854
2 Municipal Employees' Retirement System of Michigan 8.08% of their portfolio LANSING, MI 21,697,17021.7m $627.5m $627.5m 8.08% Added +8.5m +8,531,951
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 10,943,74310.9m $316.5m $316.5m 0.01% Added +460.3k +460,304
4 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 7,113,6637.1m $205.7m $205.7m 0.11% Reduced -2.3m -2,315,602
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,966,2467.0m $201.5m $201.5m 0.01% Added +2.3m +2,347,126
6 GLOBALT Investments LLC / GA 5.41% of their portfolio Atlanta, GA 4,698,5994.7m $135.9m $135.9m 5.41% Added +1.5m +1,519,822
7 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 4,124,6604.1m $119.3m $119.3m 0.03% Reduced -1.9m -1,898,566
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,557,1123.6m $102.9m $102.9m 0.01% Reduced -918.8k -918,787
9 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,504,2983.5m $101.3m $101.3m 0.04% Reduced -2.7m -2,683,688
10 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,692,4082.7m $77.9m $77.9m 0.03% Added +74.1k +74,099
11 GM Advisory Group, LLC 5.11% of their portfolio MELVILLE, NY 2,518,4262.5m $72.8m $72.8m 5.11% Reduced -34.5k -34,535
12 Cerity Partners LLC 0.19% of their portfolio NEW YORK, NY 2,439,0312.4m $70.5m $70.5m 0.19% Reduced -81.8k -81,839
13 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,191,8202.2m $63.4m $63.4m 0.02% Added +628.2k +628,179
14 EVERGREEN CAPITAL MANAGEMENT LLC 2.19% of their portfolio Bellevue, WA 2,002,4922.0m $57.9m $57.9m 2.19% Reduced -156.3k -156,303
15 Private Advisor Group, LLC 0.40% of their portfolio MORRISTOWN, NJ 1,908,3481.9m $55.2m $55.2m 0.40% Reduced -1.2m -1,179,187
16 CWM, LLC 0.26% of their portfolio OMAHA, NE 1,864,5251.9m $53.9m $53.9m 0.26% Added +138.4k +138,388
17 Crane Advisory, LLC 9.88% of their portfolio FULLERTON, CA 1,699,1811.7m $49.0m $49.0m 9.88% Added +143.0k +143,033
18 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,457,0081.5m $42.1m $42.1m 0.09% Added +2.9k +2,918
19 CAPE COD FIVE CENTS SAVINGS BANK 3.82% of their portfolio HYANNIS, MA 1,371,1871.4m $39.7m $39.7m 3.82% Added +9.4k +9,364
20 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,347,1131.3m $39.0m $39.0m 0.01% Reduced -594.8k -594,821
21 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 1,333,4361.3m $38.6m $38.6m 0.06% Reduced -600.9k -600,913
22 ASSETMARK, INC 0.12% of their portfolio CONCORD, CA 1,276,7001.3m $36.9m $36.9m 0.12% Added +334.7k +334,746
23 Smith Anglin Financial, LLC 3.54% of their portfolio DALLAS, TX 1,186,4231.2m $34.3m $34.3m 3.54% Added +228.8k +228,769
24 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 1,163,6761.2m $33.7m $33.7m 0.05% Added +776.4k +776,376
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 1,158,7811.2m $33.5m $33.5m 0.09% Reduced -122.2k -122,234
26 CREATIVE FINANCIAL DESIGNS INC /ADV 3.00% of their portfolio KOKOMO, IN 1,097,4121.1m $31.7m $31.7m 3.00% Added +97.7k +97,677
27 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 1,019,6991.0m $29.5m $29.5m 0.05% Added +40.4k +40,350
28 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 996,525996.5k $28.8m $28.8m 0.37% Added +44.2k +44,233
29 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 4.67% of their portfolio Reston, VA 855,237855.2k $24.7m $24.7m 4.67% Added +171.1k +171,086
30 Portland Global Advisors LLC 3.35% of their portfolio PORTLAND, ME 850,218850.2k $24.6m $24.6m 3.35% Added +210.7k +210,672
31 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 802,200802.2k $23.2m $23.2m 0.05% Reduced -200.5k -200,485
32 Heartwood Wealth Advisors LLC 2.77% of their portfolio RICHMOND, VA 777,557777.6k $22.5m $22.5m 2.77% Added +57.9k +57,949
33 Boston Standard Wealth Management, LLC 4.71% of their portfolio WINCHESTER, MA 719,616719.6k $20.8m $20.8m 4.71% Added +72.1k +72,116
34 Madison Asset Management, LLC 0.25% of their portfolio MADISON, WI 703,614703.6k $20.3m $20.3m 0.25% Added +124.7k +124,668
35 Richard Bernstein Advisors LLC 0.42% of their portfolio NEW YORK, NY 681,747681.7k $19.7m $19.7m 0.42% Reduced -41.0k -40,952
36 Nelson Capital Management, LLC 3.73% of their portfolio MENLO PARK, CA 675,230675.2k $19.5m $19.5m 3.73% Added +80.4k +80,407
37 Willow Creek Wealth Management Inc. 2.19% of their portfolio Sebastopol, CA 648,513648.5k $18.8m $18.8m 2.19% Added +25.2k +25,201
38 ALTFEST L J & CO INC 2.55% of their portfolio NEW YORK, NY 623,528623.5k $18.0m $18.0m 2.55% Added +7.3k +7,316
39 Brookstone Capital Management 0.30% of their portfolio WHEATON, IL 587,325587.3k $17.0m $17.0m 0.30% Reduced -40.1k -40,139
40 AE Wealth Management LLC 0.18% of their portfolio TOPEKA, KS 561,776561.8k $16.2m $16.2m 0.18% Reduced -806.5k -806,471
41 Great Point Wealth Advisors, LLC 3.74% of their portfolio BOSTON, MA 555,100555.1k $16.1m $16.1m 3.74% Added +441.7k +441,728
42 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 497,758497.8k $14.4m $14.4m 0.03% Added +208.4k +208,427
43 NorthCoast Asset Management LLC 0.18% of their portfolio STAMFORD, CT 490,992491.0k $14.2m $14.2m 0.18% New
44 Merit Financial Group, LLC 0.33% of their portfolio ALPHARETTA, GA 477,986478.0k $13.7m $13.7m 0.33% Added +331.0k +331,019
45 First Trust Bank, Ltd. 28.91% of their portfolio NASSAU, C5 446,560446.6k $12.9m $12.9m 28.91% Unchanged
46 CreativeOne Wealth, LLC 0.51% of their portfolio OVERLAND PARK, KS 445,947445.9k $12.9m $12.9m 0.51% Added +5.9k +5,881
47 Quent Capital, LLC 1.44% of their portfolio NEW YORK, NY 426,376426.4k $12.3m $12.3m 1.44% Added +47.9k +47,913
48 RFP Financial Group LLC 4.74% of their portfolio ATLANTA, GA 420,056420.1k $12.1m $12.1m 4.74% Reduced -2.6k -2,583
49 Gerber Kawasaki Wealth & Investment Management 0.65% of their portfolio SANTA MONICA, CA 418,118418.1k $12.1m $12.1m 0.65% Added +82.9k +82,901
50 Better Money Decisions, LLC 8.79% of their portfolio Santa Fe, NM 383,263383.3k $11.1m $11.1m 8.79% Reduced -17.8k -17,800
51 Wescott Financial Advisory Group, LLC 1.31% of their portfolio Philadelphia, PA 364,523364.5k $10.5m $10.5m 1.31% Reduced -1.4k -1,388
52 SIGNET FINANCIAL MANAGEMENT, LLC 1.42% of their portfolio PARSIPPANY, NJ 357,401357.4k $10.3m $10.3m 1.42% Added +34.9k +34,895
53 Treasure Coast Financial Planning 6.66% of their portfolio VERO BEACH, FL 352,193352.2k $10.2m $10.2m 6.66% Added +16.4k +16,394
54 O'Brien Wealth Partners LLC 2.28% of their portfolio Waltham, MA 341,462341.5k $9.9m $9.9m 2.28% Added +10.4k +10,411
55 CoreCap Advisors, LLC 0.52% of their portfolio SOUTHFIELD, MI 338,271338.3k $9.8m $9.8m 0.52% Added +36.0k +36,022
56 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 336,396336.4k $9.7m $9.7m 0.11% Reduced -8.4k -8,357
57 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 329,712329.7k $9.5m $9.5m 0.01% Reduced -113.5k -113,492
58 One Day In July LLC 1.27% of their portfolio BURLINGTON, VT 329,672329.7k $9.5m $9.5m 1.27% Added +208.6k +208,638
59 Rinkey Investments 3.44% of their portfolio San Diego, CA 326,584326.6k $9.4m $9.4m 3.44% Added +23.9k +23,934
60 Manning & Napier Group, LLC 0.11% of their portfolio Fairport, NY 318,462318.5k $9.2m $9.2m 0.11% Added +6.8k +6,765
61 Private Wealth Advisors, LLC 3.79% of their portfolio Fresno, CA 313,049313.0k $9.1m $9.1m 3.79% Reduced -14.8k -14,832
62 HBW ADVISORY SERVICES LLC 1.70% of their portfolio SIMI VALLEY, CA 312,456312.5k $9.1m $9.1m 1.70% Unchanged
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 300,815300.8k $8.7m $8.7m 0.00% Added +249.3k +249,324
64 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 283,116283.1k $8.2m $8.2m 0.01% Reduced -57.8k -57,781
65 Dakota Wealth Management 0.20% of their portfolio PALM BEACH GARDENS, FL 282,840282.8k $8.2m $8.2m 0.20% Reduced -174.6k -174,634
66 S. R. Schill & Associates 3.50% of their portfolio MERCER ISLAND, WA 277,908277.9k $8.0m $8.0m 3.50% Added +7.1k +7,099
67 Tilson Financial Group, Inc. 4.20% of their portfolio NEW PROVIDENCE, NJ 270,291270.3k $7.8m $7.8m 4.20% Reduced -222.7k -222,725
68 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 262,000262.0k $7.6m $7.6m 0.13% Reduced -221.9k -221,941
69 Private Wealth Group, LLC 3.90% of their portfolio Tampa, FL 260,353260.4k $7.5m $7.5m 3.90% Added +5.5k +5,549
70 Lowe Wealth Advisors, LLC 3.49% of their portfolio COLUMBIA, MD 259,473259.5k $7.5m $7.5m 3.49% Added +28.8k +28,814
71 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 252,000252.0k $7.3m $7.3m 0.02% Reduced -11.4k -11,400
72 Austin Wealth Management, LLC 1.76% of their portfolio Austin, TX 247,212247.2k $7.1m $7.1m 1.76% Added +21.1k +21,072
73 Gladstone Institutional Advisory LLC 0.38% of their portfolio Bedminster, NJ 239,971240.0k $6.9m $6.9m 0.38% Reduced -37.4k -37,385
74 INTEGRATED CAPITAL MANAGEMENT, INC. 5.57% of their portfolio JESSUP, PA 235,261235.3k $6.8m $6.8m 5.57% Added +51.4k +51,443
75 Altiora Financial Group, LLC 1.82% of their portfolio LEBANON, OH 231,379231.4k $6.7m $6.7m 1.82% Added +25.1k +25,077
76 ST GERMAIN D J CO INC 0.32% of their portfolio SPRINGFIELD, MA 227,883227.9k $6.6m $6.6m 0.32% Added +155.2k +155,227
77 MY Wealth Management Inc. 7.25% of their portfolio GERMANTOWN, MD 227,111227.1k $6.6m $6.6m 7.25% New
78 DGS Capital Management, LLC 1.85% of their portfolio JERSEY CITY, NJ 224,674224.7k $6.5m $6.5m 1.85% Added +8.3k +8,319
79 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 213,895213.9k $6.2m $6.2m 0.02% Reduced -40.8k -40,847
80 Main Line Retirement Advisors, LLC 4.85% of their portfolio WHITEFISH, MT 213,348213.3k $6.2m $6.2m 4.85% Added +16.4k +16,423
81 Key Financial Inc 1.52% of their portfolio WEST CHESTER, PA 206,103206.1k $6.0m $6.0m 1.52% Added +19.5k +19,500
82 First Affirmative Financial Network 4.34% of their portfolio COLORADO SPRINGS, CO 203,407203.4k $5.9m $5.9m 4.34% Reduced -1.7k -1,737
83 Meridian Financial Partners LLC 7.45% of their portfolio WARRENTON, VA 202,095202.1k $5.8m $5.8m 7.45% Reduced -43.8k -43,781
84 Money Design Co.,Ltd. 0.31% of their portfolio TOKYO, M0 199,318199.3k $5.8m $5.8m 0.31% Reduced -17.8k -17,789
85 Waverly Advisors, LLC 0.13% of their portfolio BIRMINGHAM, AL 190,426190.4k $5.5m $5.5m 0.13% New
86 Mechanics Bank Trust Department 0.75% of their portfolio Walnut Creek, CA 177,805177.8k $5.1m $5.1m 0.75% Reduced -7.9k -7,875
87 DAGCO, INC. 2.34% of their portfolio WESTLAKE, OH 177,425177.4k $5.1m $5.1m 2.34% New
88 Vestmark Advisory Solutions, Inc. 0.22% of their portfolio Wakefield, MA 176,963177.0k $5.1m $5.1m 0.22% Added +51.8k +51,833
89 Roundview Capital LLC 0.42% of their portfolio PRINCETON, NJ 176,483176.5k $5.1m $5.1m 0.42% Added +25.5k +25,478
90 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 176,210176.2k $5.1m $5.1m 0.00% Reduced -633.5k -633,501
91 Trilogy Capital Inc. 0.28% of their portfolio IRVINE, CA 168,294168.3k $4.9m $4.9m 0.28% Reduced -62.8k -62,835
92 SMART Wealth LLC 2.18% of their portfolio Omaha, NE 167,138167.1k $4.8m $4.8m 2.18% Reduced -183.8k -183,788
93 Mariner, LLC 0.01% of their portfolio Overland Park, KS 163,520163.5k $4.7m $4.7m 0.01% Reduced -5.0k -4,972
94 THEORY FINANCIAL LLC 2.33% of their portfolio FORT COLLINS, CO 158,525158.5k $4.6m $4.6m 2.33% Reduced -8.8k -8,809
95 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.27% of their portfolio ROCHESTER, NY 150,252150.3k $4.3m $4.3m 0.27% Reduced -1.5m -1,508,931
96 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 149,619149.6k $4.3m $4.3m 0.04% Reduced -15.6k -15,640
97 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 143,483143.5k $4.2m $4.2m 0.02% Reduced -1.7k -1,667
98 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 138,240138.2k $4.0m $4.0m 0.01% Added +120.7k +120,724
99 Impact Partnership Wealth, LLC 1.56% of their portfolio MARIETTA, GA 136,530136.5k $3.9m $3.9m 1.56% Reduced -151.0k -150,963
100 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 135,575135.6k $3.9m $3.9m 0.05% Added +7.7k +7,734