Vault-13

SPDR SER TR SPTS

PORTFOLIO SH TSR · ETP · CUSIP 78468R101

366 institutional holders +32 vs Q3 2023
171,187,420171.2m shares reported held*
$5.0bnreported value*
59 new 105 added 153 reduced 38 sold out net sold ≈ $271.3m (-9.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.09. Options: 2 managers hold calls ($1.0k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 304Q1 23: 332Q2 23: 331Q3 23: 334Q4 23: 366366Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022285
Q4 2022304
Q1 2023332
Q2 2023331
Q3 2023334
Q4 2023366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 155 bought or addedQ4 22: 159 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 145 cut or sold outQ1 23Q2 23: 164 bought or addedQ2 23: 158 cut or sold outQ2 23Q3 23: 159 bought or addedQ3 23: 175 cut or sold outQ3 23Q4 23: 164 bought or addedQ4 23: 191 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022155159
Q1 2023191145
Q2 2023164158
Q3 2023159175
Q4 2023164191

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $1.2mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $1.0kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$1.2m$00.00
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$1.0k$00.00

Biggest buyers

RiverFront Investment Group, LLC New +3,480,391+3.5m
Fisher Asset Management, LLC Added +2,803,704+2.8m
ENVESTNET ASSET MANAGEMENT INC Added +2,558,097+2.6m
MORGAN STANLEY Added +1,845,843+1.8m
Crane Advisory, LLC New +1,556,148+1.6m
STATE STREET CORP Added +986,668+986.7k
Smith Anglin Financial, LLC New +957,654+957.7k
TRUIST FINANCIAL CORP Added +815,568+815.6k
Heartwood Wealth Advisors LLC New +719,608+719.6k
RAYMOND JAMES & ASSOCIATES Added +677,826+677.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -5,099,565-5.1m
SYNOVUS FINANCIAL CORP Reduced -3,329,828-3.3m
Richard Bernstein Advisors LLC Reduced -3,099,787-3.1m
OSAIC HOLDINGS, INC. Reduced -2,300,089-2.3m
AMERIPRISE FINANCIAL INC Reduced -1,365,409-1.4m
ROYAL BANK OF CANADA Reduced -1,351,582-1.4m
Motley Fool Wealth Management, LLC Reduced -1,329,134-1.3m
GTS SECURITIES LLC Sold out -1,310,249-1.3m
ASSETMARK, INC Reduced -1,285,073-1.3m
LPL Financial LLC Reduced -1,282,459-1.3m

Biggest calls

Cutler Group LLC / CA New $1.0k3.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.68% of their portfolio PLANO, TX 43,955,68544.0m $1.3bn $1.3bn 0.68% Added +2.8m +2,803,704
2 Municipal Employees' Retirement System of Michigan 5.11% of their portfolio LANSING, MI 13,165,21913.2m $382.4m $382.4m 5.11% Reduced -19 -19
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 10,483,43910.5m $304.5m $304.5m 0.01% Added +986.7k +986,668
4 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 9,429,2659.4m $273.9m $273.9m 0.17% Reduced -1.3m -1,282,459
5 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 6,187,9866.2m $179.8m $179.8m 0.07% Added +2.6m +2,558,097
6 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 6,023,2266.0m $175.0m $175.0m 0.04% Reduced -1.4m -1,351,582
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,619,1204.6m $134.2m $134.2m 0.01% Added +1.8m +1,845,843
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,475,8994.5m $130.0m $130.0m 0.01% Reduced -5.1m -5,099,565
9 RiverFront Investment Group, LLC 3.17% of their portfolio RICHMOND, VA 3,480,3913.5m $101.1m $101.1m 3.17% New
10 GLOBALT Investments LLC / GA 3.84% of their portfolio Atlanta, GA 3,178,7773.2m $92.3m $92.3m 3.84% First filing
11 Private Advisor Group, LLC 0.70% of their portfolio MORRISTOWN, NJ 3,087,5353.1m $89.7m $89.7m 0.70% Added +427.0k +427,049
12 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,618,3092.6m $76.1m $76.1m 0.03% Reduced -645.2k -645,169
13 GM Advisory Group, LLC 5.60% of their portfolio MELVILLE, NY 2,552,9612.6m $74.2m $74.2m 5.60% Reduced -187.2k -187,161
14 Cerity Partners LLC 0.25% of their portfolio NEW YORK, NY 2,520,8702.5m $73.2m $73.2m 0.25% Reduced -113.3k -113,312
15 EVERGREEN CAPITAL MANAGEMENT LLC 2.56% of their portfolio Bellevue, WA 2,158,7952.2m $62.7m $62.7m 2.56% Reduced -277.4k -277,422
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,941,9341.9m $56.5m $56.5m 0.02% Reduced -1.4m -1,365,409
17 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 1,934,3491.9m $56.2m $56.2m 0.09% Added +815.6k +815,568
18 CWM, LLC 0.27% of their portfolio OMAHA, NE 1,726,1371.7m $50.1m $50.1m 0.27% Added +589.0k +588,981
19 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 3.17% of their portfolio ROCHESTER, NY 1,659,1831.7m $48.2m $48.2m 3.17% Added +12.0k +11,999
20 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,563,6411.6m $45.4m $45.4m 0.01% Reduced -154.8k -154,832
21 Crane Advisory, LLC 10.16% of their portfolio FULLERTON, CA 1,556,1481.6m $45.1m $45.1m 10.16% New
22 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,454,0901.5m $42.2m $42.2m 0.07% Reduced -2.3m -2,300,089
23 AE Wealth Management LLC 0.20% of their portfolio TOPEKA, KS 1,368,2471.4m $39.8m $39.8m 0.20% Reduced -823.6k -823,645
24 CAPE COD FIVE CENTS SAVINGS BANK 4.02% of their portfolio HYANNIS, MA 1,361,8231.4m $39.6m $39.6m 4.02% Reduced -1.2m -1,150,511
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 1,281,0151.3m $37.2m $37.2m 0.11% Reduced -68.9k -68,889
26 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 1,002,6851.0m $29.1m $29.1m 0.05% Reduced -42.6k -42,620
27 CREATIVE FINANCIAL DESIGNS INC /ADV 2.95% of their portfolio KOKOMO, IN 999,735999.7k $29.0m $29.0m 2.95% Added +45.8k +45,800
28 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 979,349979.3k $28.4m $28.4m 0.05% Reduced -125.8k -125,812
29 Smith Anglin Financial, LLC 3.19% of their portfolio DALLAS, TX 957,654957.7k $27.8m $27.8m 3.19% New
30 PARK AVENUE SECURITIES LLC 0.38% of their portfolio NEW YORK, NY 952,292952.3k $27.7m $27.7m 0.38% Added +113.2k +113,150
31 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 941,954942.0k $27.4m $27.4m 0.10% Reduced -1.3m -1,285,073
32 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 809,711809.7k $23.5m $23.5m 0.02% Added +677.8k +677,826
33 Richard Bernstein Advisors LLC 0.47% of their portfolio NEW YORK, NY 722,699722.7k $21.0m $21.0m 0.47% Reduced -3.1m -3,099,787
34 Heartwood Wealth Advisors LLC 2.78% of their portfolio RICHMOND, VA 719,608719.6k $20.9m $20.9m 2.78% New
35 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 3.48% of their portfolio Reston, VA 684,151684.2k $19.9m $19.9m 3.48% Added +103.2k +103,186
36 Boston Standard Wealth Management, LLC 4.91% of their portfolio WINCHESTER, MA 647,500647.5k $18.6m $18.6m 4.91% Unchanged
37 Portland Global Advisors LLC 2.78% of their portfolio PORTLAND, ME 639,546639.5k $18.6m $18.6m 2.78% Added +61.0k +61,049
38 Brookstone Capital Management 0.35% of their portfolio WHEATON, IL 627,464627.5k $18.2m $18.2m 0.35% Reduced -804.8k -804,806
39 Willow Creek Wealth Management Inc. 2.27% of their portfolio Sebastopol, CA 623,312623.3k $18.1m $18.1m 2.27% Added +112.2k +112,150
40 ALTFEST L J & CO INC 2.60% of their portfolio NEW YORK, NY 616,212616.2k $17.9m $17.9m 2.60% Reduced -5.2k -5,185
41 Nelson Capital Management, LLC 3.87% of their portfolio MENLO PARK, CA 594,823594.8k $17.3m $17.3m 3.87% Added +23.7k +23,739
42 Madison Asset Management, LLC 0.23% of their portfolio MADISON, WI 578,946578.9k $16.8m $16.8m 0.23% New
43 CX Institutional 0.85% of their portfolio AUBURN, IN 547,232547.2k $15.9m $15.9m 0.85% Reduced -128.7k -128,662
44 Financial Gravity Asset Management, Inc. 0.16% of their portfolio Lakeway, TX 537,689537.7k $14.4m $14.4m 0.16% Added +6.0k +6,035
45 Tilson Financial Group, Inc. 9.22% of their portfolio NEW PROVIDENCE, NJ 493,016493.0k $14.3m $14.3m 9.22% Reduced -6.2k -6,248
46 Stratos Wealth Partners, LTD. 0.26% of their portfolio BEACHWOOD, OH 483,941483.9k $14.1m $14.1m 0.26% Added +36.5k +36,525
47 TELEMUS CAPITAL, LLC 1.14% of their portfolio Southfield, MI 476,892476.9k $13.9m $13.9m 1.14% Reduced -62.6k -62,586
48 Dakota Wealth Management 0.52% of their portfolio PALM BEACH GARDENS, FL 457,474457.5k $13.3m $13.3m 0.52% Reduced -80.4k -80,430
49 First Trust Bank, Ltd. 17.91% of their portfolio NASSAU, C5 446,560446.6k $13.0m $13.0m 17.91% Added +15.3k +15,300
50 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 443,204443.2k $12.9m $12.9m 0.02% Added +337.4k +337,364
51 CreativeOne Wealth, LLC 0.82% of their portfolio OVERLAND PARK, KS 440,066440.1k $12.8m $12.8m 0.82% Reduced -27.0k -26,980
52 RFP Financial Group LLC 5.03% of their portfolio ATLANTA, GA 422,639422.6k $12.3m $12.3m 5.03% New
53 Better Money Decisions, LLC 9.67% of their portfolio Santa Fe, NM 401,063401.1k $11.7m $11.7m 9.67% Reduced -37.5k -37,466
54 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 397,905397.9k $11.6m $11.6m 0.04% Added +372.2k +372,156
55 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 387,300387.3k $11.3m $11.3m 0.02% Added +169.2k +169,225
56 Quent Capital, LLC 1.48% of their portfolio NEW YORK, NY 378,463378.5k $11.0m $11.0m 1.48% Added +85.8k +85,849
57 Wescott Financial Advisory Group, LLC 1.49% of their portfolio Philadelphia, PA 365,911365.9k $10.6m $10.6m 1.49% Reduced -40.2k -40,224
58 SMART Wealth LLC 5.57% of their portfolio Omaha, NE 350,926350.9k $10.2m $10.2m 5.57% Reduced -343.1k -343,100
59 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 344,753344.8k $10.0m $10.0m 0.12% Reduced -6.8k -6,792
60 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 340,897340.9k $9.9m $9.9m 0.01% Reduced -73.9k -73,852
61 Treasure Coast Financial Planning 6.80% of their portfolio VERO BEACH, FL 335,799335.8k $9.8m $9.8m 6.80% Reduced -471 -471
62 Gerber Kawasaki Wealth & Investment Management 0.58% of their portfolio SANTA MONICA, CA 335,217335.2k $9.7m $9.7m 0.58% Added +49.2k +49,237
63 O'Brien Wealth Partners LLC 2.51% of their portfolio Waltham, MA 331,051331.1k $9.6m $9.6m 2.51% Added +7.8k +7,806
64 Private Wealth Advisors, LLC 4.11% of their portfolio Fresno, CA 327,881327.9k $9.5m $9.5m 4.11% New
65 SIGNET FINANCIAL MANAGEMENT, LLC 1.40% of their portfolio PARSIPPANY, NJ 322,506322.5k $9.4m $9.4m 1.40% Added +30.2k +30,245
66 HBW ADVISORY SERVICES LLC 1.70% of their portfolio SIMI VALLEY, CA 312,456312.5k $9.1m $9.1m 1.70% Added +42.2k +42,185
67 Manning & Napier Group, LLC 0.11% of their portfolio Fairport, NY 311,697311.7k $9.1m $9.1m 0.11% Added +2.6k +2,556
68 Rinkey Investments 3.46% of their portfolio San Diego, CA 302,650302.6k $8.8m $8.8m 3.46% Reduced -3.0k -2,989
69 CoreCap Advisors, LLC 0.57% of their portfolio SOUTHFIELD, MI 302,249302.2k $8.8m $8.8m 0.57% Added +12.8k +12,828
70 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 289,331289.3k $8.4m $8.4m 0.07% Reduced -80.0k -79,963
71 Impact Partnership Wealth, LLC 3.05% of their portfolio MARIETTA, GA 287,493287.5k $8.4m $8.4m 3.05% Added +12.1k +12,067
72 Gladstone Institutional Advisory LLC 0.45% of their portfolio Bedminster, NJ 277,356277.4k $8.1m $8.1m 0.45% Reduced -20.5k -20,463
73 S. R. Schill & Associates 3.50% of their portfolio MERCER ISLAND, WA 270,809270.8k $7.9m $7.9m 3.50% Added +10.5k +10,473
74 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 263,400263.4k $7.7m $7.7m 0.02% Reduced -170.0k -170,000
75 Private Wealth Group, LLC 4.20% of their portfolio Tampa, FL 254,804254.8k $7.4m $7.4m 4.20% Reduced -1.9k -1,888
76 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 254,742254.7k $7.4m $7.4m 0.03% Added +72.8k +72,765
77 Meridian Financial Partners LLC 7.33% of their portfolio WARRENTON, VA 245,876245.9k $7.1m $7.1m 7.33% Added +7.8k +7,767
78 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 235,315235.3k $6.8m $6.8m 0.04% Reduced -61.4k -61,418
79 Trilogy Capital Inc. 0.42% of their portfolio IRVINE, CA 231,129231.1k $6.7m $6.7m 0.42% Reduced -22.1k -22,104
80 Lowe Wealth Advisors, LLC 3.32% of their portfolio COLUMBIA, MD 230,659230.7k $6.7m $6.7m 3.32% Added +62.9k +62,853
81 Austin Wealth Management, LLC 1.75% of their portfolio Austin, TX 226,140226.1k $6.5m $6.5m 1.75% Added +34.5k +34,482
82 Money Design Co.,Ltd. 0.36% of their portfolio TOKYO, M0 217,107217.1k $6.3m $6.3m 0.36% Added +9.3k +9,343
83 DGS Capital Management, LLC 2.42% of their portfolio JERSEY CITY, NJ 216,355216.4k $6.3m $6.3m 2.42% Added +5.1k +5,093
84 Altiora Financial Group, LLC 1.74% of their portfolio LEBANON, OH 206,302206.3k $6.0m $6.0m 1.74% Added +10.5k +10,514
85 First Affirmative Financial Network 4.76% of their portfolio COLORADO SPRINGS, CO 205,144205.1k $6.0m $6.0m 4.76% Reduced -16.8k -16,770
86 Main Line Retirement Advisors, LLC 4.97% of their portfolio WHITEFISH, MT 196,925196.9k $5.7m $5.7m 4.97% First filing
87 StrategIQ Financial Group, LLC 0.63% of their portfolio MERRILLVILLE, IN 191,945191.9k $5.6m $5.6m 0.63% Reduced -4.8k -4,750
88 Key Financial Inc 1.48% of their portfolio WEST CHESTER, PA 186,603186.6k $5.4m $5.4m 1.48% Added +185.7k +185,675
89 Mechanics Bank Trust Department 0.84% of their portfolio Walnut Creek, CA 185,680185.7k $5.4m $5.4m 0.84% Added +7.3k +7,350
90 INTEGRATED CAPITAL MANAGEMENT, INC. 4.53% of their portfolio JESSUP, PA 183,818183.8k $5.3m $5.3m 4.53% Reduced -2.3k -2,266
91 Balentine LLC 0.17% of their portfolio ATLANTA, GA 181,698181.7k $5.3m $5.3m 0.17% Reduced -45.2k -45,239
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 178,294178.3k $5.2m $5.2m 0.00% Added +177.1k +177,107
93 Tempus Wealth Planning, LLC 2.18% of their portfolio IRVINE, CA 170,669170.7k $5.0m $5.0m 2.18% Added +36.5k +36,451
94 Mariner, LLC 0.01% of their portfolio Overland Park, KS 168,492168.5k $4.9m $4.9m 0.01% Reduced -385.5k -385,482
95 THEORY FINANCIAL LLC 2.60% of their portfolio FORT COLLINS, CO 167,334167.3k $4.9m $4.9m 2.60% Reduced -651 -651
96 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 165,259165.3k $4.8m $4.8m 0.05% Added +592 +592
97 Roundview Capital LLC 0.40% of their portfolio PRINCETON, NJ 151,005151.0k $4.4m $4.4m 0.40% Reduced -28.1k -28,105
98 Merit Financial Group, LLC 0.13% of their portfolio ALPHARETTA, GA 146,967147.0k $4.3m $4.3m 0.13% Reduced -12.0k -11,960
99 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 146,450146.4k $4.3m $4.3m 0.01% Added +14.4k +14,446
100 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 145,150145.2k $4.2m $4.2m 0.02% Reduced -24.7k -24,684