Vault-13

SPDR SER TR SPTS

PORTFOLIO SH TSR · ETP · CUSIP 78468R101

334 institutional holders +3 vs Q2 2023
177,030,788177.0m shares reported held*
$5.1bnreported value*
40 new 119 added 131 reduced 44 sold out net bought ≈ $209.6m (+7.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.76. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 304Q1 23: 332Q2 23: 331Q3 23: 334334Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022285
Q4 2022304
Q1 2023332
Q2 2023331
Q3 2023334

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 155 bought or addedQ4 22: 159 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 145 cut or sold outQ1 23Q2 23: 164 bought or addedQ2 23: 158 cut or sold outQ2 23Q3 23: 159 bought or addedQ3 23: 175 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022155159
Q1 2023191145
Q2 2023164158
Q3 2023159175

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $4.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.2mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$4.7m$00.00
Q1 2023$1.2m$00.00
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

Municipal Employees' Retirement System of Michigan Added +5,763,358+5.8m
Fisher Asset Management, LLC Added +3,963,716+4.0m
ASSETMARK, INC Added +1,811,003+1.8m
OSAIC HOLDINGS, INC. Added +1,385,656+1.4m
Motley Fool Wealth Management, LLC New +1,366,368+1.4m
CAPE COD FIVE CENTS SAVINGS BANK Added +1,240,812+1.2m
AE Wealth Management LLC Added +1,203,403+1.2m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +556,392+556.4k
Clear Creek Financial Management, LLC Added +531,649+531.6k
UBS Group AG Added +507,619+507.6k

Biggest sellers

MORGAN STANLEY Reduced -5,252,738-5.3m
GTS SECURITIES LLC Reduced -1,883,769-1.9m
Crane Advisory, LLC Sold out -1,219,559-1.2m
FLOW TRADERS U.S. LLC Reduced -895,105-895.1k
ROYAL BANK OF CANADA Reduced -729,099-729.1k
MFA WEALTH ADVISORS, LLC Reduced -657,601-657.6k
CWM, LLC Reduced -536,977-537.0k
Brookstone Capital Management Reduced -521,924-521.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -446,427-446.4k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -403,058-403.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.67% of their portfolio PLANO, TX 41,151,98141.2m $1.2bn $1.2bn 0.67% Added +4.0m +3,963,716
2 Municipal Employees' Retirement System of Michigan 5.26% of their portfolio LANSING, MI 13,165,23813.2m $378.1m $378.1m 5.26% Added +5.8m +5,763,358
3 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 10,711,72410.7m $307.6m $307.6m 0.22% Reduced -348.5k -348,521
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 9,575,4649.6m $275.0m $275.0m 0.03% Reduced -109.2k -109,153
5 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 9,496,7719.5m $272.7m $272.7m 0.02% Added +126.1k +126,077
6 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 7,374,8087.4m $211.8m $211.8m 0.06% Reduced -729.1k -729,099
7 Richard Bernstein Advisors LLC 2.45% of their portfolio NEW YORK, NY 3,822,4863.8m $109.8m $109.8m 2.45% Reduced -162.3k -162,315
8 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 3,754,1793.8m $107.8m $107.8m 0.16% Added +1.4m +1,385,656
9 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,629,8893.6m $104.3m $104.3m 0.05% Reduced -446.4k -446,427
10 SYNOVUS FINANCIAL CORP 1.13% of their portfolio Columbus, GA 3,457,6693.5m $99.3m $99.3m 1.13% Reduced -113.1k -113,128
11 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,307,3433.3m $94.9m $94.9m 0.03% Added +20.6k +20,648
12 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,263,4783.3m $93.7m $93.7m 0.04% Added +507.6k +507,619
13 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,773,2772.8m $79.6m $79.6m 0.01% Reduced -5.3m -5,252,738
14 GM Advisory Group, LLC 6.43% of their portfolio MELVILLE, NY 2,740,1222.7m $78.7m $78.7m 6.43% Added +103.0k +103,039
15 Private Advisor Group, LLC 0.68% of their portfolio MORRISTOWN, NJ 2,660,4862.7m $76.4m $76.4m 0.68% Reduced -189.3k -189,342
16 Cerity Partners LLC 0.37% of their portfolio NEW YORK, NY 2,634,1822.6m $75.7m $75.7m 0.37% Reduced -117.7k -117,651
17 CAPE COD FIVE CENTS SAVINGS BANK 3.91% of their portfolio HYANNIS, MA 2,512,3342.5m $72.2m $72.2m 3.91% Added +1.2m +1,240,812
18 EVERGREEN CAPITAL MANAGEMENT LLC 3.07% of their portfolio Bellevue, WA 2,436,2172.4m $70.0m $70.0m 3.07% Reduced -403.1k -403,058
19 ASSETMARK, INC 0.26% of their portfolio CONCORD, CA 2,227,0272.2m $64.0m $64.0m 0.26% Added +1.8m +1,811,003
20 AE Wealth Management LLC 0.38% of their portfolio TOPEKA, KS 2,191,8922.2m $63.0m $63.0m 0.38% Added +1.2m +1,203,403
21 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,718,4731.7m $49.4m $49.4m 0.02% Added +344.5k +344,501
22 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 3.51% of their portfolio ROCHESTER, NY 1,647,1841.6m $47.3m $47.3m 3.51% Added +86.0k +85,957
23 Brookstone Capital Management 0.90% of their portfolio WHEATON, IL 1,432,2701.4m $41.0m $41.0m 0.90% Reduced -521.9k -521,924
24 Motley Fool Wealth Management, LLC 2.08% of their portfolio ALEXANDRIA, VA 1,366,3681.4m $36.0m $36.0m 2.08% New
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.13% of their portfolio PLYMOUTH, MN 1,349,9041.3m $38.8m $38.8m 0.13% Added +556.4k +556,392
26 GTS SECURITIES LLC 0.78% of their portfolio NEW YORK, NY 1,310,2491.3m $37.6m $37.6m 0.78% Reduced -1.9m -1,883,769
27 CWM, LLC 0.20% of their portfolio OMAHA, NE 1,137,1561.1m $32.7m $32.7m 0.20% Reduced -537.0k -536,977
28 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 1,118,7811.1m $32.1m $32.1m 0.05% Reduced -85.7k -85,704
29 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,105,1611.1m $31.7m $31.7m 0.06% Added +20.6k +20,615
30 FLOW TRADERS U.S. LLC 1.45% of their portfolio NEW YORK, NY 1,075,3481.1m $30.9m $30.9m 1.45% Reduced -895.1k -895,105
31 BANK OF NOVA SCOTIA 0.08% of their portfolio TORONTO, A6 1,045,3051.0m $30.0m $30.0m 0.08% Reduced -23.9k -23,895
32 CREATIVE FINANCIAL DESIGNS INC /ADV 3.19% of their portfolio KOKOMO, IN 953,935953.9k $27.4m $27.4m 3.19% Added +120.6k +120,634
33 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 839,142839.1k $24.1m $24.1m 0.37% Added +76.9k +76,915
34 SMART Wealth LLC 14.97% of their portfolio Omaha, NE 694,026694.0k $19.9m $19.9m 14.97% Added +485.5k +485,468
35 CX Institutional 1.07% of their portfolio AUBURN, IN 675,894675.9k $19.4m $19.4m 1.07% Reduced -8.5k -8,511
36 Boston Standard Wealth Management, LLC 4.91% of their portfolio WINCHESTER, MA 647,500647.5k $18.6m $18.6m 4.91% Added +54.3k +54,309
37 ALTFEST L J & CO INC 2.82% of their portfolio NEW YORK, NY 621,397621.4k $17.8m $17.8m 2.82% Added +30.1k +30,116
38 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 2.98% of their portfolio Reston, VA 580,965581.0k $16.7m $16.7m 2.98% Reduced -5.9k -5,860
39 Portland Global Advisors LLC 2.78% of their portfolio PORTLAND, ME 578,497578.5k $16.6m $16.6m 2.78% Added +27.0k +27,020
40 Nelson Capital Management, LLC 4.02% of their portfolio MENLO PARK, CA 571,084571.1k $16.4m $16.4m 4.02% Added +60.0k +59,990
41 Mariner, LLC 0.04% of their portfolio Overland Park, KS 553,974554.0k $15.9m $15.9m 0.04% Reduced -111.6k -111,574
42 Clear Creek Financial Management, LLC 2.78% of their portfolio SILVERDALE, WA 552,781552.8k $15.9m $15.9m 2.78% Added +531.6k +531,649
43 TELEMUS CAPITAL, LLC 1.43% of their portfolio Southfield, MI 539,478539.5k $15.5m $15.5m 1.43% Reduced -41.5k -41,490
44 Dakota Wealth Management 0.68% of their portfolio PALM BEACH GARDENS, FL 537,904537.9k $15.4m $15.4m 0.68% Reduced -49.6k -49,637
45 Financial Gravity Asset Management, Inc. 0.16% of their portfolio Lakeway, TX 531,654531.7k $14.3m $14.3m 0.16% Added +480.6k +480,584
46 Willow Creek Wealth Management Inc. 2.19% of their portfolio Sebastopol, CA 511,162511.2k $14.7m $14.7m 2.19% Reduced -2.5k -2,472
47 Tilson Financial Group, Inc. 11.27% of their portfolio NEW PROVIDENCE, NJ 499,264499.3k $14.3m $14.3m 11.27% Added +9.8k +9,805
48 CreativeOne Wealth, LLC 0.97% of their portfolio OVERLAND PARK, KS 467,046467.0k $13.4m $13.4m 0.97% Reduced -278.7k -278,670
49 Stratos Wealth Partners, LTD. 0.28% of their portfolio BEACHWOOD, OH 447,416447.4k $12.8m $12.8m 0.28% Added +57.4k +57,449
50 Better Money Decisions, LLC 11.09% of their portfolio Santa Fe, NM 438,529438.5k $12.6m $12.6m 11.09% Reduced -53.4k -53,447
51 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 433,400433.4k $12.4m $12.4m 0.03% Reduced -21.6k -21,600
52 First Trust Bank, Ltd. 66.15% of their portfolio NASSAU, C5 431,260431.3k $12.4m $12.4m 66.15% New
53 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 420,400420.4k $12.0m $12.0m 0.02% New
54 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 414,749414.7k $11.9m $11.9m 0.02% Added +33.9k +33,935
55 Wescott Financial Advisory Group, LLC 2.13% of their portfolio Philadelphia, PA 406,135406.1k $11.7m $11.7m 2.13% Reduced -8.2k -8,166
56 DESTINY CAPITAL SECURITIES CORPORATION 8.76% of their portfolio GOLDEN, CO 376,026376.0k $10.8m $10.8m 8.76% First filing
57 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 369,294369.3k $10.6m $10.6m 0.09% Reduced -37.4k -37,394
58 Equitable Holdings, Inc. 0.14% of their portfolio NEW YORK, NY 351,545351.5k $10.1m $10.1m 0.14% Reduced -1.2k -1,179
59 Treasure Coast Financial Planning 6.70% of their portfolio VERO BEACH, FL 336,270336.3k $9.7m $9.7m 6.70% Added +3.7k +3,654
60 O'Brien Wealth Partners LLC 2.66% of their portfolio Waltham, MA 323,245323.2k $9.3m $9.3m 2.66% New
61 Manning & Napier Group, LLC 0.11% of their portfolio Fairport, NY 309,141309.1k $8.9m $8.9m 0.11% Reduced -9.7k -9,680
62 Rinkey Investments 4.02% of their portfolio San Diego, CA 305,639305.6k $8.8m $8.8m 4.02% Added +69.4k +69,407
63 Tidal Investments LLC 0.26% of their portfolio Milwaukee, WI 300,287300.3k $8.6m $8.6m 0.26% New
64 Gladstone Institutional Advisory LLC 0.55% of their portfolio Bedminster, NJ 297,819297.8k $8.6m $8.6m 0.55% Reduced -10.0k -9,951
65 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 296,733296.7k $8.5m $8.5m 0.05% Added +60.2k +60,229
66 Quent Capital, LLC 1.31% of their portfolio NEW YORK, NY 292,614292.6k $8.4m $8.4m 1.31% Added +93.0k +93,046
67 SIGNET FINANCIAL MANAGEMENT, LLC 1.39% of their portfolio PARSIPPANY, NJ 292,261292.3k $8.4m $8.4m 1.39% Added +14.3k +14,329
68 CoreCap Advisors, LLC 0.60% of their portfolio SOUTHFIELD, MI 289,421289.4k $8.3m $8.3m 0.60% Added +1.9k +1,908
69 Gerber Kawasaki Wealth & Investment Management 0.56% of their portfolio SANTA MONICA, CA 285,980286.0k $8.2m $8.2m 0.56% Added +56.7k +56,651
70 Impact Partnership Wealth, LLC 2.46% of their portfolio MARIETTA, GA 275,426275.4k $7.9m $7.9m 2.46% Added +275.2k +275,223
71 HBW ADVISORY SERVICES LLC 1.62% of their portfolio SIMI VALLEY, CA 270,271270.3k $7.8m $7.8m 1.62% Added +127.1k +127,135
72 S. R. Schill & Associates 3.63% of their portfolio MERCER ISLAND, WA 260,336260.3k $7.5m $7.5m 3.63% Reduced -2.5k -2,533
73 Private Wealth Group, LLC 4.83% of their portfolio Tampa, FL 256,692256.7k $7.4m $7.4m 4.83% Added +59.6k +59,586
74 Trilogy Capital Inc. 0.49% of their portfolio IRVINE, CA 253,233253.2k $7.3m $7.3m 0.49% Reduced -16.7k -16,699
75 Bridgeworth, LLC 0.77% of their portfolio BIRMINGHAM, AL 243,399243.4k $7.0m $7.0m 0.77% Added +20.1k +20,107
76 Meridian Financial Partners LLC 6.98% of their portfolio WARRENTON, VA 238,109238.1k $6.8m $6.8m 6.98% Added +32.5k +32,545
77 Balentine LLC 0.22% of their portfolio ATLANTA, GA 226,937226.9k $6.5m $6.5m 0.22% Added +2.4k +2,440
78 First Affirmative Financial Network 6.24% of their portfolio COLORADO SPRINGS, CO 221,914221.9k $6.4m $6.4m 6.24% Added +1.3k +1,261
79 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 218,075218.1k $6.3m $6.3m 0.01% New
80 DGS Capital Management, LLC 2.97% of their portfolio JERSEY CITY, NJ 211,262211.3k $6.1m $6.1m 2.97% Added +5.8k +5,786
81 Money Design Co.,Ltd. 0.36% of their portfolio TOKYO, M0 207,764207.8k $6.0m $6.0m 0.36% Added +51.3k +51,311
82 StrategIQ Financial Group, LLC 0.65% of their portfolio MERRILLVILLE, IN 196,695196.7k $5.6m $5.6m 0.65% Reduced -370 -370
83 Altiora Financial Group, LLC 2.61% of their portfolio LEBANON, OH 195,788195.8k $5.6m $5.6m 2.61% Added +32.5k +32,537
84 Austin Wealth Management, LLC 1.71% of their portfolio Austin, TX 191,658191.7k $5.5m $5.5m 1.71% First filing
85 INTEGRATED CAPITAL MANAGEMENT, INC. 4.72% of their portfolio JESSUP, PA 186,084186.1k $5.3m $5.3m 4.72% Added +11.6k +11,552
86 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 181,977182.0k $5.2m $5.2m 0.02% Reduced -4.8k -4,805
87 Roundview Capital LLC 0.52% of their portfolio PRINCETON, NJ 179,110179.1k $5.1m $5.1m 0.52% Reduced -45.4k -45,434
88 Mechanics Bank Trust Department 0.86% of their portfolio Walnut Creek, CA 178,330178.3k $5.1m $5.1m 0.86% Added +12.6k +12,625
89 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 170,691170.7k $4.9m $4.9m 0.01% Reduced -106.7k -106,668
90 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 169,834169.8k $4.9m $4.9m 0.03% Added +28.8k +28,835
91 THEORY FINANCIAL LLC 2.83% of their portfolio FORT COLLINS, CO 167,985168.0k $4.8m $4.8m 2.83% Reduced -10.8k -10,843
92 Lowe Wealth Advisors, LLC 2.56% of their portfolio COLUMBIA, MD 167,806167.8k $4.8m $4.8m 2.56% Added +105.0k +104,953
93 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 164,667164.7k $4.7m $4.7m 0.05% Reduced -7.5k -7,472
94 Merit Financial Group, LLC 0.15% of their portfolio ALPHARETTA, GA 158,927158.9k $4.6m $4.6m 0.15% Reduced -12.5k -12,487
95 Strategic Financial Concepts, LLC 1.45% of their portfolio SAN ANTONIO, TX 149,394149.4k $4.3m $4.3m 1.45% Added +65.8k +65,842
96 BUCKINGHAM STRATEGIC WEALTH, LLC 0.06% of their portfolio CLAYTON, MO 148,128148.1k $4.3m $4.3m 0.06% Reduced -32.2k -32,174
97 SigFig Wealth Management, LLC 0.17% of their portfolio SAN FRANCISCO, CA 144,493144.5k $4.1m $4.1m 0.17% Reduced -10.7k -10,698
98 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 141,203141.2k $4.1m $4.1m 0.01% New
99 Great Point Wealth Advisors, LLC 1.21% of their portfolio BOSTON, MA 140,290140.3k $4.0m $4.0m 1.21% Reduced -8.4k -8,370
100 Tempus Wealth Planning, LLC 1.93% of their portfolio IRVINE, CA 134,218134.2k $3.9m $3.9m 1.93% Added +361 +361